Hazardous Substances and New Organisms Act 1996

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Hazardous Substances and New Organisms Act 1996

Public Act1996 No 30
Date of assent10 June 1996

Note

This Act is administered in the Ministry for the Environment


Contents

Title

Prohibition of import, etc, and types of approval

Approvals for hazardous substances

Containment approvals for hazardous substances

Assessment of new organisms for importation or release

Conditional release of new organisms

Release of qualifying organisms

Containment approval for new organisms

Use of hazardous substances and new organisms in emergencies

Rapid assessment and approval of agricultural compounds and medicines in special emergencies

Rapid assessment and approval of other hazardous substances in special emergencies

Prohibited list organisms

Transhipment

Procedure for assessment

Minister's call-in powers

73A Interpretation [Repealed]

73B Application [Repealed]

73F No compensation [Repealed]

73G Expiry [Repealed]

Hazard classification system

Test certifiers

Transferable permits

Permissions and licences

Environmental user charges

Inspection

Compliance orders

Enforcement

Pecuniary penalties

Civil liability for acts and omissions while in breach

Liability for acts and omissions of others

151 Interpretation [Expired]

157 Defences [Expired]

163 Interpretation [Expired]

166 Labelling [Expired]

167 Advertisements [Expired]

171 Warranties [Expired]

175 Interpretation [Expired]

183 Interpretation [Expired]

188 Containers [Expired]

204 Register [Expired]

205 Interpretation [Expired]

209 Interpretation [Expired]

222 Interpretation [Expired]

239 Private storage [Expired]

Animals

254 Animals [Expired]

256 Hamsters [Expired]

Plants

258 Import permits [Expired]


An Act to restate and reform the law relating to the management of hazardous substances and new organisms

BE IT ENACTED by the Parliament of New Zealand as follows:

1 Short Title and commencement
  • (1) This Act may be cited as the Hazardous Substances and New Organisms Act 1996.

    (2) This Act shall come into force on a date to be fixed by the Governor-General by Order in Council; and one or more Orders in Council may be made fixing different dates for different provisions and for different purposes.

Part 1
Preliminary

2 Interpretation
  • (1) In this Act, unless the context otherwise requires,—

    Advertisement means any publication to the community or to any section of the community of any words, whether written or printed, spoken, or in any electronic form, or of any pictorial representation or design or device, used to promote the sale of any hazardous substance; and to advertise has a corresponding meaning

    Aerodrome has the same meaning as in section 2 of the Civil Aviation Act 1990

    Aircraft has the same meaning as in section 2 of the Civil Aviation Act 1990

    Amenity values means those natural or physical qualities and characteristics of an area that contribute to people's appreciation of its pleasantness, aesthetic coherence, and cultural and recreational attributes

    approved form means a form approved by the Authority under section 11(fa)

    Approved form: this definition was inserted, as from 31 December 2000, by section 3(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267).

    Authority means the Environmental Risk Management Authority established under section 14 of this Act

    Bioaccumulation means accumulation within the tissues of living organisms

    Building has the same meaning as in section 3 of the Building Act 1991

    By-product means an incidental or secondary product made in the manufacture of another product

    Carrier, in relation to a craft, means the owner or charterer of the craft; and, where the owner or charterer is not in New Zealand, includes the agent in New Zealand of the owner or charterer or, if there is no such agent in New Zealand, the person in charge

    Code of practice means any document issued or approved in accordance with section 78 of this Act

    Compound means any chemical combination of chemical elements

    conditional release approval means an approval under section 38C

    conditional release approval: this definition was inserted, as from 30 October 2003, by section 4(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    conditionally released new organism means a new organism that is subject to a conditional release approval

    conditionally released new organism: this definition was inserted, as from 30 October 2003, by section 4(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Container means any vessel or structure, whether moveable or fixed, in which hazardous substances may be cased, covered, enclosed, contained, or packed; and—

    • (a) Includes,—

      • (i) Any vessel (other than part of a vehicle's fuel system) which forms an integral part of any vehicle; and

      • (ii) Any stationary container; and

      • (iii) Any package;

    • (b) Does not include any landfill:

    Containment means restricting an organism or substance to a secure location or facility to prevent escape; and includes, in respect of genetically modified organisms, field testing and large scale fermentation

    Containment facility means,—

    • (a) In relation to new organisms (other than genetically modified organisms), a facility registered as a containment facility under the Biosecurity Act 1993:

    • (b) In relation to genetically modified organisms, a facility which complies with the controls imposed by an approval granted under any of sections 42, 42A, 42B, or 45:

    Containment facility: this definition was amended, as from 30 October 2003, by section 4(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words any of sections 42, 42A, 42B, or 45 for the words section 42 or 45 of this Act.

    containment structure means a containment facility that is a vehicle, room, building, or other structure, set aside and equipped for the development of genetically modified organisms

    containment structure: this definition was inserted, as from 28 May 2002, by section 5 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13). See section 10 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) for the transitional provision.

    Controller means the person for the time being in charge of a location or facility

    Controls means any obligations or restrictions imposed on any hazardous substance or new organism, or on any person in relation to any hazardous substance or new organism, by this or any other Act or any regulations, rules, codes, or other documents made in accordance with the provisions of this or any other Act for the purposes of controlling the adverse effects of that substance or organism on people or the environment

    Customs officer means any person holding office as an officer of Customs under the Customs Act 1966

    Craft means any form of aircraft, ship, or other vehicle or vessel capable of being used to transport any substance to or from New Zealand from or to any country outside New Zealand

    Crown entity

    Crown entity: this definition was inserted, as from 25 January 2005, by section 37(1) Public Finance Amendment Act 2004 (2004 No 113).

    develop, in relation to organisms,—

    • (a) means—

      • (i) genetic modification of an organism:

      • (ii) regeneration of a new organism from biological material of the organism that cannot, without human intervention, be used to reproduce the organism:

      • (iii) fermentation of a micro-organism that is a new organism; but

    • (b) does not include field testing

    develop: this definition was substituted, as from 30 October 2003, by section 4(3) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Disposal means,—

    • (a) In relation to a hazardous substance,—

      • (i) Treating the substance in such a way that it is no longer a hazardous substance; or

      • (ii) Discharging the substance into the environment as waste; or

      • (iii) Exporting the substance as waste from New Zealand:

    • (b) In relation to a new organism,—

      • (i) Rendering the organism biologically inactive in such a manner as to prevent the occurrence of any future biological activity; or

      • (ii) Exporting the organism from New Zealand:

    Distribution system has the same meaning as in section 2 of the Gas Act 1992

    Ecotoxic means capable of causing ill health, injury, or death to any living organism

    Effect includes—

    • (a) Any potential or probable effect; and

    • (b) Any positive or adverse effect; and

    • (c) Any temporary or permanent effect; and

    • (d) Any past, present, or future effects; and

    • (e) Any acute or chronic effect; and

    • (f) Any cumulative effect which arises over time or in combination with other effects:

    Enforcement officer means an enforcement officer appointed under section 98 or section 99(3) of this Act

    Environment includes—

    • (a) Ecosystems and their constituent parts, including people and communities; and

    • (b) All natural and physical resources; and

    • (c) Amenity values; and

    • (d) The social, economic, aesthetic, and cultural conditions which affect the matters stated in paragraphs (a) to (c) of this definition or which are affected by those matters:

    environmental medium,—

    • (a) in relation to class 6 substances, means—

      • (i) air, water, and soil; or

      • (ii) a surface that a hazardous substance may be deposited onto:

    • (b) in relation to class 9 substances, means water, soil, or sediment where these are in the natural environment, or a surface that a hazardous substance may be deposited onto

    environmental medium: this definition was inserted, as from 22 December 2005, by section 3(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    Environmental user charge means an amount of money payable per unit mass of a hazardous substance

    environmentally sound disposal, in relation to a substance that is a persistent organic pollutant, means disposal in accordance with directions given by the Authority by notice in the Gazette, being directions that are not inconsistent with Article 6 of the Stockholm Convention

    environmentally sound disposal: this definition was inserted, as from 23 December 2004, by section 4 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

    Explosive means capable of sudden expansion owing to a release of internal energy; and includes the capability to generate—

    • (a) Deflagration; or

    • (b) Pyrotechnic effects,—

    and explosion has a corresponding meaning

    Exportation has the same meaning as in section 2 of the Customs Act 1966; and to export has a corresponding meaning

    exposure limit means an environmental exposure limit, a tolerable exposure limit, or a workplace exposure standard (as these terms are defined in section 77B(6))

    exposure limit: this definition was inserted, as from 22 December 2005, by section 3(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    Field test means, in relation to an organism, the carrying on of trials on the effects of the organism under conditions similar to those of the environment into which the organism is likely to be released, but from which the organism, or any heritable material arising from it, could be retrieved or destroyed at the end of the trials

    Field test: this definition was amended, as from 30 October 2003, by section 4(4) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by omitting the words ; and includes large-scale fermentation of microorganisms.

    Firework means an object containing small quantities of hazardous substances with explosive properties enclosed in a case of paper or similar material of such a strength, construction, and character that the ignition or explosion of one such firework will not cause the explosion en masse of similar fireworks kept or carried with it, and whose sole or principal effect is not percussive or vertical or horizontal flight

    Gas appliance has the same meaning as in section 2 of the Gas Act 1992

    Gas installation has the same meaning as in section 2 of the Gas Act 1992

    genetic element, in relation to a new organism, means—

    • (a) heritable material; and

    • (b) any genes, nucleic acids, or other molecules from the organism that can, without human intervention, replicate in a biological system and transfer a character or trait to another organism or to subsequent generations of the organism

    genetic element: this definition was inserted, as from 28 May 2002, by section 5 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13). See section 10 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) for the transitional provision.

    Genetically modified organism means, unless expressly provided otherwise by regulations, any organism in which any of the genes or other genetic material—

    • (a) Have been modified by in vitro techniques; or

    • (b) Are inherited or otherwise derived, through any number of replications, from any genes or other genetic material which has been modified by in vitro techniques:

    Hazard classification means a combination of the hazardous property of a substance and the level or type of hazard related to that property prescribed in accordance with section 74 of this Act

    Hazardous substance means, unless expressly provided otherwise by regulations, any substance—

    • (a) With one or more of the following intrinsic properties:

      • (i) Explosiveness:

      • (ii) Flammability:

      • (iii) A capacity to oxidise:

      • (iv) Corrosiveness:

      • (v) Toxicity (including chronic toxicity):

      • (vi) Ecotoxicity, with or without bioaccumulation; or

    • (b) Which on contact with air or water (other than air or water where the temperature or pressure has been artificially increased or decreased) generates a substance with any one or more of the properties specified in paragraph (a) of this definition:

    heritable material, in relation to a new organism, means viable biological material, including gametes and spores, arising from the organism that can, without human intervention, regenerate the organism or reproduce a new generation of the same species of the organism

    heritable material: this definition was inserted, as from 28 May 2002, by section 5 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13). See section 10 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) for the transitional provision.

    host organism means an organism that is the subject of a genetic modification procedure

    host organism: this definition was inserted, as from 30 October 2003, by section 4(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    human cells

    • (a) means human cells, human cell lines, or human tissues that are being grown or maintained outside the human body; and

    • (b) includes human reproductive cells or human embryonic cells that are being grown or maintained outside the human body

    human cells: this definition was inserted, as from 30 October 2003, by section 4(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Identification means the provision of any information about a substance or organism which—

    • (a) Clearly identifies the chemical or biological nature of the substance or organism:

    • (b) Specifies the nature and degree or type of hazard intrinsic to the substance or organism:

    • (c) Describes precautions to be taken by persons managing hazardous substances to avoid injury to people or environmental damage:

    • (d) Directly or indirectly aids in managing any hazardous effect of a hazardous substance:

    • (e) Identifies and specifies the means of contacting any person knowledgeable in the management of the substance:

    Import, in relation to new organisms, has the same meaning as in section 2(1) of the Biosecurity Act 1993

    Importation, in relation to hazardous substances, has the same meaning as in section 47 of the Customs Act 1966; and to import, in relation to those substances, has a corresponding meaning

    Inseparable organism means any organism which is unable to be separated from any other organism

    Intrinsic values, in relation to ecosystems, means those aspects of ecosystems and their constituent parts which have value in their own right, including—

    • (a) Their biological and genetic diversity; and

    • (b) The essential characteristics that determine an ecosystem's integrity, form, functioning, and resilience:

    laboratory means a vehicle, room, building, or any other structure set aside and equipped for scientific experiments or research, for teaching science, or for the development of chemical or medicinal products

    Laboratory: this definition was inserted, as from 31 December 2000, by section 3(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267).

    Landfill means any premises used for the lawful deposit or disposal of waste materials into or onto land

    Lifecycle, in relation to a substance, means the time for which the substance is in existence from (and including) its manufacture or importation to its disposal

    light rail vehicle has the same meaning as in section 4(1) of the Railways Act 2005

    light rail vehicle: this definition was inserted, as from 20 July 2005, by section 103(3) Railways Act 2005 (2005 No 37). See sections 105 to 111 of that Act as to the transitional provisions.

    local authority means a territorial authority or a regional council

    local authority: this definition was inserted, as from 22 December 2005, by section 3(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    Manufacture, in relation to a hazardous substance, includes the mining or extraction of any hazardous substance

    Member means a member of the Authority

    Minister means the Minister for the Environment

    Motor vehicle has the same meaning as in section 2(1) of the Land Transport Act 1998

    Motor vehicle: this definition was amended, as from 1 March 1999, by section 215(1) Land Transport Act 1998 (1998 No 110), by substituting the words the Land Transport Act 1998 for the words the Transport Act 1962.

    Natural and physical resources has the same meaning as in section 2(1) of the Resource Management Act 1991

    New organism has the meaning given to it by section 2A

    New Organism: this definition was substituted, as from 7 May 1999, by section 2(1) Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35).

    Organism

    • (a) does not include a human being:

    • (ab) includes a human cell:

    • (b) Includes a micro-organism:

    • (c) Includes a genetic structure, other than a human cell, that is capable of replicating itself, whether that structure comprises all or only part of an entity, and whether it comprises all or only part of the total genetic structure of an entity:

    • (d) Includes an entity (other than a human being) declared to be an organism for the purposes of the Biosecurity Act 1993:

    • (e) Includes a reproductive cell or developmental stage of an organism:

    Organism: paragraph (a) of this definition was substituted, as from 30 October 2003, by section 4(5) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Organism: paragraph (ab) of this definition was inserted, as from 30 October 2003, by section 4(5) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Organism: paragraph (c) of this definition was amended, as from 30 October 2003, by section 4(6) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words other than a human cell for the words other than a genetic structure derived from a human being.

    persistent organic pollutant

    • (a) means a substance listed in Schedule 2A; and

    • (b) includes a substance containing 1 or more of those substances; but

    • (c) does not include a substance occurring in quantities as unintentional trace contaminants in products and articles

    persistent organic pollutant: this definition was inserted, as from 23 December 2004, by section 4 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

    Person includes the Crown

    Place of work has the same meaning as in section 2(1) and (3) of the Health and Safety in Employment Act 1992

    Place of work: this definition was amended, as from 5 May 2003, by section 34 Health and Safety in Employment Amendment Act 2002 (2002 No 86) by inserting the expression and (2A) after the expression 2(1).

    Place of work: this definition was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by substituting the expression (3) for the expression (2A).

    Port of entry has the same meaning as in the Customs Act 1966

    premises includes a dwelling, building, aircraft, ship, carriage, vehicle, box, receptacle, and place

    Premises: this definition was substituted, as from 31 December 2000, by section 3(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267).

    prescribed means prescribed by regulations made under this Act

    prescribed: this definition was inserted, as from 30 October 2003, by section 4(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Public health has the same meaning as in section 6(1) of the New Zealand Public Health and Disability Act 2000

    Public health: this definition was substituted, as from 1 January 2001, by section 111(1) New Zealand Public Health and Disability Act 2000 (2000 No 91).

    public notice means—

    • (a) a method determined by the Authority under section 53A; or

    • (b) if section 53A does not apply or no method has been determined under that section, a notice published in 1 or more daily newspapers circulating in the main metropolitan areas together with such other public notice (if any) as the Authority or Minister thinks fit

    Public notice: this definition was substituted, as from 31 December 2000, by section 3(3) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267).

    qualifying medicine means a medicine or new medicine (as defined in section 3 of the Medicines Act 1981) that—

    • (a) is or contains a new organism; and

    • (b) meets the criteria set out in section 38I(3)

    qualifying medicine: this definition was inserted, as from 30 October 2003, by section 4(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    qualifying organism means a new organism that is or is contained in a qualifying medicine or qualifying veterinary medicine

    qualifying organism: this definition was inserted, as from 30 October 2003, by section 4(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    qualifying veterinary medicine means a veterinary medicine (as defined in section 2(1) of the Agricultural Compounds and Veterinary Medicines Act 1997) that—

    • (a) is or contains a new organism; and

    • (b) meets the criteria set out in section 38I(3)

    qualifying veterinary medicine: this definition was inserted, as from 30 October 2003, by section 4(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    rail vehicle has the same meaning as in section 4(1) of the Railways Act 2005

    Rail service vehicle and light rail vehicle: these definitions were substituted, as from 20 July 2005, by section 103(3) Railways Act 2005 (2005 No 37). See sections 105 to 111 of that Act as to the transitional provisions.

    Railway line has the same meaning as in section 4(1) of the Railways Act 2005

    Railway line: this definition was amended, as from 20 July 2005, by section 103(3) Railways Act 2005 (2005 No 37) by substituting the words section 4(1) of the Railways Act 2005 for the words section 2(1) of the Transport Services Licensing Act 1989. See sections 105 to 111 of that Act as to the transitional provisions.

    regional council means a regional council within the meaning of the Local Government Act 2002

    regional council: this definition was inserted, as from 22 December 2005, by section 3(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    Regulations means regulations in force under this Act

    Release, in relation to new organisms, means to allow the organism to move within New Zealand free of any restrictions other than those imposed in accordance with the Biosecurity Act 1993 or the Conservation Act 1987

    research and development

    [Repealed]

    Research and development: this definition was inserted, as from 31 December 2000, by section 3(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267).

    Research and development: this definition was repealed, as from 22 December 2005, by section 3(2) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    research and development, in relation to a hazardous substance, means systematic investigation or experimentation activities that involve the hazardous substance

    research and development, in relation to a hazardous substance: this definition was inserted, as from 22 December 2005, by section 3(2) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    responsible chief executive means the chief executive of the Authority and the chief executive of the department for the time being responsible for the administration of the Medicines Act 1981 or the Agricultural Compounds and Veterinary Medicines Act 1997, as the case may be

    responsible chief executive: this definition was inserted, as from 30 October 2003, by section 4(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Risk species means any species, subspecies, infrasubspecies, variety, strain, or cultivar prescribed as a risk species under section 140 of this Act

    Road has the same meaning as in section 2(1) of the Land Transport Act 1998

    Road: this definition was amended, as from 1 March 1999, by section 215(1) Land Transport Act 1998 (1998 No 110), by substituting the words the Land Transport Act 1998 for the words the Transport Act 1962.

    Serious harm has the same meaning as in Schedule 1 to the Health and Safety in Employment Act 1992

    Serious environmental damage means any environmental damage prescribed under section 140 of this Act

    Ship has the same meaning as in section 2(1) of the Maritime Transport Act 1994

    Stationary container means any building or part of a building, or vessel supported by or incorporated in any building, which is expressly designed to contain any hazardous substance

    Stockholm Convention

    • (a) means the Convention on Persistent Organic Pollutants done at Stockholm on 23 May 2001 and the Annexes to the Convention, a copy of the English text of which is set out in Schedule 1AA; and

    • (b) includes any amendments to, or substitutions of, the Convention or the Annexes that are, or will become, binding on New Zealand.

    Stockholm Convention: this definition was inserted, as from 23 December 2004, by section 4 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

    Substance means—

    • (a) Any element, defined mixture of elements, compounds, or defined mixture of compounds, either naturally occurring or produced synthetically, or any mixtures thereof:

    • (b) Any isotope, allotrope, isomer, congener, radical, or ion of an element or compound which has been declared by the Authority, by notice in the Gazette, to be a different substance from that element or compound:

    • (c) Any mixtures or combinations of any of the above:

    • (d) Any manufactured article containing, incorporating, or including any hazardous substance with explosive properties:

    taxonomic classification, in relation to an organism, means the genus, species, subspecies, infrasubspecies, variety, strain, cultivar, or other appropriate classification that the organism belongs to

    taxonomic classification: this definition was inserted, as from 30 October 2003, by section 4(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    territorial authority means a territorial authority within the meaning of the Local Government Act 2002

    Territorial authority: this definition was substituted, as from 1 July 2003, by section 262 Local Government Act 2002 (2002 No 84). See sections 273 to 314 of that Act as to the savings and transitional provisions.

    Test certificate means a certificate issued by a test certifier in accordance with section 82

    Test certificate: this definition was substituted, as from 7 May 1999, by section 2(1) Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35).

    Toxic means capable of causing ill-health in, or injury to, human beings

    Tracking system means a system established under regulations made under section 76 of this Act

    Transferable permit means any permit to import or manufacture a hazardous substance issued in accordance with a transferable permit scheme

    Transferable permit scheme means any scheme established in accordance with section 87 of this Act

    Transhipment means the importation into New Zealand of a hazardous substance or new organism solely for the purpose of export within 20 working days to another destination outside New Zealand

    Treaty of Waitangi (Te Tiriti o Waitangi) has the same meaning as the word Treaty as defined in section 2 of the Treaty of Waitangi Act 1975

    Weapons system means any ammunition, explosive, or propellant; and includes any platform designed to carry any combination thereof

    Working day means any day except—

    • (a) A Saturday, a Sunday, Good Friday, Easter Monday, Anzac Day, Labour Day, the Sovereign's birthday, and Waitangi Day; and

    • (b) A day in the period commencing on the 20th day of December in any year and ending with the 15th day of January in the following year.

    (2) For the purposes of paragraph (a) of the definition of the term substance in section 2(1) of this Act, the definition of any mixture of elements or mixture of compounds may include a range of percentages of the elements or compounds making up the substance.

2A Meaning of term new organism
  • (1) A new organism is—

    • (a) An organism belonging to a species that was not present in New Zealand immediately before 29 July 1998:

    • (b) An organism belonging to a species, subspecies, infrasubspecies, variety, strain, or cultivar prescribed as a risk species, where that organism was not present in New Zealand at the time of promulgation of the relevant regulation:

    • (c) An organism for which a containment approval has been given under this Act:

    • (ca) an organism for which a conditional release approval has been given:

    • (cb) a qualifying organism approved for release with controls:

    • (d) A genetically modified organism:

    • (e) An organism that belongs to a species, subspecies, infrasubspecies, variety, strain, or cultivar that has been eradicated from New Zealand.

    (2) An organism is not a new organism if—

    • (a) the organism is not a genetically modified organism and—

      • (i) an approval is granted under section 38 to release an organism of the same taxonomic classification; or

      • (ii) the organism is a qualifying organism and an approval has been granted under section 38I to release an organism of the same taxonomic classification without controls; or

      • (iii) an organism of the same taxonomic classification has been prescribed as not a new organism; or

    • (b) the organism is a genetically modified organism and—

      • (i) an approval is granted under section 38 to release an organism of the same taxonomic classification with the same genetic modification; or

      • (ii) the organism is a qualifying organism and an approval has been granted under section 38I to release an organism of the same taxonomic classification with the same genetic modification without controls; or

      • (iii) an organism of the same taxonomic classification with the same genetic modification has been prescribed as not a new organism; or

    • (c) the new organism was deemed to be a new organism under section 255 and other organisms of the same taxonomic classification were lawfully present in New Zealand before the commencement of that section and in a place that was not registered as a circus or zoo under the Zoological Gardens Regulations 1977.

    (2A) A new organism does not cease to be a new organism because—

    • (a) it is subject to a conditional release approval; or

    • (b) it is a qualifying organism approved for release with controls.

    (3) Despite the provisions of this section, an organism present in New Zealand before 29 July 1998 in contravention of the Animals Act 1967 or the Plants Act 1970 is a new organism.

    (4) Subsection (3) does not apply to the organism known as rabbit haemorrhagic disease virus, or rabbit calicivirus.

    Section 2A was inserted, as from 7 May 1999, by section 3 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35).

    Subsection (1)(ca) and (cb) was inserted, as from 30 October 2003, by section 5(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (2) was substituted, as from 30 October 2003, by section 5(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (2A) was inserted, as from 30 October 2003, by section 5(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

3 Act to bind the Crown
  • (1) Except as provided in subsections (2) to (8) of this section, this Act shall bind the Crown.

    (2) Subject to subsections (3) to (8) of this section, this Act shall not apply to any hazardous substance controlled by the Minister of Defence.

    (3) The Chief of Defence Force shall develop codes of practice for hazardous substances controlled by the Minister of Defence and contained in any weapons system.

    (4) The codes of practice developed under subsection (3)

    • (a) must—

      • (i) be based on the relevant controls (including any group standard conditions) imposed by the Authority on hazardous substances that have been approved by the Authority (including a deemed approval under section 96E or section 160A) for any purpose under this Act; or

      • (ii) meet the relevant requirements prescribed by regulations made in accordance with section 75; and

    • (b) may incorporate or adapt any relevant international code of practice.

    (5) The Chief of Defence Force—

    • (a) must ensure that methods of controlling all hazardous substances not contained in any weapons system and controlled by the Minister of Defence—

      • (i) are based on the relevant controls (including any group standard conditions) imposed by the Authority on hazardous substances that have been approved by the Authority (including a deemed approval under section 96E or section 160A) for any purpose under this Act; or

      • (ii) meet the relevant requirements prescribed by regulations made in accordance with section 75; and

    • (b) may comply with the relevant requirements in paragraph (a) by following the relevant code of practice approved under section 79.

    (6) The Secretary of Defence shall audit the controls on hazardous substances under the control of the Minister of Defence in accordance with section 24(2)(e) of the Defence Act 1990, and report the results to the Minister and the Minister of Defence.

    (7) Any person may report to the Authority a breach of the requirements required to be met by any regulations in relation to hazardous substances under the control of the Minister of Defence.

    (8) Where an incident occurs which involves any hazardous substance under the control of the Minister of Defence and the incident is not being investigated under the Armed Forces Discipline Act 1971, the Authority may, after consultation with the Minister and the Minister of the Crown who is responsible for the Ministry of Justice, direct an inquiry to be held before a District Court Judge.

    (9) To assist the Judge, the Authority may appoint 2 or more people with skills or knowledge relevant to the subject-matter of the inquiry.

    (10) The Judge may hold the inquiry at any times and places the Judge appoints, and shall report on the cause of the incident to the Authority.

    (11) The Judge has all the powers of a Commission of Inquiry under the Commissions of Inquiry Act 1908; and subject to subsections (9) and (10) of this section, that Act shall apply accordingly.

    Subsections (4) and (5) were substituted, as from 22 December 2005, by section 4 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    Subsection (8) was amended, as from 1 October 2003, by section 12(2) State Sector Amendment Act 2003 (2003 No 41) by substituting the words the Minister of the Crown who is responsible for the Ministry of Justice for the words the Minister of Justice and the Minister of the Crown who is responsible for the Department for Courts.

Part 2
Purpose of Act

4 Purpose of Act
  • The purpose of this Act is to protect the environment, and the health and safety of people and communities, by preventing or managing the adverse effects of hazardous substances and new organisms.

5 Principles relevant to purpose of Act
  • All persons exercising functions, powers, and duties under this Act shall, to achieve the purpose of this Act, recognise and provide for the following principles:

    • (a) The safeguarding of the life-supporting capacity of air, water, soil, and ecosystems:

    • (b) The maintenance and enhancement of the capacity of people and communities to provide for their own economic, social, and cultural wellbeing and for the reasonably foreseeable needs of future generations.

6 Matters relevant to purpose of Act
  • All persons exercising functions, powers, and duties under this Act shall, to achieve the purpose of this Act, take into account the following matters:

    • (a) The sustainability of all native and valued introduced flora and fauna:

    • (b) The intrinsic value of ecosystems:

    • (c) Public health:

    • (d) The relationship of Maori and their culture and traditions with their ancestral lands, water, sites, waahi tapu, valued flora and fauna, and other taonga:

    • (e) the economic and related benefits and costs of using a particular hazardous substance or new organism.

    • (f) New Zealand's international obligations.

    Paragraph (e) was substituted, as from 30 October 2003, by section 6 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

7 Precautionary approach
  • All persons exercising functions, powers, and duties under this Act, including but not limited to, functions, powers, and duties under sections 28A, 29, 32, 38, 45, and 48 of this Act, shall take into account the need for caution in managing adverse effects where there is scientific and technical uncertainty about those effects.

    Section 7 was amended, as from 31 December 2000, by section 4 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89), by inserting the expression 28A after the word sections. See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267).

8 Treaty of Waitangi
9 Methodology to be used
  • (1) The Governor-General may from time to time, by Order in Council, establish a methodology (which includes an assessment of monetary and non-monetary costs and benefits) for making decisions under Part 5 of this Act; and the Authority shall consistently apply that methodology when making such decisions.

    (2) Before making any recommendation for the purpose of making any Order in Council under subsection (1) of this section, the Minister shall request the Authority to—

    • (a) Develop a proposed methodology; and

    • (b) Establish a process that the Minister considers gives the public adequate time and opportunity to make submissions on the proposed methodology to the Authority; and

    • (c) Advise the Minister of any submissions received, and any comments the Authority wishes to make on the submissions, or the proposed methodology,—

    and the Minister shall have regard to those submissions and comments.

    (3) A failure to comply with subsection (2) of this section shall not affect the validity of any Order in Council made under subsection (1) of this section.

    (4) Notwithstanding section 59 of this Act, the Authority shall not proceed to determine any application made under Part 5 of this Act until an Order in Council has been made under subsection (1) of this section.

    (5) No decision of the Authority under Part 5 of this Act shall be challenged on the adequacy or otherwise of the methodology developed and applied under subsection (1) of this section.

Part 3
Powers, functions, and duties

10 Powers, functions, and duties of Minister
  • (1) The Minister may—

    • (a) [Repealed]

    • (b) [Repealed]

    • (c) Decide any application made under this Act in accordance with the provisions of sections 68 to 73 inclusive of this Act:

    • (d) Carry out any powers, functions, and duties conferred on the Minister by or under this Act.

    (2) Subsection (1)(c) and (d) apply despite section 113 of the Crown Entities Act 2004.

    (3) This section does not limit section 27 of the Crown Entities Act 2004.

    Paragraph (c) was amended, as from 7 May 1999, by section 15(a) Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by omitting the expression sections 28, 31, 34,39, and 47 of.

    Paragraphs (a) and (b) were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

    Subsections (2) and (3) were inserted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

11 Powers, functions, and duties of Authority
  • (1) The Authority may—

    • (a) Advise the Minister on any matter relating to the purpose of this Act, including, but not limited to,—

      • (i) The extent to which persons are complying with the provisions of this Act:

      • (ii) Inconsistencies or conflicts between any controls placed on hazardous substances and new organisms under this Act and any controls placed on any hazardous substance and new organisms under any other Act:

      • (iii) The consideration and investigation of the use of environmental user charges in accordance with section 96 of this Act:

    • (b) Monitor and review—

      • (i) The extent to which the Act reduces adverse effects on the environment or people from hazardous substances or new organisms:

      • (ii) The enforcement of this Act including, but not limited to, the exercise of any power under section 103 of this Act by any enforcement officer:

    • (c) Promote awareness of the adverse effects of hazardous substances and new organisms on people or the environment and awareness of the prevention or safe management of those effects:

    • (d) Contribute to and cooperate with international forums and carry out international requirements as directed by the Minister:

    • (e) Enquire into any incident or emergency involving a hazardous substance or a new organism:

    • (f) Keep such registers relating to hazardous substances and new organisms as may be required by this Act or as may be necessary to administer this Act:

    • (fa) approve forms for applications under Part 5:

    • (fb) approve standards for containment facilities:

    • (fb) give directions as to the disposal of persistent organic pollutants:

    • (g) Carry out any powers, functions, and duties conferred on it by or under this Act or any other enactment.

    (2) The Authority must, before exercising the function specified in subsection (1)(fb), consult the persons whom the Authority considers are representative of the classes of person who are likely to have an interest in the standards.

    (2) This section does not limit section 17 of the Crown Entities Act 2004.

    Subsection (1)(fa) was inserted, as from 31 December 2000, by section 5 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267).

    Subsection (1)(fb) was inserted, as from 30 October 2003, by section 7(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    A second paragraph (fb) was inserted, as from 23 December 2004, by section 5 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

    Subsection (2) was inserted, as from 30 October 2003, by section 7(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    A second subsection (2) was inserted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

12 Powers, functions, and duties of enforcement officers
  • Any enforcement officer may, in relation to the powers, functions, and duties specified in the enforcement officer's warrant of appointment,—

    • (a) Give advice and information on the provisions of this Act:

    • (b) Promote and monitor compliance with the provisions of this Act:

    • (c) Provide information to the Authority if requested to do so by the Authority:

    • (d) Carry out any powers, functions, and duties conferred on enforcement officers by or under this Act.

13 General duty
  • (1) Every person who imports, possesses, or uses a hazardous substance or new organism shall ensure that—

    • (a) Any adverse effect caused by an act or omission of that person in relation to that substance or organism on any other person or the environment is avoided, remedied, or mitigated; and

    • (b) No action or omission by that person will contravene any requirement or control on that substance or organism imposed by this Act.

    (2) The duty imposed in accordance with subsection (1) of this section is not of itself enforceable against any person, and no person is liable to any other person for a breach of that duty.

    (3) Notwithstanding subsection (2) of this section, a compliance order may be served on any person requiring that person to cease or prohibiting that person from commencing anything done or to be done by or on behalf of that person that in the opinion of the enforcement officer relates to any hazardous substance or new organism and is or is likely to be dangerous to such an extent that it has or is likely to have an adverse effect on the health and safety of people or the environment.

Part 4
Environmental Risk Management Authority

14 Establishment of Authority
  • (1) There is hereby established an Authority to be called the Environmental Risk Management Authority.

    (2) The Authority is a Crown entity for the purposes of section 7 of the Crown Entities Act 2004.

    (3) The Crown Entities Act 2004 applies to the Authority except to the extent that this Act expressly provides otherwise.

    Subsections (2) and (3) were substituted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

15 Membership of Authority
  • (1) The Authority must have no fewer than 6, and no more than 8, members.

    (2) Members of the Authority are the board for the purposes of the Crown Entities Act 2004.

    (3) Members of the Authority hold office for 5 years or any shorter period stated in the notice of appointment.

    (4) Subsection (3) applies despite section 32(1)(a) of the Crown Entities Act 2004.

    Subsection 15 was substituted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

16 Eligibility for appointment as member of Authority
  • (1) When considering whether a person is suitable to be appointed as a member of the Authority, the Minister shall ensure that the membership includes a balanced mix of knowledge and experience in matters likely to come before the Authority.

    (2) In subsection (1), matters includes matters relating to the Treaty of Waitangi and tikanga Maori.

    (3) Subsection (1) does not limit section 29 of the Crown Entities Act 2004.

    Subsection (2) was inserted, as from 30 October 2003, by section 8 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (3) was inserted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

17 Restriction on Ministerial direction
  • The Minister may not give a direction under section 104 of the Crown Entities Act 2004 that relates to the exercise of any power, duty, or function of the Authority under Part 5 or Part 6A of this Act.

    Section 17 was substituted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

    Section 17 was amended, as from 22 December 2005, by section 5 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by inserting the words or Part 6A after the expression Part 5.

18 Further provisions applying in respect of Authority
  • The provisions set out in Schedule 1 to this Act shall apply in respect of the Authority.

19 Delegation by Authority
  • (1) The Authority may, in writing, delegate to any person, any of the Authority's functions, powers, or duties under this Act, on such conditions as the Authority thinks fit, except—

    • (a) The fixing of charges under section 21 of this Act; and

    • (b) Except as provided in subsection (2) of this section, any decision making power; and

    • (c) This power of delegation.

    (2) The Authority may delegate, on such terms and conditions as the Authority thinks fit,—

    • (a) The power to conduct a rapid assessment under any of sections 35, 42, 42A, or 42B to any person, whether or not that person is a member of the Authority:

    • (b) The power to hear and decide any other application made under Part 5 or Part 6A of this Act to any committee appointed for that purpose in accordance with Schedule 1 to this Act.

    • (ba) the power to assess and approve an application under section 38I(1) for the release of a qualifying organism to the responsible chief executive:

    • (bb) the power to determine whether a medicine or veterinary medicine is a qualifying medicine or qualifying veterinary medicine to the responsible chief executive:

    • (bc) the power to review and amend controls under section 38L in relation to qualifying medicines and qualifying veterinary medicines to the responsible chief executive:

    • (c) the power to decide any application for permission or other matter under Parts 11 to 16 to—

      • (i) any employee of the Ministry of Agriculture and Forestry, or of any person specified in section 97, with relevant experience in the subject matter of the application; or

      • (ii) if there is no employee with that relevant experience, any other person with that relevant experience, whether or not that person is a member of the Authority:

    • (ca) the power to grant an extension of an exemption under section 25C(2) to—

      • (i) any employee of a person specified in section 97 with relevant experience; or

      • (ii) if there is no employee with relevant experience, any other person with relevant experience, whether or not that person is a member of the Authority:

    • (d) the power to conduct a rapid assessment under section 28A to its chief executive:

    • (e) the power to hear and decide any application made under section 31 to its chief executive:

    • (f) the power to hear and decide an application made under section 83 for approval as a test certifier to any person, whether or not that person is a member of the Authority:

    • (g) the power to appoint an enforcement officer under section 99(3)(a) to its chief executive:

    • (h) the power to decide any application for any permission or licence under Part 6, or the revocation of any permission or licence under that Part, to—

      • (i) any employee of the Ministry of Agriculture and Forestry, any Medical Officer of Health (as defined in section 2(1) of the Health Act 1956), or any employee of any person specified in section 97, or any enforcement officer, with relevant experience in the subject matter of the application or the permission or licence; or

      • (ii) if there is no employee or enforcement officer with the relevant experience, any other person with the relevant experience, whether or not that person is a member of the Authority:

    • (ha) the power to revoke a test certificate for an approved filler or an approved handler under section 82C to its chief executive:

    • (i) the power to decide any application for any licence under Part 6, or the revocation of any licence under that Part, to any test certifier approved under section 84.

    (3) Every decision made in accordance with a delegation under subsection (2) of this section shall be treated in all respects as though it were a decision of the Authority.

    (4) Every person purporting to act under a delegation under this section is presumed to be acting in accordance with its terms in the absence of evidence to the contrary.

    (5) A delegation under this section shall be revocable at will, and no such delegation shall prevent the performance or exercise of any function, power, or duty by the Authority.

    (5A) A delegate to whom any function or power is delegated under this section may delegate the function or power only—

    • (a) with the prior written consent of the Authority; and

    • (b) subject to the same restrictions, and with the same effect, as if the subdelegate were the delegate.

    (6) Every delegation under subsection (2) must be available for public inspection at the office of the Authority during ordinary office hours.

    (7) Sections 73 to 76 of the Crown Entities Act 2004 do not apply to the Authority.

    Subsection (2)(a) was amended, as from 30 October 2003, by section 9(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words any of sections 35, 42, 42A, or 42B for the words section 35 or section 42 of this Act.

    Section (2)(b) was amended, as from 22 December 2005, by section 6(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by inserting the words or Part 6A after the expression Part 5.

    Subsection (2)(ba) to (bd) was inserted, as from 30 October 2003, by section 9(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (2)(c), (d), (e), (f) and (g) were inserted, as from 31 December 2000, by section 6(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267).

    Subsection (2)(ca) was inserted, as from 23 December 2004, by section 6 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

    Subsection (2)(h) and (2)(i) were inserted, as from 24 March 2004, by section 4 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

    Section (2)(ha) was inserted, as from 22 December 2005, by section 6(2) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    Subsection (5A) was inserted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

    Subsection (6) was inserted, as from 31 December 2000, by section 6(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267).

    Subsection (7) was inserted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

20 Obligation to prepare and maintain register
  • (1) The Authority shall keep a register of all applications made to the Authority.

    (2) The register shall specify—

    • (a) The name and address of the applicant:

    • (b) A sufficient description of the substance or organism to uniquely identify that substance or organism:

    • (c) The purpose of the application:

    • (ca) if applicable, the project concerned:

    • (d) Whether the application was approved or declined:

    • (e) Any controls attached to the approval by the Authority, including any associated permissions granted under section 95A and any associated licences granted under section 95B:

    • (f) All the controls on a hazardous substance, whether the controls are imposed under this Act or any other Act.

    (3) The register shall also record the details of any list of low risk organisms issued by the Authority.

    (4) Any decision by the Authority to approve the importation for release or development of any organism as a low risk organism (other than an organism which is listed as a low risk organism), shall also be included in the register.

    (5) Every person shall have the right to inspect the register during the ordinary office hours of the Authority.

    Subsection (2)(ca) was inserted, as from 30 October 2003, by section 10 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (2)(e) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by inserting the words , including any associated permissions granted under section 95A and any associated licences granted under section 95B.

20A Register of exposure limits for substances with toxic or ecotoxic properties
  • (1) The Authority must keep and maintain a register of all exposure limits set under this Act for substances with toxic or ecotoxic properties.

    (2) The register must specify—

    • (a) the type of exposure limit:

    • (b) the value of the exposure limit:

    • (c) the hazardous substance that the exposure limit will apply to:

    • (d) if the exposure limit applies to any element or compound making up the hazardous substance, the element or compound that the exposure limit will apply to.

    (3) Every person has the right to inspect the register during the ordinary office hours of the Authority.

    Section 20A was inserted, as from 22 December 2005, by section 7 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

21 Charges
  • (1) The Authority may from time to time—

    • (a) Fix the charges—

      • (i) On a scale of charges for exercising or performing any function, power, or duty under this Act; or

      • (ii) Based on the time involved in exercising or performing any function, power, or duty under this Act—

      so as to recover the actual and reasonable costs incurred in the exercise of that function, power, or duty; and

    • (b) Specify the persons liable to pay the charge.

    (2) Before any charges are fixed pursuant to subsection (1) of this section, the Authority shall—

    • (a) Publicly notify the charges it proposes to fix and the persons who are liable to pay the charge; and

    • (b) Allow such period of time as the Authority thinks fit for any person who may be liable to pay the proposed charge to comment in writing to the Authority on whether or not the proposed charges are reasonable; and

    • (c) Consider any comments received in accordance with paragraph (b) of this subsection.

    (3) The Authority shall, after fixing any charges in accordance with this section, publicly notify the charges.

    (4) Where the Authority fixes a scale of charges or a charge based on time, the Authority shall provide an estimate of the full charge payable by any person upon request by that person.

    (5) Any charge payable under this section by any person in respect of the completed exercise or performance of any function, power, or duty by the Authority shall, until paid in full and remitted to the Authority, constitute a debt due to the Authority, and may be recovered in any Court of competent jurisdiction.

22 Payments in advance
  • (1) The Authority may estimate the charge payable in respect of the exercise or performance of any function, power, or duty and require that estimated charge or part of that estimated charge to be paid in full before the Authority exercises or performs the function, power, or duty to which that charge relates.

    (2) Where the actual and reasonable costs of exercising or performing any function, power, or duty,—

    • (a) Exceed the amount paid in advance, the difference between the amount paid and the actual and reasonable costs shall be a debt and the provisions of section 21(5) of this Act shall apply:

    • (b) Are less than the amount paid in advance, the Authority shall refund the difference between the amount paid and the actual and reasonable costs.

23 Fees for local authorities
  • Any local authority may prescribe fees by bylaw or resolution in accordance with section 150 of the Local Government Act 2002 for the exercise or performance by the local authority of any power, function, or duty under this Act.

    Section 23 was amended, as from 1 July 2003, by section 262 Local Government Act 2002 (2002 No 84), by substituting the words section 150 of the Local Government Act 2002 for the words section 690A of the Local Government Act 1974. See sections 273 to 314 of that Act as to the savings and transitional provisions.

    Section 23 was amended, as from 22 December 2005, by section 8 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words local authority for the words territorial authority.

24 Power to request information
  • The Authority may from time to time request any person who in the Authority's opinion is able to give any information relating to any significant incident or emergency or likely significant incident or emergency involving a hazardous substance or new organism which is the subject of an inquiry by the Authority under section 11(e) of this Act, to furnish to the Authority any such information and to produce any documents or papers or things which in the Authority's opinion relate to any such matter and which may be in the possession or under the control of that person.

Part 4A
Nga Kaihautu Tikanga Taiao

  • Part 4A (comprising sections 24A to 24D) was inserted, as from 30 October 2003, by section 11 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

24A Establishment of Nga Kaihautu Tikanga Taiao
  • This section establishes a committee to be called Nga Kaihautu Tikanga Taiao.

    Part 4A (comprising sections 24A to 24D) was inserted, as from 30 October 2003, by section 11 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

24B Function of Nga Kaihautu Tikanga Taiao
  • (1) The function of Nga Kaihautu Tikanga Taiao is to provide advice and assistance to the Authority as sought by the Authority on matters relating to policy, process, and applications.

    (2) The advice and assistance must be given from the Maori perspective and come within terms of reference set by the Authority for Nga Kaihautu Tikanga Taiao.

    Part 4A (comprising sections 24A to 24D) was inserted, as from 30 October 2003, by section 11 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

24C Appointment and remuneration of members and chair
  • (1) The Authority must appoint not fewer than 4 and not more than 8 members of Nga Kaihautu Tikanga Taiao.

    (2) The Authority must appoint 1 of the members to be the chairperson of Nga Kaihautu Tikanga Taiao.

    (3) The members of Nga Kaihautu Tikanga Taiao are entitled to be paid remuneration at a rate set by the Authority.

    Part 4A (comprising sections 24A to 24D) was inserted, as from 30 October 2003, by section 11 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

24D Review of terms of reference
  • The Authority must, at intervals of not more than 3 years, review the terms of reference set by it for Nga Kaihautu Tikanga Taiao.

    Part 4A (comprising sections 24A to 24D) was inserted, as from 30 October 2003, by section 11 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Part 5
Assessment of hazardous substances and new organisms

Prohibition of import, etc, and types of approval

25AA This Part subject to Part 5A
  • [Repealed]

    Section 25AA was inserted, as from 28 May 2002, by section 6 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13).

    Section 25AA was repealed, as from 30 October 2003, by section 13(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

25 Prohibition of import, manufacture, development, field testing, or release
  • (1) No—

    • (a) Hazardous substance shall be imported, or manufactured:

    • (b) New organism shall be imported, developed, field tested, or released—

    otherwise than in accordance with an approval issued under this Act or in accordance with Parts 11 to 16 of this Act.

    (2) No approval shall be issued to import, develop, field test, or release any new organism specified in Schedule 2.

    (3) If an organism has a conditional release approval, no further approvals are required for the conditional release of the organism on the same conditions.

    (4) If an organism has an approval for importation into containment, no further approvals are required for the importation into containment of the organism.

    (5) The prohibition on the importation of a new organism does not apply to biological material of the organism that cannot, without human intervention, be used to reproduce the organism.

    (6) No person may do any of the things specified in subsection (1)(a) or (b) in relation to any hazardous substance or new organism that is the subject of an innovative agricultural compound application or an innovative medicine application unless the person has applied for and been granted an approval to do that thing.

    (7) Subsection (6) ceases to apply in respect of a hazardous substance or new organism on the date that section 55(3) to (4B) ceases to apply either to the Authority or to any information held by the Authority in relation to the hazardous substance or new organism concerned.

    (8) In this section,—

    innovative agricultural compound application has the same meaning as in section 72 of the Agricultural Compounds and Veterinary Medicines Act 1997

    innovative medicine application has the same meaning as in section 23A of the Medicines Act 1981.

    Subsection (2) was amended, as from 30 October 2003, by section 12(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the expression Schedule 2 for the words the Second Schedule to this Act.

    Subsection (3) was substituted, as from 30 October 2003, by section 12(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsections (4) to (8) were inserted, as from 30 October 2003, by section 12(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

25A Prohibition of import, manufacture, or use of persistent organic pollutants
  • (1) No persistent organic pollutant is to be imported or manufactured, and no approval is to be issued to import or manufacture a persistent organic pollutant, except as provided by—

    • (a) section 29B; or

    • (c) section 30(ba), but only for research in a laboratory.

    (2) A persistent organic pollutant that is manufactured in New Zealand must not be used in New Zealand except for a use specified in Schedule 2A for the persistent organic pollutant.

    Sections 25A to 25D were inserted, as from 23 December 2004, by section 7 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

25B Prohibition on storage of persistent organic pollutants
  • (1) A persistent organic pollutant must not be stored in New Zealand.

    (2) However, subsection (1) does not apply to—

    • (a) a persistent organic pollutant stored in accordance with conditions specified by the Authority by notice in the Gazette ; or

    • (b) a persistent organic pollutant in respect of which storage is specified in Schedule 2A.

    Sections 25A to 25D were inserted, as from 23 December 2004, by section 7 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

    Subsection (2)(a) was amended, as from 22 December 2005, by section 9 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by omitting the words (other than polychlorinated biphenyls).

25C Continuation of certain exemptions under Toxic Substances Regulations 1983
25D Use of persistent organic pollutants imported or manufactured before commencement of Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003
26 Determination of new organism or hazardous substance
  • (1) The Authority may, by notice in the Gazette, on application by any person, determine whether or not any organism is a new organism, or (without limiting any regulations made under section 74(b)) whether or not any substance is a hazardous substance.

    (2) Before issuing such a determination, the Authority shall have regard to—

    • (a) Any information held by the Authority; and

    • (b) Any information held by any department listed in Schedule 1 to the State Sector Act 1988 and any Crown entity; and

    • (c) Any information provided by the applicant.

    (3) Any determination issued by the Authority under subsection (1) of this section may be revoked or reissued on receipt of further information by the Authority.

    The heading to section 26 was amended, as from 2 July 2001, by section 7(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by inserting the words or hazardous substance. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (1) was amended, as from 2 July 2001, by section 7(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by inserting the words , or (without limiting any regulations made under section 74(b)) whether or not any substance is a hazardous substance. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (2) was amended, as from 25 January 2005, by section 37(1) Public Finance Amendment Act 2004 (2004 No 113) by omitting the words listed in Schedule 4 to the Public Finance Act 1989.

27 Types of approval
  • In this Act, the term approval means any of the following:

    • (a) An approval to import or manufacture a hazardous substance for release:

    • (b) An approval to import for release or release from containment any new organism:

    • (ba) a conditional release approval to import for release or release from containment a new organism:

    • (bb) an approval to import for release or to release from containment a qualifying organism:

    • (c) An approval to import any new organism into containment, field test any new organism in containment, develop any new organism in containment:

    • (d) An approval to import any hazardous substance into containment or manufacture any hazardous substance in containment:

    • (e) An approval to import or manufacture any hazardous substance for release in an emergency, import any new organism for release in an emergency, or release any new organism from containment in an emergency:

    • (f) an approval to import an agricultural compound or medicine for release in a special emergency, release an agricultural compound or medicine from containment in a special emergency, or use an agricultural compound or a medicine in a special emergency.

    Paragraphs (ba) and (bb) were inserted, as from 30 October 2003, by section 14(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Paragraph (f) was inserted, as from 30 October 2003, by section 14(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

27A Approvals at any taxonomic classification
  • (1) An approval referred to in section 27(b), (ba), (bb), or (c) may be granted for a new organism at any taxonomic classification that the Authority thinks fit.

    (2) An approval that is granted for a new organism (that is not a genetically modified organism) in a taxonomic classification applies to all the organisms in the taxonomic classification.

    (3) An approval that is granted for a genetically modified organism in a taxonomic classification applies only to organisms in the taxonomic classification with the same genetic modification as specified in the approval.

    (4) Despite subsections (2) and (3), an approval may exclude any organism or groups of organisms from its scope.

    Section 27A was inserted, as from 30 October 2003, by section 15 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Approvals for hazardous substances

28 Application for approval to import or manufacture hazardous substances
  • (1) Unless an approval under section 28A or section 29 applies to the importation or manufacture of the substance, every person intending to—

    • (a) Import; or

    • (b) Manufacture—

    a hazardous substance otherwise than in containment shall, before importation or manufacture, apply to the Authority for approval to import or manufacture that substance.

    (2) Every application shall be in an approved form and shall include—

    • (a) The unequivocal identification of the substance and its properties; and

    • (b) Information on all the possible adverse effects of the substance on the environment; and

    • (c) Information on the intended uses of the substance throughout the life cycle of the substance; and

    • (d) Information on methods for disposal of the substance; and

    • (e) Information on all occasions where the substance has been considered by the government of any prescribed State or country or any prescribed organisation and the results of such consideration; and

    • (f) Such other information as may be prescribed.

    (3) The Authority may, by written notice given to the applicant, require the applicant to verify an application by statutory declaration.

    (4) An applicant may, by written notice to the Authority, withdraw the application at any time.

    Subsection (1) was amended, as from 2 July 2001, by section 8(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89), by substituting the words Unless an approval under section 28A or section 29 applies to the importation or manufacture of the substance, every person for the words Every person'. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (2) was amended, as from 2 July 2001, by section 8(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89), by substituting the words an approved form for the words the prescribed form. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

28A Rapid assessment for importation or manufacture of hazardous substances
  • (1) When the Authority receives an application under section 28 in respect of a hazardous substance, and the applicant has verified the information contained in the application by statutory declaration, the Authority may make a rapid assessment of the adverse effects of importing or manufacturing the substance.

    (2) The Authority may approve a hazardous substance under this section if the Authority is satisfied that—

    • (a) a substance having a similar composition and similar hazardous properties has been approved; or

    • (b) the substance has one or more hazardous properties and each hazardous property has the least degree of hazard for that property; or

    • (c) the substance has been formulated so that 1 or more of its hazardous properties has a lesser degree of hazard than any substance that has been approved under this Act.

    (3) Sections 77, 77A, and 77B apply to a hazardous substance approved by the Authority under this section as if the approval had been given under section 29.

    (4) If the Authority does not approve a hazardous substance under this section the application under section 28 may be determined under section 29.

    Section 28A was inserted, as from 2 July 2001, by section 9 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (2)(b) was amended, as from 22 December 2005, by section 10(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by inserting the expression ; or.

    Subsection (2)(c) was inserted, as from 22 December 2005, by section 10(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    Subsection (3) was amended, as from 22 December 2005, by section 10(2) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words Sections 77, 77A, and 77B apply for the words Section 77 applies.

29 Determination of applications
  • (1) After considering any application for approval made under section 28 of this Act the Authority may, in its discretion,—

    • (a) Approve the application if, after taking into account—

      • (i) Any controls which may be imposed on the substance; and

      • (ii) All effects of the substance during the lifecycle of that substance; and

      • (iii) The likely effects of the substance being unavailable,—

      the positive effects of the substance outweigh the adverse effects; or

    • (b) Decline the application if, after taking into account—

      • (i) Any controls which may be imposed on the substance; and

      • (ii) All effects of the substance during the lifecycle of that substance; and

      • (iii) The likely effects of the substance being unavailable,—

      the adverse effects of the substance outweigh the positive effects; or

    • (c) Decline the application if insufficient information is available to enable the Authority to determine the adverse effects of the substance.

    (2) The provisions of sections 77, 77A, and 77B of this Act shall apply to any substance approved by the Authority under subsection (1) of this section.

    (3) The Authority shall give its decision in writing, including reasons for the decision, give written notice of the decision to the applicant and every person who made a submission, and publicly notify it.

    Subsection (2) was amended, as from 22 December 2005, by section 11 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words sections 77, 77A, and 77B for the expression section 77.

29A Approvals for innovative agricultural compounds and medicines
29B Applications relating to persistent organic pollutants
  • (1) An application to import a persistent organic pollutant may be granted,—

    • (a) if a use for the persistent organic pollutant is specified in Schedule 2A, only for that use; or

    • (b) if no use for the persistent organic pollutant is specified in Schedule 2A, only for the purpose of environmentally sound disposal.

    (2) An application to manufacture a persistent organic pollutant may be granted if manufacture for the persistent organic pollutant is specified in Schedule 2A.

    Section 29B was inserted, as from 23 December 2004, by section 8 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

Containment approvals for hazardous substances

30 Importing hazardous substances in containment
  • The Authority may approve the manufacture or importation of any hazardous substance in containment for any of the following purposes:

    • (a) small amounts of any hazardous substance for use as analytical standards where—

      • (i) approval to import or manufacture that substance has been declined; or

      • (ii) the substance is a persistent organic pollutant; or.

    • (b) Research on any hazardous substance to acquire information for use in assessing that substance in accordance with this Part of this Act; or

    • (ba) research and development on any hazardous substance; or

    • (c) Use in an emergency under this or any other Act; or

    • (ca) formulating, relabelling, repackaging, or storing any hazardous substance for export to a destination outside New Zealand; or

    • (d) Such other purposes as the Authority thinks fit.

    Paragraph (a) was substituted, as from 23 December 2004, by section 9 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

    Paragraph (ba) was inserted, as from 2 July 2001, by section 12 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Paragraph (ca) was inserted, as from 22 December 2005, by section 12 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

31 Application for hazardous substance containment approval
  • (1) Every person intending—

    • (a) To import into containment; or

    • (b) Manufacture in containment—

    any hazardous substance shall, before importation or manufacture, apply to the Authority for approval to import or manufacture that substance.

    (2) Every application shall be in an approved form and shall include—

    • (a) Identification of the substance for which approval is sought:

    • (b) The purpose for which approval is sought:

    • (c) The quantity of the substance proposed to be imported or manufactured:

    • (d) Information on all occasions where the substance has been considered by the government of any prescribed State or country or any prescribed organisation and the results of such consideration:

    • (e) Such other information as may be prescribed:

    • (f) All information known to the applicant relating to the effects of the substance throughout the lifecycle of the substance:

    • (g) Information on the proposed containment system.

    (3) The Authority may, by written notice given to the applicant, require the applicant to verify any application by statutory declaration.

    (4) An applicant may, by written notice to the Authority, withdraw the application at any time.

    Subsection (2) was amended, as from 2 July 2001, by section 12 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by substituting the words an approved form for the words the prescribed form. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

32 Decision on application
  • (1) After considering any application for approval made under section 31 of this Act, the Authority may grant the application if the application is for one of the purposes specified in section 30 of this Act and the Authority is satisfied that the substance can be adequately contained.

    (2) An approval under this section—

    • (a) must include controls that provide for each of the applicable matters specified in Schedule 3; and

    • (b) may include controls that provide for any other matters in order to give effect to the purpose of this Act.

    (3) The Authority shall give its decision, in writing, including reasons for the decision, give written notice of the decision to the applicant and every person who made a submission, and publicly notify it.

    Subsection (2) was substituted, as from 2 July 2001, by section 12 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

33 Exemptions from Act for small-scale research on hazardous substances
  • (1) Nothing in this Act applies to any small-scale use of hazardous substances in research and development or teaching if—

    • (a) the use occurs in a laboratory that meets the prescribed requirements; and

    • (b) the use does not create or involve a hazardous substance for which any application for approval has been declined under this Act; and

    • (ba) the use does not create or involve a persistent organic pollutant; and.

    • (c) the importation, storage, and transportation of the hazardous substances each meets the prescribed requirements; and

    • (d) No such hazardous substance, nor any substance created from that use, is sold as a substance or in a product containing or derived from that substance, except as provided for in subsection (2).

    (2) A hazardous substance, or any substance created from the use of that hazardous substance, referred to in subsection (1) may be sold as a substance or in a product containing or derived from that substance only if it is sold to—

    • (a) a laboratory in New Zealand that meets the prescribed requirements:

    • (b) a laboratory outside New Zealand, but only if—

      • (i) the hazardous substance or the substance has been sold to the laboratory outside New Zealand by a laboratory in New Zealand that meets the prescribed requirements; and

      • (ii) the laboratory in New Zealand holds evidence that the hazardous substance or the substance will be used by the laboratory outside New Zealand in research and development or training, and produces that evidence if requested to do so by the Authority.

    Section 33 was substituted, as from 2 July 2001, by section 14 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Paragraph (ba) was inserted, as from 23 December 2004, by section 10 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

    Subsection (1)(d) was amended, as from 22 December 2005, by section 13(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by inserting the words , except as provided for in subsection (2).

    Subsection (2) was inserted, as from 22 December 2005, by section 13(2) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

Assessment of new organisms for importation or release

34 Application for approval to import or release
  • (1) Every person intending—

    • (a) To import for release; or

    • (b) To release from containment—

    any new organism shall, before importation or release, apply, under this section or under section 38A, to the Authority for approval to import or release.

    (2) Every application under this section shall be in an approved form and shall include—

    • (a) Any information prescribed; and

    • (b) Information on all occasions where the organism has been considered by the government of any prescribed state or country or by any prescribed organisation and the results of such consideration; and

    • (c) The identification of the organism; and

    • (d) Any likely inseparable organisms; and

    • (e) All the possible adverse effects of the organism on the environment; and

    • (f) The affinities of the organism with other organisms in New Zealand; and

    • (g) The potential use for the organism.

    (3) The Authority may, by written notice given to the applicant, require the applicant to verify an application by statutory declaration.

    (4) Any applicant may, by written notice to the Authority, withdraw the application at any time.

    Subsection (1) was amended, as from 30 October 2003, by section 17(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words , under this section or under section 38A, after the word apply.

    Subsection (2) was amended, as from 31 December 2000, by section 15 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by substituting the words an approved form for the words the prescribed form. See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267).

    Subsection (2) was amended, as from 30 October 2003, by section 17(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words under this section after the word application.

34A Applications for conditional release and for release in respect of same new organism
  • (1) The user of a conditional release approval may, at or after the time of applying for the approval, apply to the Authority for approval to release the new organism at the expiry of the conditional release approval.

    (2) The application must be treated as if it were an application under section 34 to release the new organism from containment.

    (3) If the application is granted, the approval takes effect immediately after the expiry of the conditional release approval.

    Section 34A was inserted, as from 30 October 2003, by section 18 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

35 Rapid assessment of risk for importation of new organisms
  • (1) Where the Authority receives an application under section 34 of this Act to import a new organism that is not a genetically modified organism for release, the Authority may make a rapid assessment of the adverse effects of importing that organism in accordance with subsections (2) and (3) of this section.

    (2) If the Authority is satisfied that—

    • (b) It is highly improbable that the organism, after release,—

      • (i) Could form self-sustaining populations anywhere in New Zealand, taking into account the ease of eradication; or

      • (ii) Could displace or reduce a valued species; or

      • (iii) Could cause deterioration of natural habitats; or

      • (iv) Will be disease-causing or be a parasite, or be a vector or reservoir for human, plant, or animal disease; or

      • (v) Will have any adverse effects on human health and safety or the environment,—

      the Authority may approve the application without controls.

    (3) If the Authority is satisfied that—

    • (b) The organism is likely to fail the minimum standards specified in section 36 of this Act—

    the Authority may, subject to subsection (5) of this section, decline the application.

    (4) If the Authority considers that the application should not be approved under subsection (2) of this section, then the application may be determined under section 38 of this Act.

    (5) Where any person appointed by the Authority to conduct a rapid assessment of risk declines an application under subsection (3) of this section, the applicant may request the Authority to continue the assessment and determine the application in accordance with section 38 of this Act.

36 Minimum standards
  • The Authority shall decline the application, if the new organism is likely to—

    • (a) Cause any significant displacement of any native species within its natural habitat; or

    • (b) Cause any significant deterioration of natural habitats; or

    • (c) Cause any significant adverse effects on human health and safety; or

    • (d) Cause any significant adverse effect to New Zealand's inherent genetic diversity; or

    • (e) Cause disease, be parasitic, or become a vector for human, animal, or plant disease, unless the purpose of that importation or release is to import or release an organism to cause disease, be a parasite, or a vector for disease.

37 Additional matters to be considered
  • The Authority, when making a decision under section 38 of this Act, shall have regard to—

    • (a) The ability of the organism to establish an undesirable self-sustaining population; and

    • (b) The ease with which the organism could be eradicated if it established an undesirable self-sustaining population.

38 Determination of applications to import or release
  • (1) If an application made under section 34 of this Act is not granted under section 35 or any other section, the Authority may, in its discretion,—

    • (a) Approve the application if—

      • (i) The organism meets the minimum standards set out in section 36 of this Act; and

      • (ii) After taking into account all the effects of the organism, the effects of any inseparable organism and the matters in section 37 of this Act, the positive effects of the organism outweigh the adverse effects of the organism and any inseparable organism; or

    • (b) Decline the application if—

      • (i) The organism fails to meet the said minimum standards; or

      • (ii) After taking into account all the effects of the organism, the effects of any inseparable organism, and the matters in section 37 of this Act, the adverse effects of the organism and any inseparable organism outweigh the positive effects; or

      • (iii) Insufficient information is available to enable the Authority to assess the adverse effects of the organism.

    (2) An approval under subsection (1) must be granted without controls.

    (3) Any approval to import an organism for release or to release an organism from containment shall lapse 5 years after the date of the approval unless—

    • (a) The organism is sooner released; or

    • (b) The Authority, following an application by any person before the expiry of the time limit, extends the time limit for a further period of up to 5 years.

    (3A) However, subsection (3) does not apply to an approval under this section that takes effect on the expiry of a conditional release approval.

    (4) Every person who releases an organism in accordance with an approval given under this section within 5 years after the date of that approval shall, unless the requirement is waived by the Authority, notify the Authority within one month after the date of release.

    (5) The Authority shall give its decision in writing, including reasons for the decision, give written notice of the decision to the applicant and every person who made a submission, and publicly notify it.

    Subsection (1) was amended, as from 30 October 2003, by section 19(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words or any other section for the words of this Act in the second place where they occur.

    Subsection (2) was substituted, as from 30 October 2003, by section 19(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (3A) was inserted, as from 30 October 2003, by section 19(3) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Conditional release of new organisms

  • The heading Conditional release of new organisms was inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38A Application for approval to import or release new organism with controls
  • (1) A person may apply to the Authority for a conditional release approval to import for release or to release from containment a new organism with controls.

    (2) An application for a conditional release approval must be in the approved form and must include—

    • (a) all prescribed information (if any); and

    • (b) information on all occasions where the organism has been considered by the government of any prescribed state or country or by any prescribed organisation and the results of the consideration; and

    • (c) the identification of the organism; and

    • (d) any likely inseparable organisms; and

    • (e) all the possible adverse effects of the organism on the environment; and

    • (f) the affinities of the organism with other organisms in New Zealand; and

    • (g) the proposed use for the organism; and

    • (h) the controls that the applicant proposes the organism would be subject to on its release.

    (3) The Authority may, by written notice given to the applicant, require the applicant to verify an application by statutory declaration.

    (4) Any applicant may, by written notice to the Authority, withdraw the application at any time.

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38B Application under section 34 may be treated as application under section 38A
  • The Authority may, with the agreement of the applicant, treat an application made under section 34 as if it were an application made under section 38A.

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38C Determination of applications to import or release new organisms with controls
  • (1) The Authority may approve an application made under section 38A and grant a conditional release approval with controls, but only if the Authority determines that,—

    • (a) after taking into account the matters in subsection (3), the new organism is likely to meet the minimum standards set out in section 36; and

    • (b) there is sufficient information available to assess the adverse effects of the organism; and

    • (c) after taking into account the matters in subsection (2), the positive effects of the organism outweigh the adverse effects of the organism and any inseparable organism.

    (2) The matters to be taken into account under subsection (1)(c) are—

    • (a) all the effects of the organism and any inseparable organism; and

    • (b) the ability of the organism to establish a self-sustaining population; and

    • (c) the ease with which the organism could be recovered or eradicated if it established an undesirable self-sustaining population; and

    • (d) all the controls that will be imposed on the organism.

    (3) The matters to be taken into account in subsection (1)(a) are—

    • (a) the controls that will be imposed on the approval; and

    • (b) whether the controls are likely to be effective in meeting the objective of the controls; and

    • (c) the ease with which the organism could be recovered or eradicated if it formed a self-sustaining population.

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38D Controls
  • (1) The controls that the Authority may impose on a conditional release approval include—

    • (a) controlling the extent and purposes for which organisms could be used:

    • (b) requiring any monitoring, auditing, reporting, and record-keeping:

    • (c) imposing any obligation to comply with relevant codes of practice or standards (for example, to meet particular co-existence requirements):

    • (d) requiring contingency plans to be developed to manage potential incidents:

    • (e) limiting the dissemination or persistence of the organism or its genetic material in the environment:

    • (f) requiring the disposal of any organisms or genetic material:

    • (g) limiting the proximity of the organism to other organisms, including those that could be at risk from the conditionally released organism:

    • (h) setting requirements that must be met for any material derived from the organism:

    • (i) imposing obligations on the user of an approval, including levels of training or knowledge, limits on the numbers of users who may hold an approval, and the persons that they could deal with in respect of the organism:

    • (j) specifying the duration of the approval or of a control before requiring review by the Authority, and the nature of that review.

    (2) Subsection (1) does not limit the type of controls the Authority may impose on a conditional release approval.

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38E Duration of conditional release approval
  • (1) A conditional release approval that expressly states that it does not expire expires on the close of the date on which the last control to which the approval relates expires.

    (2) In any other case, a conditional release approval expires on the earlier of the following:

    • (a) the date of expiry (if any) specified in the approval; or

    • (b) if no date of expiry is specified, 5 years after the date on which the approval is granted; or

    • (c) the close of the date on which the last control to which the approval relates expires.

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38F Consequences of expiry of conditional release approval
  • On the expiry of a conditional release approval, the new organism concerned must be disposed of unless, before the expiry of the approval, another approval has been granted under this Act.

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38G Review of controls on conditional release approval
  • (1) The Authority may, on its own initiative or on the application of any user of a conditional release approval or of any person specified in section 97 or section 97A, review the controls that it has imposed on the conditional release approval, but only if—

    • (a) the review is to amend a control so that it better meets the objective of the control; or

    • (b) the control included a review requirement specifying—

      • (i) the circumstances in which the control would be reviewed; and

      • (ii) the potential consequences of the review.

    (2) The Authority—

    • (a) may carry out the review without publicly notifying the review in accordance with section 53; but

    • (b) if it does so, must—

      • (i) consult, and consider the views of, the Department of Conservation and any other government agency (as defined in section 49A) that the Authority considers is likely to have an interest in the review; and

      • (ii) publicly notify the results of the review.

    (3) This section does not limit section 67A.

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38H Restriction on release of new organism subject to conditional release approval
  • A person who did not obtain a conditional release approval for a new organism that is subject to a conditional release approval must not release the new organism in accordance with the approval unless, before the release, the person has given notice in writing to the Authority of the proposed release.

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Release of qualifying organisms

  • The heading Release of qualifying organisms was inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38I Assessment of applications for release of qualifying organisms
  • (1) If the Authority receives an application under section 34 that relates to a qualifying organism, the Authority may—

    • (a) make a rapid assessment of the adverse effects of importing for release or releasing from containment the qualifying organism; and

    • (b) approve the importation for release or the release from containment of the qualifying organism with or without controls.

    (2) If the Authority does not approve an application under this section, the Authority must assess and determine the application under section 38.

    (3) The Authority or the responsible chief executive, as the case may be, may determine that a qualifying organism is or is contained in a qualifying medicine or a qualifying veterinary medicine only if satisfied that, taking into account all the controls that will be imposed (if any), it is highly improbable that—

    • (a) the dose and routes of administration of the medicine or veterinary medicine would have significant adverse effects on—

      • (i) the health of the public; or

      • (ii) any valued species; and

    • (b) the qualifying organism could form an undesirable self-sustaining population and would have significant adverse effects on—

      • (i) the health and safety of the public; or

      • (ii) any valued species; or

      • (iii) natural habitats; or

      • (iv) the environment.

    (4) In determining under subsection (3) whether a qualifying organism is or is contained in a qualifying medicine or a qualifying veterinary medicine, the following effects (if any) are not to be taken into account:

    • (a) any effect of the medicine or qualifying organism on the person who is being treated with the medicine:

    • (b) any effect of the veterinary medicine or qualifying organism on the animal that is being treated with the veterinary medicine.

    (5) An approval granted under this section is not an approval—

    • (a) to use a qualifying medicine until the medicine has been lawfully supplied for use under the Medicines Act 1981: or

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38J Procedure for assessing and approving application by responsible chief executive
  • If the Authority has delegated to the responsible chief executive its power to assess and approve an application under section 38 for the release of a qualifying organism, the responsible chief executive must—

    • (a) be paid the fee set by the Authority for the assessment and approval of the application; and

    • (b) determine whether the medicine is a qualifying medicine or the veterinary medicine is a qualifying veterinary medicine, as the case may be; and

    • (c) if the responsible chief executive is satisfied that the medicine is a qualifying medicine or the veterinary medicine is a qualifying veterinary medicine, the responsible chief executive may, with or without controls, approve the release of the qualifying organism.

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38K Controls
  • (1) The type of controls that may be imposed on the importation for release or release from containment of a qualifying organism include—

    • (a) controls for the distribution of the qualifying medicine or qualifying veterinary medicine:

    • (b) controls providing for the methods of administering the qualifying medicine or qualifying veterinary medicine:

    • (c) controls concerning the persons who may administer the qualifying medicine or qualifying veterinary medicine:

    • (d) controls concerning the persons to whom the qualifying medicine may be administered:

    • (e) controls concerning the animals to which the qualifying veterinary medicine may be administered.

    (2) Subsection (1) does not limit the type of controls that may be imposed on the importation for release or release from containment of a qualifying organism.

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

38L Review of controls for qualifying organisms
  • (1) The Authority may, on its own initiative or on the application of the holder of an approval under section 381 or of any person specified in section 97 or section 97A, review any controls that it has imposed on the approval, but only if—

    • (a) the review is to amend a control so that it better meets the objective of the control; or

    • (b) the control included a review requirement specifying—

      • (i) the circumstances in which the control would be reviewed; and

      • (ii) the potential consequences of the review.

    (2) The Authority—

    • (a) may carry out the review without publicly notifying the review in accordance with section 53; but

    • (b) if it does so, must—

      • (i) consult, and consider the views of, any government agency (as defined in section 49A) that the Authority considers is likely to have an interest in the review; and

      • (ii) publicly notify the results of the review.

    (3) This section does not limit section 67A.

    Sections 38A to 38L were inserted, as from 30 October 2003, by section 20 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Containment approval for new organisms

39 Importation or development of new organisms in containment
  • (1) The Authority may approve the importation, development, or field testing of any new organism into containment for the following purposes:

    • (a) The development of any new organism:

    • (b) Field testing any new organism:

    • (c) Maintaining a new organism for use in an emergency (as defined in section 46 of this Act):

    • (d) The conservation of any genetic material:

    • (e) The public display of any organism including, but not limited to, display in a circus or zoological garden:

    • (f) Maintaining a new organism in containment to produce antigens, biopesticides, biopharmaceuticals, enzymes, hormones, or vaccines for release:

    • (g) Maintaining new organisms in containment for diagnostic purposes:

    • (h) Such other purposes as the Authority thinks fit.

    (2) A decision by the Authority under section 38 or section 38C or section 38I to decline an application does not prevent the Authority from granting an approval to import a new organism into containment, develop a new organism in containment, or field test a new organism in containment for 1 or more of the purposes specified in subsection (1).

    (3) If an application has been made to the Authority for a conditional release approval, any person may apply to the Authority for approval to put the organism into containment and the application—

    • (a) must be treated in all respects as an application to import a new organism into containment; and

    • (b) may be granted only for 1 or more of the purposes specified in subsection (1).

    (4) If an application has been made to the Authority for an approval under section 38I, any person may apply to the Authority for approval to put the qualifying organism into containment, and the application—

    • (a) must be treated in all respects as an application to import a new organism into containment; and

    • (b) may be granted only for 1 or more of the purposes specified in subsection (1).

    Subsection (1)(a) was amended, as from 30 October 2003, by section 21(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the word new for the words genetically modified.

    Subsection (2) was substituted, as from 30 October 2003, by section 21(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsections (3) and (4) were inserted, as from 30 October 2003, by section 21(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

40 Application for containment approval for new organisms
  • (1) Every person intending—

    • (a) To import into containment any new organism; or

    • (b) To develop any new organism in containment; or

    • (c) To field test any new organism in containment—

    shall, before importing or developing or testing, apply to the Authority for approval to import or develop that new organism.

    (2) Every application shall be in an approved form and shall include any information prescribed, information on all occasions where the organism has been considered by the government of any prescribed state or country, or by any prescribed organisation, and the results of such consideration, information about the containment system for the organism, and,—

    • (a) For the development of a genetically modified organism,—

      • (i) The identification of the organism; and

      • (ii) The description of the project and the experimental procedures to be used; and

      • (iii) The details of the biological material to be used; and

      • (iv) The expression of foreign nucleic acid material; and

      • (v) All the possible adverse effects of the organism on the environment:

    • (b) For field testing of a genetically modified organism,—

      • (i) The identification of the organism; and

      • (ii) The purposes of the field testing; and

      • (iii) The genetic modifications of the organism to be tested; and

      • (iv) The nature and method of field trials and the experimental procedures to be used; and

      • (v) All the possible adverse effects of the organism on the environment.

    (3) The Authority may, by written notice given to the applicant, require the applicant to verify an application by statutory declaration.

    (4) An applicant may, by written notice to the Authority, withdraw the application at any time.

    Subsection (2)(a)(iv) was amended, as from 7 May 1999, by section 4 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by substituting the words nucleic acid material for the words deoxyribonucleic acid (DNA).

    Subsection (2) was amended, as from 31 December 2000, by section 16 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by substituting the words an approved form for the words the prescribed form. See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267).

    Subsection (2)(b) was amended, as from 30 October 2003, by section 22 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by omitting the words and large scale fermentation in both places where they occur.

41 Assessment of adverse effects of developing genetically modified organisms
  • The Governor-General may, from time to time, by Order in Council, make regulations—

    • (a) Specifying the procedures and methods for assessing the probability that an adverse effect will occur from genetic modification of an organism:

    • (b) Specifying the probability that adverse effects will occur from specified development procedures:

    • (c) Specifying the circumstances in which genetic modification of an organism is a low risk genetic modification.

42 Rapid assessment of adverse effects for development of genetically modified organisms
  • (1) Where the Authority receives an application under section 40 of this Act to develop a genetically modified organism in containment, the Authority may make a rapid assessment of the adverse effects of developing that organism.

    (2) If the Authority is satisfied that any development meets the criteria for a low-risk genetic modification specified in regulations made under section 41 of this Act, the Authority may approve the application and impose such controls providing for each of the matters specified in Schedule 3 to this Act as the Authority thinks fit.

42A Rapid assessment of projects for low-risk genetic modification
  • (1) An application made under section 40 to develop a new organism in containment may, instead of specifying the information required by or under section 40(2), describe—

    • (a) a project for the development of genetically modified organisms; and

    • (b) the identity of the host organisms; and

    • (c) the nature and range of the proposed genetic modifications.

    (2) After the Authority receives an application under section 40 that complies with subsection (1), the Authority may make a rapid assessment of the adverse effects of carrying out the project if it is satisfied that—

    • (a) any host organism specified for the project meets the criteria for host organisms prescribed in regulations made under section 41; and

    • (b) any genetic modification specified for the project meets the criteria for genetic modification procedures prescribed in regulations made under section 41.

    (3) If the Authority has completed a rapid assessment under subsection (2), the Authority may—

    • (a) approve the application; and

    • (b) impose controls providing for each of the matters specified in Schedule 3 as the Authority thinks fit; and

    • (c) direct the applicant to provide progress reports on the development at the times specified or required by the Authority.

    Sections 42A and 42B were inserted, as from 30 October 2003, by section 23 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

42B Rapid assessment of adverse effects for importation of genetically modified organisms into containment
  • (1) After the Authority receives an application under section 40 to import a genetically modified organism into containment, the Authority may make a rapid assessment of the adverse effects of importing the organism.

    (2) If the Authority is satisfied that the importation meets the criteria for a low-risk-genetic modification specified in regulations made under section 41, the Authority may approve the application and impose controls providing for each of the matters specified in Schedule 3 as the Authority thinks fit.

    (3) Section 25(4) does not apply if an application is approved under this section by a person acting under delegated authority from the Authority under section 19(2)(a).

    Sections 42A and 42B were inserted, as from 30 October 2003, by section 23 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

43 Additional matters to be considered when application made for developing new organisms in containment
  • The Authority, when making a decision under section 45, must have regard to,—

    • (a) in the case of an application made under section 40(1)(b) to genetically modify an organism, the matters specified in regulations made under section 41; and

    • (b) in the case of all applications made under section 40(1)(b), the matters specified in section 37.

    Section 43 was substituted, as from 30 October 2003, by section 24 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

44 Additional matters to be considered on applications for importing and field testing of organisms
  • The Authority, when making a decision under section 45 of this Act, on an application made under section 40(1)(a) or (c) of this Act, shall have regard to—

    • (a) The matters in section 37 of this Act; and

    • (b) The ability of the organism to escape from containment.

44A Additional matters to be considered for certain developments and field tests
  • (1) This section applies to an application—

    • (a) to develop a new organism in containment that is a genetically modified organism, to the extent that the development does not take place in a containment structure:

    • (b) to field test a new organism in containment if the new organism is a genetically modified organism.

    (2) In deciding whether to approve or decline an application, the Authority must take into account—

    • (a) any adverse effects of developing or field testing the organism on—

      • (i) human health and safety; and

      • (ii) the environment, in particular ecosystems and their constituent parts; and

    • (b) any alternative method of achieving the research objective that has fewer adverse effects on the matters referred to in paragraph (a) than the development or field test; and

    • (c) any effects resulting from the transfer of any genetic elements to other organisms in or around the site of the development or field test.

    (3) The matters referred to in subsection (2) are in addition to the matters referred to in sections 44 and 45.

    (4) [Repealed]

    Section 44A was inserted, as from 28 May 2002, by section 7(1) Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13). See section 7(2) Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) as to section 44A not applying in relation to applications for approvals to develop new organisms in containment made before 1 April 2002. See section 10 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) for the transitional provision.

    Subsection (4) was repealed, as from 30 October 2003, by section 25 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

45 Determination of application
  • (1) After considering any application for approval made under section 40 of this Act, the Authority (if the application is not approved under section 42 or section 42A or section 42B) may, in its discretion,—

    • (a) Approve the application if—

      • (i) The application is for one of the purposes specified in section 39(1) of this Act; and

      • (ii) After taking into account all the effects of the organism and any inseparable organism, including, but not limited to, the effects on the matters in section 43 of this Act (for applications made under section 40(1)(b) of this Act) or the matters in section 44 of this Act (for applications made under section 40(1)(a) or (c) of this Act), the beneficial effects of having the organism in containment outweigh the adverse effects of the organism and any inseparable organism; and

      • (iii) The Authority is satisfied that the organism can be adequately contained; or

    • (b) Decline the application in any other case.

    (2) An approval under this section—

    • (a) must include controls that provide for each of the applicable matters specified in Schedule 3; and

    • (b) may include controls that provide for any other matters in order to give effect to the purpose of this Act.

    (3) The Authority shall give its decision in writing, including reasons for the decision, give written notice of the decision to the applicant and every person who made a submission, and publicly notify the decision.

    (4) In taking into account the adverse effects of the organism under subsection (1)(a)(ii), the Authority must take into account—

    • (a) the adverse effects (if any) of having the organism and any inseparable organism in containment; and

    • (b) the probability that the organism may escape after considering all the controls to which the organism would be subject if the application were approved; and

    • (c) the effects of the organism, if the organism were to escape.

    Subsection (1) was amended, as from 30 October 2003, by section 26(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words section 42 or section 42A or section 42B for the words section 42 of this Act. See section 55 of that Act for the transitional provision relating to human cell research in containment.

    Subsection (1)(a)(ii) was amended, as from 30 October 2003, by section 26(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by omitting the words should the organism escape. See section 55 of that Act for the transitional provision relating to human cell research in containment.

    Subsection (2) was substituted, as from 31 December 2000, by section 17 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(a) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). See section 10 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) for the transitional provision.

    Subsection (4) was inserted, as from 30 October 2003, by section 26(3) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54). See section 55 of that Act for the transitional provision relating to human cell research in containment.

45A Controls required for certain developments and for all field tests
  • (1) This section applies to an approval under section 45

    • (a) to develop a new organism in containment that is a genetically modified organism, to the extent that the development does not take place in a containment structure; or

    • (b) to field test a new organism in containment if the new organism is a genetically modified organism.

    (2) An approval—

    • (a) must include controls to ensure that, after the end of the development or field test, the organism and any heritable material from the organism is removed or destroyed; and

    • (b) may include controls to ensure that, after the end of the development or field test and after heritable material is removed or destroyed, some or all of the genetic elements remaining from the organism are removed or destroyed.

    (3) In subsection (2), destroyed includes leaving genetic elements to break down or become inactive at the site of the development or field test.

    Section 45A was inserted, as from 28 May 2002, by section 8(1) Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13). See section 8(2) Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) as to section 45A not applying in relation to applications for approvals to develop new organisms in containment made before 1 April 2002. See section 10 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) for the transitional provision.

45B Animals in circus or zoological garden deemed approved under section 255
  • The Authority may, for a deemed approval under section 255,—

    • (a) include controls that provide for each of the applicable matters specified in Schedule 3; and

    • (b) include controls that provide for any other matters in order to give effect to the purpose of this Act; and

    • (c) remove or vary the conditions imposed under section 255 that the organism remains at a particular place.

    Section 45B was inserted, as from 30 October 2003, by section 27 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Use of hazardous substances and new organisms in emergencies

46 Meaning of emergency
  • (1) For the purposes of section 30(c) and sections 47 to 49 of this Act, emergency means—

    • (a) An event involving the release of a new organism for which a national pest management strategy has been approved under section 68 of the Biosecurity Act 1993; or

    • (d) An emergency declared under Part 9 of this Act; or

    (2) Sections 47 and 48 of this Act apply to every foreseeable emergency where the importation, release, or use of the hazardous substance or new organism in that emergency is also foreseeable.

    Subsection (1)(b) was substituted, as from 1 December 2002, by section 117 Civil Defence Emergency Management Act 2002 (2002 No 33). See sections 118 to 121 of that Act as to the transitional provisions.

47 Application for approval to use a hazardous substance or new organism in an emergency
  • (1) Every person intending to—

    • (a) Import any hazardous substance for release in an emergency; or

    • (b) Import any new organism for release in an emergency; or

    • (c) Release any new organism from containment in an emergency; or

    • (d) Release any hazardous substance from containment in an emergency; or

    • (e) Use any hazardous substance in an emergency in a manner which would otherwise contravene the provisions of this Act or any regulations—

    shall, before importation or release or use, apply to the Authority for approval to import or release or use.

    (2) Every application shall be in an approved form and shall include—

    • (a) Information to identify the substance or organism; and

    • (b) Information showing that the hazardous substance or new organism is necessary to deal with an emergency; and

    • (c) A proposed plan for dealing with the use of the substance or organism in the emergency; and

    • (d) All information relating to the effects of the substance or organism; and

    • (e) Such other information as may be prescribed.

    (3) The Authority may, by written notice given to the applicant, require the applicant to verify an application by statutory declaration.

    (4) An applicant may, by written notice to the Authority, withdraw the application at any time.

    Subsection (2) was amended, as from 31 December 2000, with application to new organisms, by section 18 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by substituting the words an approved form for the words the prescribed form. See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This amendment was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

48 Determination of applications
  • (1) The Authority may approve or decline an application under section 47 of this Act, but may only decline the application if it is satisfied that—

    • (a) The organism or substance is not necessary for use in the emergency; or

    • (b) If the application relates to a substance, the proposed plan does not adequately control the adverse effects of the substance; or

    • (c) If the application relates to a new organism, the proposed plan does not adequately control the adverse effects of the organism or any inseparable organism (including, but not limited to, adequate control of the organism if the organism is likely to establish an undesirable self-sustaining population, taking into account the ease of destroying such a population).

    (2) When approving the substance or organism in accordance with subsection (1) of this section, the Authority shall impose the following controls:

    • (a) That the substance or organism only be released when an emergency has been declared under this Act or declared in accordance with the provisions of any other Act:

    • (b) That the organism or substance only be released for a specified type of emergency:

    • (c) That the organism or substance may only be released if the emergency is dealt with in accordance with a specified plan which includes:

      • (i) The measures which must be taken to avoid, remedy, or mitigate any actual or potential adverse effects from the use of that substance or organism:

      • (ii) The requirements for the disposal of the hazardous substance and any waste products:

      • (iii) The requirements for the eradication or control of any new organism.

    (3) The Authority shall give its decision in writing, including reasons for the decision, give written notice of the decision to the applicant, and publicly notify it.

49 Exemptions from provisions of Act in emergencies
  • Subject to sections 49A to 50, nothing in this Act shall apply to any hazardous substance or new organism required for use in an emergency where—

    • (a) The emergency; or

    • (b) The use of the substance or organism in the emergency—

    was not foreseeable.

    Section 49 was amended, as from 30 October 2003, by section 28 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words sections 49A to 50 for the words section 50 of this Act.

Rapid assessment and approval of agricultural compounds and medicines in special emergencies

  • The heading Rapid assessment and approval of agricultural compounds and medicines in special emergencies was inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

49A Interpretation
  • In sections 49B to 49K,—

    adverse event includes, but is not limited to, any of the events or emergencies specified in section 46(1)

    agricultural compound means an agricultural compound (as defined in section 2(1) of the Agricultural Compounds and Veterinary Medicines Act 1997) that is or contains a hazardous substance or a new organism

    government agency means—

    interested government agency means a government agency that, in the opinion of the Authority, is likely to have an interest in the approval of an agricultural compound or medicine in a special emergency

    medicine means a medicine (as defined in section 3 of the Medicines Act 1981) that is or contains a hazardous substance or new organism

    responsible Minister means the Minister who, under the authority of any warrant or with the authority of the Prime Minister, is for the time being responsible for the administration of—

    • (a) this Act; or

    special emergency means a special emergency declared under section 49B.

    Sections 49A to 49K were inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

49B Declaration of special emergency
  • (1) A responsible Minister may declare an adverse event to be a special emergency if the adverse event is a matter that comes within the Minister's portfolio.

    (2) A declaration of a special emergency—

    • (a) must be notified or published in the Gazette as soon as practicable after the special emergency is declared; and

    (3) A special emergency expires—

    • (a) on the close of the date (if any) specified in the declaration as the expiry date; or

    • (b) if paragraph (a) does not apply, then on the close of a date specified by notice in the Gazette as the date of expiry of the emergency.

    Sections 49A to 49K were inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

49C Application of sections 49D to 49K
  • Sections 49D to 49K apply to a special emergency whether or not—

    • (a) the special emergency is foreseeable; and

    • (b) the importation, release, or use of an agricultural compound or medicine in the special emergency is foreseeable.

    Sections 49A to 49K were inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

49D Application for approval to use agricultural compound or medicine in special emergency
  • (1) A person who does not have approval under this Act to do a thing specified in subsection (2) may apply to the Authority to do the thing in a special emergency.

    (2) The things are—

    • (a) import any agricultural compound or medicine for release; or

    • (b) manufacture an agricultural compound or medicine that is a hazardous substance otherwise in containment; or

    • (c) release any agricultural compound or medicine from containment; or

    • (d) use any agricultural compound or medicine in a manner that would contravene this Act or any regulations.

    (3) For the purposes of subsection (1),—

    • (a) it does not matter whether the application is made or approved before or after the special emergency has been declared:

    • (b) the applicant may import, release, or use the agricultural compound or medicine before the declaration of the special emergency has been notified or published in the Gazette.

    Sections 49A to 49K were inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

49E Contents of application
  • (1) An application under section 49D must be in the approved form and must include information required by the Authority that, having regard to the particular circumstances of the special emergency, the applicant can provide to the Authority in the time available.

    (2) Without limiting subsection (1), the Authority may require the following information:

    • (a) information to identify the agricultural compound or medicine and the hazardous substance or new organism that is or is contained in the agricultural compound or medicine; and

    • (b) information showing that the agricultural compound or medicine is necessary to deal with the special emergency; and

    • (c) a proposed plan for dealing with the use of the agricultural compound or medicine in the special emergency; and

    • (d) any reports by experts available from—

      • (i) the applicant:

      • (ii) any overseas regulatory agencies; and

    • (e) written confirmation by the applicant that the agricultural compound or medicine satisfies all relevant manufacturing practices and standards; and

    • (f) information on whether the agricultural compound or medicine has been approved for use in an overseas country; and

    • (g) information on whether approval for use of the agricultural compound or medicine has been declined in an overseas country; and

    • (h) information on the nature of the special emergency; and

    • (i) information on the nature of the agricultural compound or medicine; and

    • (j) information on the labelling of the agricultural compound or medicine; and

    • (k) all other prescribed information (if any).

    (3) The Authority may, by written notice given to the applicant, require the applicant to verify the application by statutory declaration.

    (4) An applicant may, by written notice to the Authority, withdraw the application at any time.

    Sections 49A to 49K were inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

49F Determination of applications
  • (1) As soon as practicable after receiving an application under section 49D, the Authority must complete a rapid assessment of the application and decide whether to approve or decline the application.

    (2) In determining whether to approve or decline the application, the Authority must—

    • (a) consult, and have particular regard to the views of, the Department of Conservation; and

    • (b) consult and consider the views of any other interested government agency; and

    • (c) consider all the information on the matters specified in section 49E that, having regard to the particular circumstances of the special emergency, the applicant can provide to the Authority in the time available.

    (3) The Authority may decline the application only if it is satisfied that—

    • (a) the agricultural compound or medicine is not necessary for use in the special emergency; or

    • (b) if the application relates to a hazardous substance, the proposed plan does not adequately control the adverse effects of the hazardous substance; or

    • (c) if the application relates to a new organism, the proposed plan does not adequately control the adverse effects of the new organism or any inseparable organism (including, but not limited to, adequate control of the organism if the organism is likely to establish an undesirable self-sustaining population, taking into account the ease of destroying such a population).

    Sections 49A to 49K were inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

49G Controls attaching to approval of application
  • If the Authority approves an application under section 49F, the Authority must impose the control that the agricultural compound or medicine may be released only if the special emergency is dealt with in accordance with the specified plan, and the plan includes—

    • (a) the measures that must be taken to avoid, remedy, or mitigate any actual or potential adverse effects from the use of the agricultural compound or medicine:

    • (b) the requirements for the disposal of the agricultural compound or medicine and any waste products:

    • (c) the requirements for the eradication or control of any new organism.

    Sections 49A to 49K were inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

49H Notification or publication of approval of application
  • (1) An approval under section 49F and the reasons for the approval must be notified or published in the Gazette.

    (2) The notified or published approval—

    • (a) must describe the special emergency to which it relates; and

    • (b) must specify where a copy of the plan for dealing with the use of the agricultural compound or medicine in the special emergency may be inspected or obtained; but

    • (c) need not specify what the approval has been granted for.

    (3) If the approval is only notified in the Gazette,—

    • (a) the notice must specify where a copy of the approval may be inspected or obtained; and

    • (b) the Authority must make copies of the approval available for inspection free of charge, and for purchase at a reasonable cost, at the head office of the Authority and at any other places that the Authority determines as necessary or appropriate.

    Sections 49A to 49K were inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

49I Effect of approval of release
  • (1) An approval for the importation, release, or use of an agricultural compound or medicine in a special emergency is limited to the importation, release, or use of the agricultural compound or medicine in the special emergency.

    (2) If an approval relates to a new organism, the organism does not cease to be a new organism because it is released in accordance with the approval.

    Sections 49A to 49K were inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

49J Duration of approval
  • An approval under section 49F takes effect on the day specified in the approval, and expires on the earlier of—

    • (a) the date of expiry (if any) of the special emergency specified by a responsible Minister in—

      • (i) the declaration declaring the special emergency; or

      • (ii) a later declaration declaring that the special emergency has ceased; or

    • (b) the date of expiry (if any) specified by the Authority in the approval, which must not be later than the date of expiry of the special emergency; or

    • (c) if paragraph (a) or paragraph (b) does not apply, 2 years after the date on which the approval is granted.

    Sections 49A to 49K were inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

49K Consequences of expiry of approval
  • On the expiry of an approval under section 49F that relates to a hazardous substance or new organism, the hazardous substance or new organism must be disposed of unless, before the expiry of the approval, the applicant has, under any other provision of this Act, been granted an approval.

    Sections 49A to 49K were inserted, as from 30 October 2003, by section 29 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Rapid assessment and approval of other hazardous substances in special emergencies

  • This heading was inserted, as from 22 December 2005, by section 14 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

49L Rapid assessment and approval of other hazardous substances in special emergencies
  • (1) Sections 49A to 49K apply, with all necessary modifications, to the rapid assessment and approval of other hazardous substances in special emergencies.

    (2) In this section, other hazardous substances means hazardous substances that are not already covered by sections 49A to 49K by virtue of being contained in an agricultural compound or a medicine.

    Section 49L was inserted, as from 22 December 2005, by section 14 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

Prohibited list organisms

50 Prohibited organisms
  • (1) The importation or release or development of any organism specified in Schedule 2 is prohibited.

    (2) The Governor-General may, by Order in Council made on the recommendation of the Minister, amend Schedule 2 to—

    • (a) add a new organism that the Authority has, under subsection (3), recommended to the Minister be included in the schedule:

    • (b) add a new organism, or group or groups of new organisms, that have adverse effects on the health and safety of people or the environment:

    • (c) remove an organism or group of organisms, but only if the organism was inserted by Order in Council.

    (2A) Subsection (2) applies subject to section 141.

    (2B) An organism in Schedule 2 that is prescribed as not a new organism in regulations made under section 140(1)(ba) is to be treated as if it had been removed from that schedule.

    (3) The Authority may, after declining any application made under this Act in relation to an organism, recommend to the Minister that an Order in Council be made to include the organism in Schedule 2, where the Authority is satisfied that—

    • (a) The organism is likely to have any of the effects described in section 36 of this Act; and

    • (b) Any likely adverse effects which may occur should the organism escape from containment would outweigh any likely beneficial effects of allowing the organism to be imported into containment.

    (4) The Authority, when making a recommendation under subsection (3) of this section, may advise the Minister that a group of organisms should be included in Schedule 2 if it is difficult for persons to distinguish between high-risk and low-risk members of that group.

    (5) Every Order in Council made under this section shall be deemed to be a regulation for the purposes of the Regulations (Disallowance) Act 1989.

    Subsection (1) was amended, as from 30 October 2003, by section 30(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the expression Schedule 2 for the words the Second Schedule to this Act.

    Subsection (2) was substituted, as from 30 October 2003, by section 30(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsections (2A) and (2B) were inserted, as from 30 October 2003, by section 30(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsections (3) and (4) were amended, as from 30 October 2003, by section 30(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the expression Schedule 2 for the words the Second Schedule to this Act.

Transhipment

51 Transhipment of substances and organisms
  • (1) Nothing in this Act shall apply to any hazardous substance or new organism transhipped through New Zealand where any person has—

    • (a) Received approval from the Authority to tranship the hazardous substances or new organism; and

    • (b) Complied with any controls that the Authority has imposed on the transhipment.

    (2) The Authority—

    • (a) Shall decline approval to tranship any organism specified in Schedule 2:

    • (b) May, within 10 working days after receipt of the application—

      • (i) Decline approval to tranship any hazardous substance or new organism if the Authority considers that the substance or organism cannot be adequately contained so as to prevent the environment from being exposed to the substance or organism or any adverse effects of the substance or organism; or

      • (ii) Approve the transhipment of any hazardous substance or new organism with such controls as the Authority thinks fit.

    Subsection (2)(a) was amended, as from 30 October 2003, by section 31 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the expression Schedule 2 for the words the Second Schedule to this Act.

Procedure for assessment

52 Applicant may be required to provide further information
  • (1) Where the Authority considers that an applicant is able to provide further relevant information, the Authority may, by written notice given to the applicant not later than 10 working days after the receipt of the application, require the applicant to supply such further information relating to the application as is specified in the notice.

    (2) Where the applicant fails to comply with any request made in accordance with subsection (1) of this section within 1 year after the date of the request, the application shall lapse.

53 Applications required to be publicly notified
  • (1) The following applications shall be publicly notified by the Authority:

    • (a) An application, under section 28 of this Act, to import for release or manufacture for release any hazardous substance, if the application has not been approved under section 28A:

    • (ab) an application under section 38A for a conditional release approval for a new organism:

    • (b) An application, under section 34 of this Act, to import for release any new organism, if the application has not been approved under section 35 or section 38I of this Act:

    • (c) An application, under section 34 of this Act, to release any new organism from containment, if the application has not been approved under section 38I:

    • (d) An application, under section 40 of this Act, to field test a genetically modified organism:

    • (e) An application under section 47 of this Act to import, release, or use a hazardous substance or a new organism in an emergency.

    • (f) an application under section 96B to issue, amend, or revoke a group standard.

    (2) The Authority may, if it considers that there is likely to be significant public interest, publicly notify any application under section 40 to—

    • (a) import into containment any new organism or develop any new organism (other than a genetically modified organism) in containment; or

    • (b) develop any genetically modified organism in containment, if that application has not been approved in accordance with section 42 or section 42A or section 42B.

    (3) The public notice shall state—

    • (a) That any person may make a written submission on the application; and

    • (b) A closing date for receipt of submissions by the Authority; and

    • (c) The place where the application and accompanying information may be viewed, and the address for service of the Authority and the applicant unless that information has been withheld—

      • (ii) In accordance with this Act.

    (4) The Authority shall, upon receipt of the application, notify—

    • (a) The Minister; and

    • (b) Any department listed in Schedule 1 to the State Sector Act 1988 and any Crown entity which, in the opinion of the Authority, is likely to have an interest in the application; and

    • (c) If the application is an application for approval of a new organism,—

      • (i) The Department of Conservation; and

      • (ii) any local authority (within the meaning of the Local Government Act 2002) if, in the opinion of the Authority, the local authority is likely to have an interest in the application.

    Subsection (1)(a) was amended, as from 31 December 2000, with application to new organisms, by section 19(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by inserting the words , if the application has not been approved under section 28A. See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This amendment was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (1)(ab) was inserted, as from 30 October 2003, by section 32(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (1)(b) was amended, as from 30 October 2003, by section 32(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words or section 38I after the expression section 35.

    Subsection (1)(c) was amended, as from 30 October 2003, by section 32(3) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words , if the application has not been approved under section 38I.

    Subsection (1)(f) was inserted, as from 22 December 2005, by section 15 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123). See section 26 of that Act as to pre-commencement consultation on group standards.

    Subsection (2) was substituted, as from 31 December 2000, with application to new organisms, by section 19(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This substitution was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (2)(b) was amended, as from 30 October 2003, by section 32(4) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words or section 42A or section 42B.

    Subsection (3)(b) was amended, as from 7 May 1999, by section 5 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by omitting the words , being not later than 30 working days after the date of public notification.

    Subsection (3)(c)(ii) was amended, as from 7 May 1999, by section 15(b) Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by omitting the expression section 55(3) of.

    Subsection (4)(b) was amended, as from 25 January 2005, by section 37(1) Public Finance Amendment Act 2004 (2004 No 113) by omitting the words listed in Schedule 4 to the Public Finance Act 1989.

    Subsection (4)(c)(ii) was substituted, as from 30 October 2003, by section 32(5) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

53A Method of public notification
  • (1) The Authority may, if it thinks fit, determine a method of public notification of the applications referred to in section 53.

    (2) The method must, in the Authority's opinion, be a means of providing effective public notification at reasonable cost.

    (3) Before determining a method of public notification under subsection (1), the Authority must—

    • (a) publicly notify the method it proposes to determine; and

    • (b) allow the period of time that the Authority thinks fit for any person who may be affected by the proposed method to comment in writing to the Authority on whether the proposed method is reasonable; and

    • (c) consider any comments made in accordance with paragraph (b).

    (4) The Authority must, as soon as practicable after determining a method of public notification in accordance with this section, publicly notify the method in accordance with paragraph (b) of the definition of public notice in section 2(1).

    Section 53A was inserted, as from 31 December 2000, with application to new organisms, by section 20 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This insertion was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

54 Submission on application
  • (1) Any person may make a written submission on any publicly notified application to the Authority.

    (2) The submission—

    • (a) Shall state the reasons for making the submission;

    • (b) May state any decision sought; and

    • (c) Shall state whether the person making the submission wishes to be heard.

    (3) The Authority shall forward a copy of every submission to the applicant as soon as reasonably practicable after receipt of it by the Authority.

55 Information held on behalf of applicant
  • (1) Where any person—

    • (a) Supplies any information to the Authority; and

    • (b) The information is likely to relate to an application for approval; and

    • (c) The relevant application has not yet been lodged with the Authority,—

    the information shall be held by the Authority on behalf of that person; and the provisions of the Official Information Act 1982 shall not apply to that information until the relevant application has been received by the Authority.

    (2) Where any information supplied under subsection (1) of this section is held by the Authority on behalf of any person, that information shall be returned upon request.

    (3) Where—

    • (a) any information is held by the Authority relating to any application made under this Act in respect of a hazardous substance or new organism; and

    • (b) the substance or organism that is the subject of the application is also the subject of an innovative medicine application as defined in section 23A of the Medicines Act 1981; and

    • (c) That information includes trade secrets or information that has commercial value that would be, or would be likely to be, diminished by disclosure,—

    the provisions of sections 23A to 23C of the Medicines Act 1981, with the necessary modifications, shall apply to that information as if the information were confidential supporting information as defined in section 23A of that Act.

    (4) The provisions of sections 23A to 23C of the Medicines Act 1981, with the necessary modifications, shall also apply to the Authority in respect of the information referred to in subsection (3) of this section as if the Authority were the Minister of Health, and as if references in those sections to applications were references to applications in respect of hazardous substances or new organisms; but—

    • (b) The Authority may disclose the information to any prescribed person or organisation or prescribed class of persons or organisations; and

    • (c) The Authority shall provide a summary of the effects of any substance or organism in respect of which subsection (3) of this section applies where an application for approval is required to be publicly notified in accordance with section 53 of this Act.

    (4A) Where—

    • (a) any information is held by the Authority relating to any application made under this Act in respect of a hazardous substance or new organism; and

    • (c) That information includes trade secrets or information that has commercial value that would be, or would be likely to be, diminished by disclosure,—

    the provisions of Part 6 of the Agricultural Compounds and Veterinary Medicines Act 1997, with the necessary modifications, apply to that information as if the information were confidential supporting information as defined in that Part of that Act.

    (4B) The provisions of Part 6 of the Agricultural Compounds and Veterinary Medicines Act 1997, with the necessary modifications, apply to the Authority in respect of the information referred to in subsection (4A) as if the Authority were the Director-General, and as if references in those sections to applications were references to applications in respect of hazardous substances or new organisms; but—

    • (b) The Authority may disclose the information to any prescribed person or organisation or prescribed class of persons or organisations; and

    • (c) The Authority must provide a summary of the effects of any substance or organism in respect of which subsection (4A) applies where an application for approval is required to be publicly notified in accordance with section 53 of this Act.

    (5) [Repealed]

    (6) [Repealed]

    (7) The Governor-General may, from time to time, by Order in Council, make regulations prescribing persons or organisations or classes of persons or organisations for the purposes of subsections (4)(b) and (4B)(b) of this section.

    Subsection (3)(a) was substituted, as from 30 October 2003, by section 33(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (3)(b) was amended, as from 30 October 2003, by section 33(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words the substance or organism that is the subject of the application for the words That substance.

    Subsection (4) was amended, as from 30 October 2003, by section 33(3)(a) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words or new organisms after the words hazardous substances.

    Subsection (4) was amended, as from 30 October 2003, by section 33(3)(b) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words or organism after the word substance.

    Subsection (4A) was inserted, as from 2 July 2001, by section 85 Agricultural Compounds and Veterinary Medicines Act 1997 (1997 No 87). See Part 8 (comprising sections 87 to 122) of that Act as to the transitional provisions. See clause 2 Agricultural Compounds and Veterinary Medicines Act Commencement Order 2001 (SR 2001/100).

    Subsection (4A)(a) was substituted, as from 30 October 2003, by section 33(4) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (4A)(b) was amended, as from 30 October 2003, by section 33(5) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words the substance or organism that is the subject of the application for the words That substance.

    Subsection (4B) was amended, as from 30 October 2003, by section 33(6)(a) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words or new organisms after the words hazardous substances.

    Subsection (4B) was amended, as from 30 October 2003, by section 33(6)(b) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words or organism after the word substance.

    Subsection (4B) was inserted, as from 2 July 2001, by section 85 Agricultural Compounds and Veterinary Medicines Act 1997 (1997 No 87). See Part 8 (comprising sections 87 to 122) of that Act as to the transitional provisions. See clause 2 Agricultural Compounds and Veterinary Medicines Act Commencement Order 2001 (SR 2001/100).

    Subsections (5) and (6) were repealed, as from 2 July 2001, by section 85 Agricultural Compounds and Veterinary Medicines Act 1997 (1997 No 87). See Part 8 (comprising sections 87 to 122) of that Act as to the transitional provisions. See clause 2 Agricultural Compounds and Veterinary Medicines Act Commencement Order 2001 (SR 2001/100).

    Subsection (7) was amended by section 85 Agricultural Compounds and Veterinary Medicines Act 1997 (1997 No 87) by substituting the expression (4A)(b) for the expression (6)(b). See Part 8 (comprising sections 87 to 122) of that Act as to the transitional provisions. See clause 2 Agricultural Compounds and Veterinary Medicines Act Commencement Order 2001 (SR 2001/100).

    Subsection (7) was amended, as from 30 October 2003, by section 33(7) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the expression (4B)(b) for the expression (4A)(b).

56 Consideration of information withheld under Official Information Act 1982
  • Any information withheld from any person in accordance with section 9(2)(b) of the Official Information Act 1982 may be considered by the Authority in reaching a decision under this Act.

57 Authority to withhold information
  • (1) Where, in the Authority's opinion, any information which has been supplied to the Authority in respect of any application may be able to be withheld under section 9(2)(b) of the Official Information Act 1982, that information shall not be released to any person when any application is publicly notified.

    (2) Where—

    • (b) The information to which the request relates,—

      • (i) In the Authority's opinion, may be able to be withheld under section 9(2)(b) of that Act; or

      • (ii) Has been classified as commercially sensitive by the person who gave the information to the Authority,—

      the Authority shall make all reasonable efforts to contact and notify immediately the person who gave the information to the Authority that a request to release the information has been received.

    (3) Where a person receives notice from the Authority under subsection (2) of this section, that person shall, within 10 working days of receipt of the notice, respond to the Authority stating whether that person believes that the information should be withheld under section 9(2)(b) of the Official Information Act 1982 and give reasons for that person's belief.

    (4) The Authority may release the information or withhold the information in accordance with the Official Information Act 1982 if—

    • (a) the Authority has complied with subsection (2); and

    • (b) the time limit specified in subsection (3) has expired.

    Subsection (2) was amended, as from 30 October 2003, by section 34(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words make all reasonable efforts to contact and notify immediately for the words immediately notify.

    Subsection (4) was substituted, as from 30 October 2003, by section 34(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

58 Further information
  • (1) The Authority—

    • (a) May commission a report or seek advice from any person on any matters raised in relation to the application, including a review of any information provided by the applicant:

    • (b) May obtain any existing relevant information on the substance or organism which is the subject of the application from any source:

    • (c) Shall consult with all departments or Crown entities notified of the application in accordance with section 53(4) of this Act and, where any application is for approval to import, develop, field test, conditionally release, or release a new organism, have particular regard to any submissions made by the Department of Conservation.

    (1A) Any report, advice, or other information obtained under subsection (1) may be considered at any hearing conducted by the Authority.

    (2) Where the Authority obtains further information under subsection (1) of this section, the Authority, at least 10 working days before commencement of the hearing or consideration, as the case may be, of the application, shall notify the applicant and every person who made a submission that the information is available for inspection, unless that information has been withheld in accordance with section 9(2)(b) of the Official Information Act 1982.

    (3) Where information is requested in accordance with subsection (1) of this section, the Authority may postpone the hearing or consideration of the application until the information has been received.

    Subsection (1)(c) was amended, as from 30 October 2003, by section 35 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words conditionally release, after the words field test,.

    Subsection (1A) was inserted, as from 31 December 2000, with application to new organisms, by section 21(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This insertion was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (2) was amended, as from 31 December 2000, with application to new organisms, by section 21(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by substituting the expression 10 for the expression 15. See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This amendment was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

59 Time limits and waivers
  • (1) The Authority shall,—

    • (a) Where public notification of an application is required by section 53 of this Act, publicly notify that application within 10 working days of receipt unless paragraph (b) applies to that application:

    • (b) if any of sections 28A, 35, 38I, 42, 42A, or 42B apply to the application,—

      • (i) make a rapid assessment of the application within 10 working days after receipt of the application; and

      • (ii) if the application is not approved under one of those sections, publicly notify the application, if required under this Act, within 10 working days of the Authority's decision.

    • (c) Allow 30 working days from the date of public notification for the receipt of submissions:

    • (d) Fix a date for commencement of the hearing or (where there is no hearing) for consideration of the application, being not more than 30 working days after the receipt of the application or the closing date for submissions, whichever is the later:

    • (e) Give the applicant at least 10 working days' notice of the commencement date and the time and place of the hearing or consideration of the application:

    • (f) Give every person who has made a submission on the application and who has stated his or her wish to be heard, at least 10 working days' notice of the commencement date and the time and place of the hearing.

    (2) The Authority shall publicly notify its decision as soon as reasonably practicable but not later than 30 working days after the conclusion of the hearing or, where there is no hearing, the consideration of the application.

    (3) A person may apply to the Authority to—

    • (a) Waive a requirement of this Act or a regulation concerning—

      • (i) The time within which any action shall be carried out; or

      • (ii) The information that shall be supplied; or

    • (b) Give a direction concerning—

      • (i) The time within which any action shall be carried out; or

      • (ii) The terms, including terms as to adjournment, costs, or other matters, on which any information shall be supplied.

    (4) The Authority shall not extend or reduce any time period or grant an application under this section to waive a requirement as to the time within which any action shall be carried out unless it is satisfied that—

    • (a) The applicant and the persons making submissions consent to that waiver; or

    • (b) Any of those parties who have not so consented will not be unduly prejudiced.

    (5) Subject to subsection (4) of this section, the Authority may at any time extend or reduce any time limit under this Act whether or not—

    • (a) An application has been made under this section; or

    • (b) That time limit has expired,—

    but in all cases must ensure the matter is carried out as promptly as is reasonable in the circumstances.

    Subsection (1) was amended, as from 31 December 2000, with application to new organisms, by section 22(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89), by inserting the words 28A or section before the expression 35 in each place that it occurs. See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This amendment was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (1)(a) was amended, as from 30 October 2003, by section 36(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the expression paragraph (b) for the words section 28A or section 35 or section 42 of this Act.

    Subsection (1)(b) was substituted, as from 30 October 2003, by section 36(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (1)(d) was amended, as from 31 December 2000, with application to new organisms, by section 22(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89), by substituting the expression 30 for the expression 25. See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This amendment was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (2) was amended, as from 30 October 2003, by section 36(3) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words as soon as reasonably practicable but not later than 30 working days for the words not later than 15 working days.

    Subsection (4) was amended, as from 31 December 2000, with application to new organisms, by section 22(3) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89), by inserting the words or reduce after the words extend. See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This amendment was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (5) was amended, as from 31 December 2000, with application to new organisms, by section 22(4) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89), by inserting the words or reduce after the words extend. See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This amendment was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

60 Obligation to hold hearing
  • A hearing of any application need not be held unless—

    • (a) The Authority considers that a hearing is necessary; or

    • (b) The applicant has made a written request to the Authority for a hearing; or

    • (c) A person who has made a submission stated in that submission that he or she wishes to be heard and has not subsequently advised that he or she does not wish to be heard.

61 Provisions relating to hearings
  • (1) The Authority shall consider and decide any application, other than an application which is the subject of a Ministerial direction under section 68 of this Act.

    (2) The Authority shall keep a record of all proceedings before it.

    (3) For the purpose of considering any application, the Authority shall have the same powers as are conferred on a Commission of Inquiry by the Commissions of Inquiry Act 1908; and sections 4, 4B, 4D, 6, 7, 9, 11, and 12 of that Act shall apply accordingly.

    (4) The members of the Authority shall have, in relation to any such consideration and any decision on any matter, the same immunities and privileges as are possessed by a District Court Judge.

    (4A) Subsection (4) applies despite section 121 of the Crown Entities Act 2004.

    (5) Every summons to a witness to appear at a hearing shall be in an approved form and be signed by the person chairing the hearing.

    (6) All allowances for a witness shall be paid by the party on whose behalf the witness is called.

    (7) The Authority shall hold any hearing of a publicly notified application in public and shall establish a procedure that is appropriate and fair in the circumstances and may—

    • (a) Permit cross-examination; or

    • (b) Permit questions in clarification; or

    • (c) Permit only the members of the Authority to question any person.

    (8) At the hearing the applicant and any person who made submissions and stated that they wished to be heard may speak (either personally or through a representative) and call evidence.

    (9) Where any person who has stated that he or she wished to be heard fails to appear at the hearing, the Authority may nevertheless proceed with the hearing if it considers it fair and reasonable to do so.

    Subsection (4A) was inserted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

    Subsection (5) was amended, as from 31 December 2000, with application to new organisms, by section 23 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89), by substituting the words an approved form for the words the prescribed form. See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This amendment was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (7) was amended, as from 7 May 1999, by section 6 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by substituting the words hearing of a publicly notified application for the words publicly notified hearing.

62 Grounds for reassessment of a substance or organism
  • (1) 

    • (a) Any person; or

    • (b) The chief executive of the Authority—

    may at any time request the Authority to decide whether there are grounds for reassessing any new organism in containment, any conditionally released new organism, any qualifying organism released with controls, or any hazardous substance where that organism or substance has previously been assessed by the Authority or where Parts 11 to 16 of this Act apply to that substance or organism.

    (2) Where any request has been made under subsection (1) of this section, the Authority may decide that grounds exist to reassess that substance or organism after taking into account that—

    • (a) Significant new information relating to the effects of the substance or the organism has become available; or

    • (b) Another substance with similar or improved beneficial effects and reduced adverse effects has become available; or

    • (c) Information showing a significant change of use, or a significant change in the quantity manufactured, imported, or developed has become available.

    (3) The Authority shall give its decision under subsection (2) of this section in writing, with reasons, to the applicant.

    (4) For the purposes of subsection (1) of this section, assessed by the Authority means a decision under any of sections 28A,29, 32, 38C, 38I, 42, 42A, 42B, 45 or 48 of this Act or a decision by the Minister under section 73 of this Act, or a deemed assessment under section 160A of this Act.

    Subsection (1) was amended, as from 30 October 2003, by section 37(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words , any conditionally released new organism, any qualifying organism released with controls, after the word containment.

    Subsection (4) was amended, as from 7 May 1999, by section 15(c) Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by substituting the expression 73 for the expression 68.

    Subsection (4) was amended, as from 2 July 2001, by section 24 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by inserting the expression 28A, after the words any of sections. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (4) was amended, as from 30 October 2003, by section 37(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the expression 38C, 38I, 42, 42A, 42B, for the expression 42.

    Subsection (4) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by substituting the expression 160A for the expression 160(l)(a).

63 Reassessment
  • (1) Any person or the chief executive of the Authority may request the Authority to proceed with a reassessment following a decision under section 62(3) of this Act.

    (2) A reassessment under this section shall be deemed to be an application and shall be publicly notified in accordance with section 53 of this Act and—

    • (a) Section 29 and sections 54 to 61 of this Act shall apply with all necessary modifications to a reassessment of a hazardous substance approved under section 28A or section 29 of this Act:

    • (b) Sections 30 and 32 of this Act shall apply with all necessary modifications to a reassessment of a hazardous substance approved under section 32 of this Act:

    • (c) Sections 39 to 45 and sections 54 to 61 of this Act shall apply with all necessary modifications to a reassessment of a new organism in containment approved under section 45 of this Act:

    • (ca) sections 38A to 38D and 54 to 61 apply with all necessary modifications to a reassessment of a conditional release approval:

    • (cb) sections 38I to 38L and 54 to 58 apply with all necessary modifications to a reassessment of a qualifying organism released with controls:

    • (d) Sections 47 and 48 and sections 54 to 61 of this Act shall apply with all necessary modifications to a reassessment of a hazardous substance or new organism for use in an emergency approved under section 48 of this Act.

    (3) However, a reassessment of a qualifying organism released with controls is not required to be publicly notified in accordance with section 53.

    Subsection (2)(a) was amended, as from 2 July 2001, by section 25 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by inserting the words section 28A or after the word under. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (2)(ca) and (cb) was inserted, as from 30 October 2003, by section 38(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (3) was inserted, as from 30 October 2003, by section 38(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

63A Modified reassessment procedure for amendments to approvals of hazardous substances
  • (1) Despite anything to the contrary in this Act, the Authority may, following a decision under section 62(2), reassess a hazardous substance in accordance with this section if the Authority considers that—

    • (a) a reassessment of the hazardous substance under section 63 is not appropriate because the reassessment will involve only a specific aspect of the approval; and

    • (b) the amendment is not a minor or technical amendment to which section 67A applies.

    (2) A reassessment under this section—

    • (a) may vary the controls that attach to a hazardous substance, or the description of a hazardous substance, or both; but

    • (b) may not revoke an approval given to a hazardous substance under this Act to import or manufacture the substance.

    (3) A reassessment under this section is deemed to be an application, and sections 55 to 61 apply with all necessary modifications.

    (4) The Authority may reassess a hazardous substance under this section without publicly notifying the reassessment in accordance with section 53.

    (5) If the Authority does not publicly notify the reassessment in accordance with section 53, the Authority must—

    • (a) do everything reasonably practicable on its part to consult with all persons who, in its opinion, may be affected by the reassessment; and

    • (b) give those persons a reasonable opportunity to make submissions and comments to the Authority on the reassessment; and

    • (c) consider all submissions and comments received.

    (6) The Authority may approve or decline an application for reassessment under this section as it considers appropriate after taking into account—

    • (a) all the effects associated with the reassessment; and

    • (b) the best international practices and standards for the safe management of hazardous substances.

    (7) Section 77 applies to any hazardous substance that is approved under this section.

    (8) Section 65(e) applies, with all necessary modifications, to a reassessment under this section.

    Section 63A was inserted, as from 22 December 2005, by section 16 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

64 Suspension of approvals during reassessment
  • Where a decision to reassess any hazardous substance has been publicly notified under section 63(2) of this Act, and the Authority has reasonable cause to believe that there is significant actual or imminent danger to human health or safety or the environment from the continued use of the substance, the Authority, by notice in the Gazette, may direct that any further use of the substance is prohibited until such time as a decision has been made following the reassessment.

65 No compensation following reassessment
  • Where any hazardous substance or new organism is reassessed in accordance with section 63 of this Act, no compensation shall be payable to any person for any loss where the Authority—

    • (a) Declines to allow any further importation or manufacture of that substance; or

    • (b) Declines to approve the release of any new organism from containment; or

    • (c) Declines to approve any further importation, field testing, or development of any new organism in containment; or

    • (d) Suspends any approval in accordance with section 64 of this Act; or

    • (e) Varies the controls on any substance or organism.

66 Requirement for disposing of substances
  • (1) Where any hazardous substance has been reassessed in accordance with section 63 of this Act and the Authority has declined to allow any further importation or manufacture of that substance, the Authority may issue a direction, by notice in the Gazette, prohibiting the use of that substance and requiring that substance to be disposed of, at the owner's expense, in accordance with the controls placed on it by the Authority.

    (2) Where the use of any hazardous substance is prohibited in accordance with subsection (1) of this section, the Authority may, if it thinks fit, add to or vary the controls on disposal of that substance to control any additional adverse effects of disposal of that substance in accordance with subsection (1) of this section, disclosed during reassessment.

66A Disposal of persistent organic pollutants
  • If Schedule 2A does not specify a use for a persistent organic pollutant or a specified use has expired,—

    • (a) no person may use the substance; and

    • (b) the Authority may issue a direction, by notice in the Gazette, requiring the environmentally sound disposal of the persistent organic pollutant.

    Section 66A was inserted, as from 23 December 2004, by section 11 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

67 Authority to direct disposal of new organisms
  • Following any decision to—

    • (a) Decline approval to release any new organism from containment; or

    • (b) Decline approval to import, field test, or develop any new organism,—

    the Authority may direct, the owner of any such organism already in New Zealand to dispose of the organism at the owner's expense in accordance with the terms of the approval under which the organism was imported, field tested, or developed.

67A Minor or technical amendments to approvals

Minister's call-in powers

68 Minister's power to call in applications with significant effects
  • (1) The Minister may direct that he or she will decide an application under this Act if the Minister considers that the decision on the application will have—

    • (a) significant cultural, economic, environmental, ethical, health, international, or spiritual effects; or

    • (b) significant effects in an area in which the Authority lacks sufficient knowledge or experience.

    (2) The direction shall include the Minister's reasons for giving it.

    (2A) Sections 114 and 115 of the Crown Entities Act 2004 do not apply to a direction under subsection (1).

    (2B) This section applies despite section 113 of the Crown Entities Act 2004.

    (3) Where the application is for approval to release from containment any new organism, the Minister, in the Minister's discretion, may include in the direction given under subsection (1) of this section a statement specifying, in the circumstances of the particular case, what is or is not significant for the purposes of applying section 36 of this Act in respect of the application.

    Subsection (1) was substituted, as from 30 October 2003, by section 39 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsections (2A) and (2B) were inserted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

69 Notification of Minister's direction
  • (1) A direction by the Minister under section 68 of this Act is not effective in respect of any application unless the direction is notified in the Gazette not later than 30 working days after the date on which the Authority gives public notice of the application.

    (2) The Minister shall forward a copy of the Gazette notice under subsection (1) of this section to the Authority; and the Authority shall inquire into and report on the application concerned under sections 71 and 72 of this Act.

    Subsection (1) was amended, as from 30 October 2003, by section 40 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words 30 working days after the date on which the Authority gives public notice of the application for the words 15 working days after receipt, by the Authority, of the application.

70 Minister may appoint persons
  • Where the Minister directs that the Minister will decide any application in accordance with section 68 of this Act, the Minister may appoint any person or persons with relevant knowledge or experience to sit with the Authority and exercise the power of a member of the Authority under sections 71 and 72 of this Act.

71 Conduct of inquiry by Authority
  • (1) On receipt of a notice under section 69 of this Act, the Authority shall inquire into any application for an approval to which a direction under section 68 of this Act applies.

    (2) The Authority may require further information under section 52 of this Act in respect of any application to which such a direction applies.

    (3) Sections 53 to 61 of this Act apply, with all necessary modifications, in respect of such an inquiry as if the conduct of the inquiry were the hearing of an application.

    (4) The Authority—

    • (a) must hold an inquiry in public; and

    • (b) must consider—

      • (i) all matters under this Act relevant to the application; and

      • (ii) the Minister's reasons for giving the direction under section 68.

    Subsection (4) was substituted, as from 30 October 2003, by section 41 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

72 Authority to report to Minister
  • (1) On completion of an inquiry under section 71 of this Act, the Authority shall, as soon as practicable, submit to the Minister a written report (including recommendations and reasons) on the application referred to it by the Minister.

    (2) After receiving a report from the Authority, the Minister shall ensure that—

    • (a) A copy of the report is sent to the applicant for any approval to which the report relates; and

    • (b) A copy of the report is sent to every person who made a submission.

73 Minister to decide application and notify decision
  • (1) When considering his or her decision on the application, the Minister shall have regard to—

    • (a) The report and recommendations of the Authority; and

    • (b) The reasons for calling in the application.

    (2) Within 20 working days after receiving a report from the Authority, the Minister shall give his or her decision in writing, including reasons for the decision, give written notice of the decision to the applicant and every person who made a submission, and publicly notify the decision.

    (3) Every decision by the Minister under this section may include such controls as may be imposed by the Authority under this Act, and shall have the same effect as a decision by the Authority.

    Subsection (3) was amended, as from 30 October 2003, by section 42 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by omitting the words Part 6 of.

Part 5A
Restrictions on approving certain applications

[Repealed]

  • Part 5A (comprising sections 73A to 73G) was inserted, as from 28 May 2002, by section 9 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13).

  • Part 5A (comprising sections 73A to 73G) was repealed, as from 30 October 2003, by section 43(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

73A Interpretation
  • [Repealed]

    Part 5A (comprising sections 73A to 73G) was inserted, as from 28 May 2002, by section 9 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13).

    Part 5A (comprising sections 73A to 73G) was repealed, as from 30 October 2003, by section 43(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

73B Application
  • [Repealed]

    Part 5A (comprising sections 73A to 73G) was inserted, as from 28 May 2002, by section 9 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13).

    Part 5A (comprising sections 73A to 73G) was repealed, as from 30 October 2003, by section 43(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

73C Authority must not consider or approve certain applications during restricted period
  • [Repealed]

    Part 5A (comprising sections 73A to 73G) was inserted, as from 28 May 2002, by section 9 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13).

    Part 5A (comprising sections 73A to 73G) was repealed, as from 30 October 2003, by section 43(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

73D Additional information required for certain applications
  • [Repealed]

    Part 5A (comprising sections 73A to 73G) was inserted, as from 28 May 2002, by section 9 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13).

    Part 5A (comprising sections 73A to 73G) was repealed, as from 30 October 2003, by section 43(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

73E Additional matters Authority must consider for certain applications
  • [Repealed]

    Part 5A (comprising sections 73A to 73G) was inserted, as from 28 May 2002, by section 9 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13).

    Part 5A (comprising sections 73A to 73G) was repealed, as from 30 October 2003, by section 43(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

73F No compensation
  • [Repealed]

    Part 5A (comprising sections 73A to 73G) was inserted, as from 28 May 2002, by section 9 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13).

    Part 5A (comprising sections 73A to 73G) was repealed, as from 30 October 2003, by section 43(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

73G Expiry
  • [Repealed]

    Part 5A (comprising sections 73A to 73G) was inserted, as from 28 May 2002, by section 9 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13).

    Part 5A (comprising sections 73A to 73G) was repealed, as from 30 October 2003, by section 43(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Part 6
Controls

Hazard classification system

74 Establishment of hazard classification system
  • Subject to section 141 of this Act, the Governor-General may, from time to time, by Order in Council make regulations establishing a hazard classification system by—

    • (a) Prescribing for each intrinsic hazardous substance property a number of degrees or types of hazard:

    • (b) Prescribing, for each intrinsic hazardous substance property, a degree of hazard below which any substance is not considered hazardous.

75 Regulations prescribing hazard classification control
  • (1) Subject to section 141 of this Act, the Governor-General may, from time to time, by Order in Council make regulations prescribing controls for each hazard classification for the following purposes:

    • (a) For substances with explosive properties:

      • (i) To reduce the likelihood of an unintended explosion:

      • (ii) To control the adverse effects likely to be caused by an explosion:

    • (b) For substances with flammable properties:

      • (i) To reduce the likelihood of an unintended fire or explosion:

      • (ii) To control the adverse effects of any fire or explosion:

    • (c) For substances with oxidising properties:

      • (i) To reduce the likelihood of any unintended release of chemical energy as an explosion or fire:

      • (ii) To control the adverse effects of any release of chemical energy as an explosion or fire:

    • (d) For substances with corrosive properties:

      • (i) To reduce the likelihood of any unintended corrosion:

      • (ii) To control the adverse effects of any corrosion:

    • (e) For substances with toxic properties:

      • (i) To reduce the likelihood of any unintended exposure to any such substances:

      • (ii) To control the adverse effects of any exposure to such substances:

    • (f) For substances with ecotoxic properties:

      • (i) To reduce the likelihood of unintended exposure to any such substance:

      • (ii) To control the adverse effects of any exposure to such substances:

    • (g) Prescribing substances as substances which are not hazardous for the purpose of this Act.

    (2) Any regulations made under this section may require any specified person to obtain a test certificate at any specified time certifying that any prescribed requirement has been met.

    (3) Any regulations made under subsection (1)(e) or (f) may—

    • (a) set, or provide for the setting of, exposure limits within a range of values, or according to a methodology:

    • (b) set, or provide for the setting of, exposure limits by adopting international values or international methodologies.

    Subsection (3) was inserted, as from 22 December 2005, by section 17 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

76 Requirements for containers, identification, disposal, emergencies, tracking, and fireworks
  • (1) Subject to section 141 of this Act, the Governor-General may from time to time, by Order in Council, make regulations prescribing controls in respect of any hazard classifications for the following purposes:

    • (a) Prescribing requirements for packages or containers for hazardous substances:

    • (b) Prescribing requirements for specifying the identification, labelling, or advertising of hazardous substances:

    • (c) Prescribing requirements for disposal of hazardous substances:

    • (d) Prescribing requirements to manage any emergency involving a hazardous substance:

    • (e) Prescribing systems for tracking hazardous substances which may include requirements that—

      • (i) The whereabouts of the substance be recorded at all times or from time to time:

      • (ii) The quantity of the substance be recorded:

      • (iii) A person be identified as being in charge of the substance:

      • (iv) Any person handling the substance holds prescribed qualifications:

    • (f) Prescribing qualifications, including requirements that a person be a member of any specified professional body or organisation, for any person handling a hazardous substance.

    (2) Any requirements prescribed in accordance with paragraph (a) or paragraph (b) or paragraph (c) of subsection (1) of this section shall comply with any relevant requirements prescribed by regulations made under section 75 of this Act.

    (3) Any regulations made under this section may require any person to obtain a test certificate at any specified time certifying that any specified requirement has been met.

    (4) Notwithstanding section 7(2) of the Building Act 1991, regulations may be made prescribing requirements for stationary containers which require a person to achieve performance criteria additional to or more restrictive in relation to any building work than the performance criteria specified in the building code as defined in section 2 of the Building Act 1991.

77 Controls on hazardous substances
  • (1) Where the Authority has approved the importation or manufacture of any substance under section 28A or section 29 of this Act, the Authority shall give that substance one or more hazard classifications in accordance with the intrinsic properties of that substance and the degree of hazard of that substance.

    (2) The controls prescribed for each hazard classification shall attach to the substance, but may be varied,—

    • (a) From time to time by amendments to the regulations prescribing controls for the relevant hazard classification:

    • (b) At the time the substance is approved, in accordance with subsections (3), (4) and (5) of this section.

    (2A) If regulations referred to in subsection (2)(a) are made, then, unless the Authority otherwise determines, the regulations do not affect any variations made by the Authority under subsections (3) to (5) before the commencement of the regulations.

    (3) The Authority may substitute or add any controls prescribed for any classification,—

    • (a) Where the adverse effects identified for a substance are greater than the adverse effects which would usually be associated with substances given that hazard classification; or

    • (b) Where another substance with similar or improved beneficial effects and reduced adverse effects has become available and the availability of the substance should be restricted by the imposition of additional controls; or

    • (c) Where the scientific and technical uncertainty in the available information is such that the adverse effects cannot be accurately identified.

    (4) The Authority may substitute or delete any or all controls prescribed for any classification,—

    • (a) Where the adverse effects identified for a substance are less than the adverse effects which would usually be associated with substances given that hazard classification; or

    • (b) Where the benefits of any substance are such that the controls should be varied to retain the benefits and the variation would, in the opinion of the Authority, not significantly increase the adverse effect.

    (5) Where any substance is given 2 or more hazard classifications, the Authority shall combine the prescribed controls and impose such of those controls as will control all of the adverse effects identified for the substance.

    (6) Where any controls are varied or deleted in accordance with subsection (3) or subsection (4) of this section, the Authority shall ensure that the controls remain consistent over the whole lifecycle of the substance concerned.

    (7) Any restrictions and prohibitions on the sale of fireworks prescribed under section 140(1)(r) of this Act shall be in addition to any controls placed on fireworks under this section to control their explosive properties.

    (8) The powers under sections 77A and 77B are in addition to the powers conferred by this section.

    Subsection (1) was amended, as from 2 July 2001, by section 27 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89), by inserting the words 28A or section before the expression 29. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (2A) was inserted, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

    Subsection (8) was inserted, as from 22 December 2005, by section 18 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

77A Authority's power to impose controls and vary specified controls
  • (1) The Authority may, at the time it approves a substance for any purpose under this Act, impose as controls under this section any obligations and restrictions that the Authority thinks fit.

    (2) Without limiting anything in subsection (1), the Authority may,—

    • (a) in approving a substance, specify as a control under this section an obligation to obtain a permission under section 95A for general or particular use of the substance:

    • (b) in approving a substance, specify as a control under this section an obligation to obtain a licence under section 95B for possession of the substance.

    (3) Obligations and restrictions imposed under this section are controls for the purposes of this Act, and such controls may—

    • (a) be additional to other specified controls; or

    • (b) vary other specified controls; or

    • (c) be in substitution for other specified controls; or

    • (d) combine other specified controls; or

    • (e) delete other specified controls.

    (4) Before imposing a control under this section, the Authority must be satisfied that, against any other specified controls that apply to the substance,—

    • (a) the proposed control is more effective in terms of its effect on the management, use, and risks of the substance; or

    • (b) the proposed control is more cost-effective in terms of its effect on the management, use, and risks of the substance; or

    • (c) the proposed control is more likely to achieve its purpose.

    (5) In this section, other specified controls means controls imposed by or under any other section of this Act, and includes controls imposed by regulations made under this Act.

    Section 77A was inserted, as from 24 March 2004, by section 5 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

77B Exposure limits for substances with toxic or ecotoxic properties
  • (1) Despite anything to the contrary in this Act, the Authority may, at the time, or at any time after, it approves a substance with toxic or ecotoxic properties for any purpose under this Act,—

    • (a) set exposure limits for the substance or any element or compound making up the substance that the Authority thinks fit; or

    • (b) provide for the setting of exposure limits for the substance or any element or compound making up the substance.

    (2) Exposure limits set under subsection (1) may comprise 1 or more of the following:

    • (a) environmental exposure limits:

    • (b) tolerable exposure limits:

    • (c) workplace exposure standards.

    (3) Without limiting anything in subsection (1), the Authority may—

    • (a) provide that all or any of the exposure limits set by it are for guidance only:

    • (b) set, or provide for the setting of, exposure limits within a range of values or according to a methodology:

    • (c) set, or provide for the setting of, exposure limits by adopting international values or international methodologies.

    (4) Exposure limits imposed under this section are controls for the purposes of this Act, and such exposure limits may—

    • (a) be additional to other specified exposure limits; or

    • (b) vary other specified exposure limits; or

    • (c) substitute other specified exposure limits; or

    • (d) combine other specified exposure limits; or

    • (e) delete other specified exposure limits.

    (5) Before setting exposure limits under this section, the Authority must—

    • (a) consider the best international practices and standards for the safe management of substances with toxic or ecotoxic properties; and

    • (b) be satisfied that, against other specified exposure limits that apply to the substance,—

      • (i) the proposed exposure limit is more effective in terms of its effect on the management, use, and risks of the substance; or

      • (ii) the proposed exposure limit is more cost-effective in terms of its effect on the management, use, and risks of the substance; or

      • (iii) the proposed exposure limit is more likely to achieve its purpose; and

    • (c) do everything reasonably practicable on its part to advise all people who in its opinion may be affected by the proposed exposure limit; and

    • (d) give those people a reasonable opportunity to make submissions and comments to the Authority on the proposed exposure limit; and

    • (e) consider all submissions and comments received.

    (6) In this section,—

    environmental exposure limit means the limit on the concentration of a substance (or any element or compound making up the substance) with ecotoxic properties in an environmental medium as set in accordance with this section or regulations made under section 75

    tolerable exposure limit means the limit on the concentration of a substance (or any element or compound making up the substance) with toxic properties in an environmental medium as set in accordance with this section or regulations made under section 75

    workplace exposure standard means the limit on the concentration of a substance (or any element or compound making up the substance) with toxic properties in air set in accordance with this section or regulations made under section 75 for the purpose of protecting persons in a workplace from the adverse effects of toxic substances.

    Section 77B was inserted, as from 22 December 2005, by section 19 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

78 Codes of practice
  • (1) The Authority may from time to time issue, amend, approve, or revoke any code of practice for hazardous substances for the purpose of implementing any requirement included in controls or in regulations in force under this Act.

    (2) Every code of practice, and every amendment or revocation of a code of practice for hazardous substances, shall show the date on which it was issued.

    (3) The Authority may issue, as a code of practice for hazardous substances, any code of practice approved under any other Act.

    (4) The Authority may approve, as a code of practice for hazardous substances, any document prepared by any other person if that document is considered by the Authority as a suitable document for use as a code of practice for hazardous substances.

    (5) A code of practice issued or approved under this Act that is also a code of practice approved under any other Act or a document prepared by another person, consists of the contents of that code or document as that code or document existed on the date that it was approved or issued as a code of practice under this Act.

    (6) The Authority shall not—

    • (a) Adopt with modification any documents previously approved by a Minister of the Crown (or by the Building Industry Authority established by section 10(1) of the Building Act 1991); or

    • (b) Approve any amendment of any part of a code of practice that comprises a document approved by a Minister of the Crown (or by the Building Industry Authority) and later adopted by the Authority—

    without the written consent of the relevant Minister or the Building Industry Authority.

    Subsection (1) was substituted, as from 2 July 2001, by section 28 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (5) was substituted, as from 7 May 1999, by section 7 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35).

79 Codes may be approved by Authority
  • (1) A code of practice for hazardous substances, an amendment to such a code, and a revocation of such a code, shall not have any force or effect until it has been approved by the Authority.

    (2) Subject to subsection (3) of this section, the Authority shall not approve any code, or any amendment or revocation of a code, unless—

    • (a) Not less than 20 working days has elapsed since the publication in the Gazette of a notice of the intention to apply for approval; and

    • (b) The Authority has consulted such persons as will be affected by the code or amendment or revocation or who have advised the Authority in writing that they wish to be consulted, or representatives of those persons, and they have had the opportunity to consider its possible effects and to comment on those effects to the Authority; and

    • (c) The Authority has considered any comments made to it concerning those effects.

    (3) The Authority may approve a code of practice for hazardous substances or any amendment or revocation of that code without complying with the requirements of subsection (2)(a) or (b) of this section, if it is satisfied that sufficient consultation has already taken place in respect of the matters in the code, or amendment, or revocation.

    (4) [Repealed]

    (5) When the Authority approves a code of practice for hazardous substances or an amendment or revocation of that code, the Authority shall—

    • (a) Publish a notice of the approval of the code of practice in the Gazette; and

    • (b) Show the date of the approval of the code of practice on the code, amendment, or revocation and promulgate it in such manner as the Authority thinks fit.

    Subsection (2)(b) was amended as from 2 July 2001, by section 29(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by inserting the words or who have advised the Authority in writing that they wish to be consulted after the word revocation. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (4) was repealed, as from 2 July 2001, by section 29(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

80 Availability of codes
  • (1) If the Authority approves a code of practice, the Authority must ensure that, so long as the code remains in force, copies of that code, and of all amendments to that code, are available—

    • (a) for inspection by members of the public free of charge; and

    • (b) for purchase by members of the public at a reasonable price.

    (2) The notice of approval published in the Gazette pursuant to section 79 of this Act shall show, in relation to the code, or the amendment to a code to which it relates, a place or places at which copies of the code or, as the case requires, the amendment, are available for public inspection and purchase.

    Subsection (1) was substituted, as from 21 July 2001, by section 30(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (2) was amended, as from 21 July 2001, by section 30(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by inserting the words and purchase. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

81 Proof of code
  • Without affecting any other method of proof, the production in any proceedings of a copy of any code of practice for hazardous substances, or amendment or revocation of such a code of practice, purporting to have been approved by the Authority, in the absence of evidence to the contrary, shall be sufficient proof that it has been issued in accordance with this Act.

Test certifiers

82 Issue of test certificates by test certifiers
  • (1) Where—

    • (a) Any regulations made under this Act; or

    • (aa) any approval granted by the Authority under this Act; or

    • (b) Any requirements imposed in accordance with Schedule 3 to this Act,—

    require any person to obtain a test certificate, that person shall obtain the test certificate from a test certifier who has been approved to issue such a test certificate in accordance with sections 83 and 84 of this Act.

    (2) A test certifier may, if he or she is authorised to issue a test certificate for any prescribed requirement and is satisfied on reasonable grounds that the prescribed requirement has been met, issue a test certificate.

    (3) A test certifier shall not issue any test certificate in respect of any matter if the test certifier is or has been responsible for, or has a financial interest in, the design, planning or construction of anything relating to the matter.

    (4) Where any test certifier considers, on reasonable grounds that any matter does not comply with the relevant requirement, he or she shall—

    • (a) Refuse to issue a test certificate; and

    • (b) Notify the applicant, in writing, with reasons, of the refusal; and

    • (c) Notify the appropriate enforcement agency unless the test certifier is satisfied that any potential adverse effect from failure to comply with the relevant requirements has been satisfactorily avoided.

    (5) A test certifier must, as soon as practicable after issuing a test certificate under this section, forward a copy of that test certificate to the Authority.

    Subsection (1)(aa) was inserted, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

    Subsection (5) was inserted, as from 22 December 2005, by section 20 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

82A Register of test certificates
  • (1) The Authority must keep and maintain a register of test certificates issued by test certifiers under section 82.

    (2) The purpose of the register is to facilitate compliance with, and enforcement of,—

    • (b) any regulations or notices in force under those Acts.

    (3) The register must specify—

    • (a) the date on which each test certificate was issued, and the expiry date or (if applicable) the date of the revocation of the test certificate; and

    • (b) the name of the test certifier who issued the certificate; and

    • (c) the matter for which each test certificate has been issued; and

    • (d) details of the prescribed requirements for which each test certificate was issued; and

    • (e) in the case of a test certificate issued in respect of a place, the street address of the place; and

    • (f) in the case of a test certificate issued in respect of a person,—

      • (i) the name of the person; and

      • (ii) the name and address of the person's place of work.

    (4) A search of the register may be carried out by the Authority, and by the following persons for the following purposes:

    • (a) an individual, or a person with the written consent of the individual, for the purpose of searching for information about that individual in accordance with the Privacy Act 1993:

    • (b) a test certifier for the purpose of searching for information that the test certifier has provided under section 82(5):

    • (c) an approved person for a purpose that—

      • (i) relates to the purpose of the register; or

      • (ii) is necessary to prevent or lessen a serious and imminent threat to public health, public safety, or the life or health of any person; or

      • (iii) is necessary to avoid prejudice to the maintenance of the law (including the prevention, detection, investigation, prosecution, and punishment of offences); or

    (5) In this section, approved person means—

    • (b) a person specified in section 97:

    • (c) an enforcement officer.

    Sections 82A to 82C were inserted, as from 22 December 2005, by section 21 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

82B Delegation by approved person
  • (1) An approved person described in section 82A(5)(a) and (b) may, in writing, delegate to any person the approved person's power to search the register in accordance with section 82A(4).

    (2) The approved person may delegate the power to search the register on such terms and conditions as the approved person thinks fit.

    (3) Every decision made in accordance with a delegation under subsection (1) must be treated in all respects as though it were a decision of the approved person.

    (4) Every person purporting to act under a delegation under this section is presumed to be acting in accordance with its terms in the absence of evidence to the contrary.

    (5) A delegation under this section is revocable at will and does not prevent the exercise of the power to search the register by the approved person.

    (6) Every delegation under subsection (1) must be available for public inspection at the office of the relevant approved person during ordinary office hours.

    Sections 82A to 82C were inserted, as from 22 December 2005, by section 21 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

82C Revocation of test certificates for approved fillers and approved handlers
  • (1) The Authority may, at any time and by notice in writing to the person to whom the test certificate was issued (the certificate holder), revoke a test certificate issued to an approved filler or an approved handler (as the case may be) if the Authority is satisfied that the certificate holder—

    • (a) obtained the test certificate by fraud, misrepresentation, or concealment of facts; or

    • (b) has been negligent as a certificate holder; or

    • (c) is incompetent to act as a certificate holder.

    (2) The Authority may not revoke a test certificate under subsection (1) unless the Authority—

    • (a) has notified the certificate holder in writing of its intention to investigate whether to revoke the test certificate; and

    • (b) has given the certificate holder reasons in writing for the Authority's investigation; and

    • (c) has given the certificate holder a reasonable opportunity to make submissions to the Authority in respect of the investigation; and

    • (d) has considered all submissions and any other information received; and

    • (e) is, as a result of the investigation, satisfied that there are grounds for revoking the test certificate under subsection (1).

    (3) The Authority may seek, receive, or take into account any other information or evidence that the Authority considers relevant for the purposes of this section.

    (4) If the Authority proposes to take into account any information that is or may be prejudicial to the certificate holder, the Authority must, subject to subsection (5), disclose that information to the certificate holder and give him or her a reasonable opportunity to refute or comment on the information.

    (5) The Authority is not required to disclose any information under subsection (4) that would be likely to endanger the safety of any person.

    (6) If the Authority determines not to disclose any information in reliance on subsection (5), the Authority must inform the certificate holder of the fact of non-disclosure, and the following provisions apply:

    • (a) in the case of non-disclosure to an individual of information about the individual,—

      • (i) the Authority must inform the individual that he or she may, under the Privacy Act 1993, complain to the Privacy Commissioner about that non-disclosure; and

      • (ii) the provisions of that Act apply to that non-disclosure as if, following a request under that Act for the information withheld, the information had been withheld under section 27(1)(d) of that Act; and

    • (b) in any other case,—

      • (i) the Authority must inform the person that the person may seek a review by an Ombudsman of that non-disclosure under the Official Information Act 1982; and

      • (ii) the provisions of that Act apply to that non-disclosure as if, following a request under that Act for the information withheld, the information had been withheld under section 6(d) of that Act.

    (7) On completion of the Authority's investigation, the Authority must notify the certificate holder in writing of—

    • (a) the Authority's decision; and

    • (b) the certificate holder's right of appeal against that decision.

    (8) A test certificate that is revoked under this section is deemed to have expired on the date on which the test certificate was revoked.

    (9) In this section,—

    approved filler has the same meaning as in the Hazardous Substances (Compressed Gases) Regulations 2004

    approved handler means a person who holds a current test certificate certifying that the person has met the requirements of the Hazardous Substances and New Organisms (Personnel Qualifications) Regulations 2001 in relation to an approved handler for 1 or more hazard classifications or hazardous substances.

    Sections 82A to 82C were inserted, as from 22 December 2005, by section 21 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

83 Applications for approval as test certifier
  • (1) Any person may apply to the Authority for approval as a test certifier.

    (2) Every application shall be in the form specified or provided by the Authority and shall specify the requirements in respect of which the applicant wishes to be approved as a test certifier.

    (3) Except as provided by subsection (4) of this section, each application shall include—

    • (a) Information that will enable the Authority to decide whether or not the applicant has appropriate qualifications, sufficient knowledge of the relevant requirement, and appropriate equipment to test for the relevant requirements, and, if so,—

      • (i) The specific requirements in respect of which the applicant should be approved; and

      • (ii) Any limitations which should be placed on the approval:

    • (b) Where required by the Authority, evidence that a scheme of insurance, approved by the Authority, will apply in respect of any insurable civil liability of the applicant that might arise out of the issuing by the applicant of a test certificate under this Act or any regulations.

    (4) In the case of an applicant who is or has been a test certifier and who is applying for continuation or renewal of approval in respect of the same requirements, the application need not be accompanied by the documentation required by subsection (3)(a) of this section, but instead shall be accompanied by—

    • (a) A list of any additional qualifications that the applicant has acquired since that person's previous application; and

    • (b) A request for any changes to any limitations imposed on the previous approval, with reasons for the request; and

    • (c) In the case of an application for renewal, reasons why the approval lapsed.

84 Processing applications for approval as test certifier
  • (1) The Authority may require the applicant for approval as a test certifier to provide further information in support of the application.

    (2) If the applicant is unable to comply with any requirement of the Authority under subsection (1) of this section, the applicant shall inform the Authority of the reasons why the applicant is unable to comply.

    (3) The application shall be considered by the Authority within 20 working days of receipt of all information required under subsection (1) of this section or notification by the applicant under subsection (2) of this section that he or she is unable to comply with a request for further information.

    (4) The Authority shall notify the applicant not less than 10 days before any meeting at which it is intended to consider the application. The applicant may, and if the Authority so requires, the applicant shall, appear and be heard at that meeting of the Authority.

    (5) After considering an application for approval as a test certifier the Authority shall grant the approval if it is satisfied—

    • (a) That the applicant has—

      • (i) The prescribed qualifications; and

      • (ii) Sufficient knowledge of the relevant requirements; and

      • (iii) Complied with any other prescribed conditions; and

    • (b) Where required by the Authority, that a scheme of insurance approved by the Authority will apply in respect of any insurable civil liability of the applicant that might arise out of the issuing by the applicant of a test certificate under this Act or any regulations, except in respect of a test certificate issued by a territorial authority.

    (6) If the Authority declines an application it shall notify the applicant in writing specifying the reasons.

    (7) An approval expires on the earlier of the following dates:

    • (a) 5 years after the date on which it is given:

    • (b) the date of expiry (if any) specified by the Authority in the approval.

    Subsection (7) was substituted, as from 2 July 2001, by section 31 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

85 Register of test certifiers
  • (1) The Authority shall establish and maintain a register of test certifiers.

    (2) Whenever the Authority approves a person as a test certifier, it shall enter on the register—

    • (a) The date of approval; and

    • (b) The name and address of the person approved; and

    • (c) The specific requirements in respect of, or in connection with which, the person may issue test certificates; and

    • (d) Any limitation on the matters in respect of which the person may issue test certificates; and

    • (e) The date of expiry of the approval; and

    • (f) Such other matters relating to the approval as the Authority directs.

    (3) A test certificate purporting to be under the hand of a person duly authorised by the Authority to issue such a certificate shall, in the absence of proof to the contrary, and without proof of the signature appended to the certificate, be sufficient evidence of the matters specified in the certificate.

    (4) Every person shall have the right to inspect the register during the ordinary office hours of the Authority.

86 Complaints to Authority
  • (1) If the Authority receives any complaint about, or has cause to query the conduct or ability of, a test certifier, the Authority may investigate the complaint or query and, if it considers the complaint or query to be justified, may amend or cancel the approval.

    (2) The Authority may, if it thinks fit, after the receipt of any complaint or query, suspend all or any part of the approval given under section 84 of this Act until the investigation under subsection (1) of this section is complete.

Transferable permits

87 Establishment of transferable permit scheme
  • (1) Subject to section 141 of this Act, the Governor-General may from time to time, by Order in Council, make regulations establishing a transferable permit scheme for any hazardous substance or group of hazardous substances.

    (2) Regulations made under subsection (1) of this section may include the following matters:

    • (a) The amount of substance available for importation or manufacture in any specified period of time or a method for determining that amount:

    • (b) The method of allocating, reallocating, reducing, increasing, or cancelling any transferable permits:

    • (c) The period for which any transferable permit will be valid:

    • (d) Any limitations upon the transfer of permits:

    • (e) Any scheme monitoring requirements, including any reporting requirements imposed on holders of permits.

    (3) Any method specified in accordance with subsection 2(b) of this section shall first allocate transferable permits to persons importing or manufacturing the substance immediately prior to the establishment of the transferable permit scheme.

    (4) Any method specified in accordance with subsection (2)(a) of this section may provide for the amount of a substance to be reduced or increased over a specified period of time.

    (5) Where any regulations made under this section specify a method for reducing the amount of substance available for importation or manufacture, no compensation shall be payable in respect of any such reduction.

88 Authority to recommend establishment
  • The Authority may recommend to the Minister that a transferable permit scheme be established, amended, or revoked for any hazardous substances or group of hazardous substances, in accordance with section 87 of this Act, where the Authority is satisfied—

    • (a) That a reduction in the likely occurrence of adverse effects similar to that achieved by the controls attached to any substance in accordance with sections 77, 77A, and 77B of this Act could be achieved by—

      • (i) Any transferable permit scheme; or

      • (ii) Any combination of a transferable permit scheme and controls prescribed in accordance with sections 75 and 76 of this Act; and

    • (b) That such a scheme will be cost effective to implement, having regard to the costs associated with the transferable permit scheme, including the costs of monitoring and the costs of alternative methods of controls, and the benefits provided from the ability to transfer permits.

    Paragraph (a) were amended, as from 22 December 2005, by section 22 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words sections 77, 77A, and 77B for the expression section 77.

89 Transferable permit scheme and variation of controls
  • (1) Where any transferable permit scheme is established for any hazardous substance in accordance with section 87 of this Act, the Authority may substitute or delete any controls attached to that substance if the combination of controls and transferable permit scheme reduce the likely adverse effects of that substance to a level similar to that achieved by the controls attached to that substance in accordance with sections 77, 77A, and 77B of this Act.

    (2) Any substitution or deletion of controls on any substance in accordance with subsection (1) of this section shall remain in force so long as the transferable permit scheme in place at the time of the substitution or deletion of controls remains the same.

    Subsection (1) were amended, as from 22 December 2005, by section 23 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words sections 77, 77A, and 77B for the expression section 77.

90 Transfer of permits
  • (1) Any person who has been granted a transferable permit in accordance with any scheme established under section 87 of this Act may transfer that permit or any part of it to any other person.

    (2) The transferor, within 20 working days after making any such transfer, shall notify the Authority in writing of the transfer, the amount transferred, and the name and address of the transferee, and return the permit for reissuing.

    (3) No transfer shall be valid unless the Authority is notified in accordance with subsection (2) of this section.

91 Contents of transferable permits
  • Every transferable permit shall specify—

    • (a) The substance in respect of which it is issued; and

    • (b) The dates of issue and expiry of the permit; and

    • (c) The amount of the substance which the permit holder is permitted to import or manufacture under the permit; and

    • (d) Any other controls on the importation or manufacture of substances as the Authority thinks fit.

92 Modification of permits
  • The Authority may modify any permit to correct any clerical error or omission.

93 Registration of scheme
  • (1) Before commencing any transferable permit scheme, the Authority shall establish a register for each scheme.

    (2) The Authority shall include in the register—

    • (a) The details of every permit issued; and

    • (b) The details of every transfer of the whole or any part of a transferable permit.

    (3) The register shall be available for inspection upon request to any person.

    (4) An entry in the register, in the absence of evidence to the contrary, shall be sufficient proof that the person named in the register is the holder of the transferable permit to which the entry relates.

94 Transferable permit not to be mortgaged
  • Any contract or other instrument purporting to create any interest in any transferable permit for the purpose of securing the payment of a debt or other pecuniary obligation, or for the performance of any other obligation, is void.

95 Prohibition on import or manufacture until transferable permit obtained
  • Where a transferable permit scheme exists for a substance—

    • (a) No person shall manufacture or import that hazardous substance unless any relevant transferable permit has been obtained for the amount of substance being manufactured or imported; and

    • (b) Any Customs officer may permit the importation of any hazardous substance upon production by the importer of a relevant transferable permit for the amount of substance being imported.

Permissions and licences

  • This heading was inserted, as from 24 March 2004, by section 6 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

95A Permissions
  • (1) This section applies if the Authority approves a substance subject to an obligation referred to in section 77A(2)(a) (namely that, before using the substance, a person must obtain a prior permission under this section for the general or particular use of the substance).

    (2) An application for a permission under this section must be made in a form approved by the Authority, and must be accompanied by the appropriate charge (if any) fixed under section 21.

    (3) In considering an application, the Authority must consider—

    • (a) the adverse effects involved in the use or uses of the substance to which the application relates; and

    • (b) the conditions (if any) that it thinks should be imposed as part of the permission.

    (4) The Authority may grant a permission subject to any conditions it may specify in the permission that are consistent with the approval of the substance.

    (5) The holder of a permission granted under this section is authorised to use the substance specified in the permission in accordance with the approval of the substance and the holder's permission.

    (6) A permission granted under this section must be in writing and in a form approved by the Authority.

    (7) The Authority may, at any time by notice in writing to the holder of a permission granted under this section,—

    • (a) add or delete any conditions, or otherwise vary any conditions:

    • (b) revoke a permission granted to the holder under this section.

    Sections 95A and 95B were inserted, as from 24 March 2004, by section 6 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

95B Licences
  • (1) This section applies if the Authority approves a substance subject to an obligation referred to in section 77A(2)(b) (namely, that a person must obtain a licence under this section before possessing the substance).

    (2) An application for a licence under this section must—

    • (a) be made in a form prescribed by regulations referred to in subsection (4) or (in the absence of such regulations) in a form determined by the Authority; and

    • (b) be accompanied by the appropriate charge (if any) fixed under section 21.

    (3) The Authority—

    • (a) must grant a licence under this section if satisfied that the applicant—

      • (i) is a fit and proper person to possess the substance concerned; and

      • (ii) meets the relevant test certification requirements that apply to the substance under section 82; and

    • (b) may make the licence subject to any conditions it may specify in the licence.

    (4) Regulations made under section 76 or section 140, or both, may (without limitation)—

    • (a) specify the criteria the Authority must consider in deter-mining whether the applicant is a fit and proper person:

    • (b) specify any other matters that the Authority may consider in determining whether to grant a licence under this section:

    • (c) prescribe the form of an application for a licence under this section:

    • (d) provide for the variation of licences under this section and provide for their revocation:

    • (e) provide for any other matters necessary for the administration of licences under this section.

    (5) The holder of a licence granted under this section is authorised to possess the substance specified in the licence in accordance with the approval of the substance and the holder's licence.

    Sections 95A and 95B were inserted, as from 24 March 2004, by section 6 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

Environmental user charges

96 Report on environmental user charges
  • (1) Where the Authority considers that a reduction in the likely occurrence of adverse effects similar to that achieved by the controls attached to any substance in accordance with sections 77, 77A, and 77B of this Act could be achieved by—

    • (a) Any environmental user charge; or

    • (b) Any combination of an environmental user charge and controls prescribed in accordance with section 75 or section 76 of this Act,—

    the Authority may report to the Minister on such a charge or any combination of such controls and an environmental user charge.

    (2) Before preparing any report in accordance with subsection (1) of this section, the Authority shall satisfy itself that any environmental user charge would be cost effective to implement having regard to the costs associated with the environmental user charge, including the costs of monitoring and the costs of alternative methods of control.

    (3) Any report to the Minister made in accordance with subsection (1) of this section may include any other matters relevant to any environmental user charge, including a report on—

    • (a) The time of commencement of any environmental user charge; and

    • (b) The duration of any environmental user charge; and

    • (c) Any matters relevant to the implementation of environmental user charges; and

    • (d) Use of the revenue from environmental user charges; and

    • (e) Any procedure for adjusting or removing any controls already imposed upon a substance at the time of imposition of the environmental user charge; and

    • (f) Any procedure for adjusting or removing any combination of controls and environmental user charge or an environmental user charge, after a reassessment of the substance under section 62 of this Act.

    Subsection (1) were amended, as from 22 December 2005, by section 24 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words sections 77, 77A, and 77B for the expression section 77.

Part 6A
Group standards

  • Part 6A (comprising sections 96A to 96F) was inserted, as from 22 December 2005, by section 25 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123). See section 26 of that Act as to pre-commencement consultation on group standards.

96A Purpose of Part
  • The purpose of this Part is to enable the Authority to issue, amend, and revoke standards (known as group standards) for groups of hazardous substances (whether these are subject to Part 5 or not) that have a similar nature, are of a similar type, or have similar circumstances of use, so that the risks of the grouped hazardous substances can be effectively managed by 1 set of conditions.

    Part 6A (comprising sections 96A to 96F) was inserted, as from 22 December 2005, by section 25 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123). See section 26 of that Act as to pre-commencement consultation on group standards.

96B Group standards
  • (1) The Authority may, by notice in the Gazette, issue group standards that—

    • (a) identify the group of hazardous substances or products (described in subsection (2)) concerned; and

    • (b) impose as conditions under this section any obligations and restrictions that the Authority thinks fit on the identified group of hazardous substances or products.

    (2) A group standard may apply to 1 or more of the following hazardous substances or products:

    • (a) a hazardous substance to which Part 5 applies:

    • (b) a hazardous substance to which Parts 11 to 15 apply:

    • (c) a hazardous substance to which a notice or regulation under Part 11 applies, or a hazardous substance that has been approved under Part 5:

    • (d) a product (including, but not limited to, a manufactured article, a waste product, or a manufacturing by-product) that is, contains, incorporates, or includes a hazardous substance.

    (3) The Authority may, by notice in the Gazette, amend or revoke group standards that are issued under subsection (1).

    (4) The Authority may issue, amend, or revoke group standards under this section—

    • (a) on its own initiative; or

    • (b) on application by any person.

    (5) A notice issued under this section is a regulation for the purposes of the Regulations (Disallowance) Act 1989, but is not a regulation for the purposes of the Acts and Regulations Publication Act 1989.

    (6) As soon as practicable after issuing, amending, or revoking a group standard, the Authority must do the following:

    • (a) publish the group standard, amendment, or revocation in a publication relevant to affected persons; and

    • (b) make the group standard, amendment, or revocation available to be inspected free of charge and purchased at a reasonable price; and

    • (c) give public notice of where the group standard, amendment, or revocation can be inspected or purchased.

    Part 6A (comprising sections 96A to 96F) was inserted, as from 22 December 2005, by section 25 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123). See section 26 of that Act as to pre-commencement consultation on group standards.

96C When group standards may be issued or amended
  • (1) Before issuing or amending group standards under section 96B, the Authority must,—

    • (a) in the case of any hazardous substance to which section 96B(2)(a) applies, be satisfied that issuing or amending (as the case may be) group standards is a more efficient and effective way of managing the risks of all the hazardous substances in the identified group than the approval process under Part 5; and

    • (b) in the case of any hazardous substance to which section 96B(2)(b) applies, be satisfied that issuing or amending (as the case may be) group standards is a more efficient and effective way of managing the risks of all the hazardous substances in the identified group; and

    • (c) in the case of any hazardous substance to which section 96B(2)(c) applies, be satisfied that issuing or amending (as the case may be) group standards is a more efficient and effective way of managing the risks of all the hazardous substances in the identified group; and

    • (d) in the case of any product to which section 96B(2)(d) applies, be satisfied that—

      • (i) the benefits associated with a reduction of environmental and health risks outweigh the economic costs associated with complying with the group standard; and

      • (ii) the issuing or amending (as the case may be) of group standards is the most efficient and effective way of managing the risks of all the products in the identified group, having considered matters including alternative methods of managing those risks; and

      • (iii) the group standard is only applied to the extent that it is reasonably necessary to manage the risks of the products; and

    • (e) where a group standard applies—

      • (i) to 1 hazardous substance or product (described in section 96B(2)), be satisfied that the risks of the hazardous substance or product can be effectively managed by 1 set of conditions; or

      • (ii) to more than 1 hazardous substance or product (described in section 96B(2)), be satisfied that all the hazardous substances or products in the identified group have a similar nature, are of a similar type, or have similar circumstances of use, such that the risks of the group of hazardous substances or products can be effectively managed by 1 set of conditions; and

    • (f) consider the best international practices and standards for the safe management of hazardous substances and products (described in section 96B(2)); and

    • (g) consider the types of controls appropriate for the group in accordance with sections 77, 77A, and 77B; and

    • (h) in accordance with section 53, publicly notify—

      • (i) the proposal to issue or amend (as the case may be) group standards; and

      • (ii) its assessment of the matters required under subsection (1)(a), (b), (c), (d), and (e) in relation to the group standards as proposed to be issued or amended.

    (2) Where the Authority proposes to issue, amend, or revoke group standards on its own initiative, sections 53 to 61 apply, with all necessary modifications, for the purposes of this section, as if the proposal were an application.

    Part 6A (comprising sections 96A to 96F) was inserted, as from 22 December 2005, by section 25 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123). See section 26 of that Act as to pre-commencement consultation on group standards.

96D Revocation of group standards
  • (1) Before revoking group standards under section 96B, the Authority must publicly notify its proposal to revoke group standards in accordance with section 53.

    (2) Sections 54 to 61 apply, with all necessary modifications, for the purposes of this section.

    Part 6A (comprising sections 96A to 96F) was inserted, as from 22 December 2005, by section 25 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123). See section 26 of that Act as to pre-commencement consultation on group standards.

96E Effect of group standards
  • (1) If a group standard applies to a hazardous substance or product, the substance or product must comply with the group standard.

    (2) However, in the case of a hazardous substance, if the hazardous substance also has an approval given under this Act, the substance may instead comply with the approval.

    (3) A hazardous substance to which section 96B(2)(a) applies is deemed to have been approved by the Authority under section 29.

    Part 6A (comprising sections 96A to 96F) was inserted, as from 22 December 2005, by section 25 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123). See section 26 of that Act as to pre-commencement consultation on group standards.

96F Hazardous substances in group standards if Parts 11 to 15 apply
  • If Parts 11 to 15 apply to a hazardous substance and a group standard is made under section 96B that applies to the substance,—

    • (a) Parts 11 to 15 do not apply to that hazardous substance on and from the date on which the group standard comes into force; and

    • (b) the hazardous substance is deemed to have been approved by the Authority on the date that the group standard comes into force.

    Part 6A (comprising sections 96A to 96F) was inserted, as from 22 December 2005, by section 25 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123). See section 26 of that Act as to pre-commencement consultation on group standards.

Part 7
Inspection, enforcement, and ancillary powers

Inspection

97 Enforcement of Act
  • (1) The following persons shall ensure the provisions of this Act (including any controls imposed on approvals granted under this Act) are enforced in the following situations:

    • (a) The chief executive of the department of State that is for the time being responsible for the administration of the Health and Safety in Employment Act 1992 shall ensure that the provisions of this Act are enforced in any place of work:

    • (b) The chief executive of the department of State that is for the time being responsible for the administration of the Gas Act 1992 shall ensure that the provisions of this Act are enforced in, on, at, or around any distribution system, gas installation, or gas appliance:

    • (c) The Director of Land Transport may enforce the provisions of this Act in or on any motor vehicle, on any road, in or on any rail vehicle, or on any railway line:

    • (d) The Commissioner of Police (after consultation with the Director of Land Transport) shall ensure that the provisions of this Act are enforced in or on any motor vehicle, on any road, in or on any rail vehicle, or on any railway line:

    • (e) The Director of the Civil Aviation Authority shall ensure that the provisions of this Act are enforced in, on, or at any aircraft or aerodrome:

    • (f) The Director of Maritime Transport shall ensure that the provisions of this Act are enforced in or on any ship:

    • (g) The chief executive of the Ministry of Health shall ensure that the provisions of this Act are enforced where it is necessary to protect public health:

    • (h) The chief executive of any territorial authority—

      • (i) Shall ensure that the provisions of this Act are enforced in or on any premises situated in the district of the territorial authority other than those premises specified in paragraphs (a) to (g) of this section:

      • (ii) May enforce the provisions of this Act in or on those premises specified in paragraphs (a) to (g) of this section where the territorial authority is in or on those premises for the purposes of enforcing the provisions of the Resource Management Act 1991:

      • (iii) Shall ensure that the provisions of this Act are enforced in or on those premises specified in paragraphs (a) to (g) of this section, where the function, power, or duty is transferred to the territorial authority in accordance with section 98 of this Act.

      • (iv) Shall ensure that the provisions of this Act are enforced in or on those premises specified in paragraphs (a) to (g) of this section in respect of any substances to which Part 14 of this Act applies.

    (2) The chief executive of a regional council may—

    • (a) enforce the provisions of this Act in or on those premises specified in subsection (1)(a) to (g) if the regional council is in or on those premises for the purposes of enforcing the provisions of the Resource Management Act 1991:

    • (b) enforce the provisions of this Act in or on those premises specified in subsection (1)(a) to (g) if the function, power, or duty is transferred to the regional council in accordance with section 98.

    Section 97 was amended, as from 30 October 2003, by section 44 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by inserting the words (including any controls imposed on approvals granted under this Act) after the word Act in the first place where it occurs.

    Paragraphs (c) and (d) were amended, as from 1 December 2004, by section 19(1) Land Transport Management Amendment Act 2004 (2004 No 97) by omitting the word Safety. See sections 20 to 22 of that Act as to the savings and transitional provisions.

    Paragraphs (c) and (d) were amended, as from 20 July 2005, by section 103(3) Railways Act 2005 (2005 No 37) by substituting the words rail vehicle for the words rail service vehicle. See sections 105 to 111 of that Act as to the transitional provisions.

    Paragraph (e) was amended, as from 7 May 1999, by section 8 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by substituting the word aerodrome for the word ship.

    Paragraph (f) was amended, as from 1 December 2004, by section 19(1) Land Transport Management Amendment Act 2004 (2004 No 97) by substituting the word Transport for the word Safety. See sections 20 to 22 of that Act as to the savings and transitional provisions.

    Paragraph (h)(iii) was amended, as from 22 December 2005, by section 27(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words territorial authority for the words local authority.

    Subsection (2) was inserted, as from 22 December 2005, by section 27(2) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

97A Enforcement of Act in respect of new organisms
  • (1) The enforcement agency must ensure that the provisions of this Act are enforced in respect of new organisms.

    (2) For the purpose of complying with subsection (1), the enforcement agency may appoint enforcement officers in accordance with this Act who may exercise also the powers of inspectors under the Biosecurity Act 1993 that may be exercised in respect of an unwanted organism, and the provisions of that Act apply with all necessary modifications.

    (3) A person who may exercise powers under the Biosecurity Act 1993 in respect of unwanted organisms may also exercise those powers under that Act in respect of new organisms whether or not the person is appointed as an enforcement officer under this Act.

    (4) Without limiting subsection (2), the provisions of the Biosecurity Act 1993 that apply, with all necessary modifications, for the purposes of this section include sections 162A, 163, and 164 of that Act.

    (5) In this section,—

    enforcement agency means the chief executive of the department of State responsible for the administration of the Biosecurity Act 1993

    unwanted organism has the same meaning as in section 2(1) of the Biosecurity Act 1993.

    Section 97A was inserted, as from 30 October 2003, by section 45 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

97B Enforcement of Act in respect of hazardous substances in place of work
  • (1) The enforcement agency must ensure that the provisions of this Act are enforced in respect of hazardous substances in a place of work.

    (2) For the purpose of complying with subsection (1), the enforcement agency may appoint enforcement officers in accordance with this Act who may exercise the powers of inspectors under the Health and Safety in Employment Act 1992, and the provisions of that Act apply with all necessary modifications.

    (3) In this section,—

    enforcement agency means the chief executive of the department of State responsible for the administration of the Health and Safety in Employment Act 1992

    inspector and place of work have the same meanings as in section 2(1) of the Health and Safety in Employment Act 1992.

    Section 97B was inserted, as from 22 December 2005, by section 28 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

98 Co-ordination of inspection
  • (1) Any person specified in section 97 or section 97A may,—

    • (a) Appoint enforcement officers in accordance with section 100 of this Act to enforce the provisions of this Act; or

    • (b) Transfer the power to enforce the provisions of this Act in their area in accordance with subsections (2) to (7) of this section.

    (2) Any person who appoints any enforcement officers in accordance with subsection (1) of this section shall, each year, no later than one month before the commencement of the Authority's financial year, notify the Authority of the premises where that person will appoint enforcement officers in accordance with section 100 of this Act and the nature and level of inspection and enforcement to be provided by those enforcement officers.

    (3) Any person who has functions, powers, or duties under section 97 or section 97A may transfer all or any part of those functions, powers, or duties to another person specified in section 97 of this Act, except that he or she may not transfer this power of transfer.

    (4) [Repealed]

    (5) A person may not transfer any function, power, or duty under this section unless—

    • (a) The person has first—

      • (i) Notified the Authority in accordance with subsection (2) of this section; and

      • (ii) Notified the Authority where that person proposes to transfer the function to enforce the provisions of this Act to another person; and

      • (iii) Has received the approval of the Authority to the transfer in the case of a transfer between territorial authorities or the approval of the relevant Ministers to the transfer in the case of a transfer between other persons; and

    • (b) Both persons agree that the transfer is desirable on any of the following grounds:

      • (i) To ensure sufficient enforcement of this Act and to ensure that there is not unnecessary duplication of enforcement:

      • (ii) Efficiency:

      • (iii) Technical or special capability or expertise.

    (6) A transfer of functions, powers, or duties under this section shall be made by agreement between the authorities concerned and on such terms and conditions as are agreed.

    (7) A person to whom any function, power, or duty is transferred under this section may accept such transfer unless expressly forbidden to do so by the terms of any Act by or under which that person is appointed; and upon any such transfer, that person's functions, powers, and duties shall be deemed to be extended in such manner as may be necessary to enable the person to undertake, exercise, and perform the function, power, or duty.

    (8) Any transfer of any function, power, or duty under this section may be changed or revoked at any time by agreement between the transferee and transferor and upon notice to the Authority.

    Subsections (1) and (3) were amended, as from 30 October 2003, by section 46 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words section 97 or section 97A for the words section 97 of this Act.

    Subsection (4) was repealed, as from 2 July 2001, by section 32 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

98A Chief executives of Ministry and Authority to have functions, powers, duties, and protections of enforcement officers
  • (1) For the purposes of this Act, a chief executive has the same functions, powers, duties, and protections that enforcement officers have under this Act.

    (2) In subsection (1), chief executive means—

    • (a) the chief executive of the department of State responsible for the administration of this Act:

    • (b) the chief executive of the Authority.

    Section 98A was inserted, as from 30 October 2003, by section 47 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

99 Supervision of inspection
  • (1) The Authority shall ensure that the provisions of this Act are enforced in all premises likely to contain a hazardous substance or new organism and shall advise the persons specified in section 97 or section 97A and the Minister when the Authority considers that there is insufficient or unnecessary inspection and enforcement.

    (2) The Authority shall record all notifications made by persons in accordance with section 98 of this Act.

    (3) The Authority may from time to time, as the Authority thinks fit,—

    • (a) Appoint enforcement officers to enforce the provisions of this Act in such premises as the Authority thinks fit:

    • (b) Authorise the chief executive of—

      • (ii) Any Crown entity:

      • (iii) Any local authority—

      to appoint enforcement officers to enforce the provisions of this Act in or on any premises specified by the Authority.

    (4) In this section, hazardous substance includes compressed gases, whether intrinsically hazardous or not.

    Subsection (1) was amended, as from 30 October 2003, by section 48 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words section 97 or section 97A for the words section 97 of this Act.

    Subsection (3)(b)(ii) was repealed, as from 25 January 2005, by section 37(1) Public Finance Amendment Act 2004 (2004 No 113) by omitting the words specified in Schedule 4 to the Public Finance Act 1989.

    Subsection (4) was inserted, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

100 Appointment of enforcement officers
  • (1) No person shall be appointed as an enforcement officer unless that person has the prescribed qualifications to carry out the powers, functions, and duties specified in the officer's warrant of appointment.

    (2) Any person who appoints any person other than an employee as an enforcement officer shall remain liable in every respect for the actions of that officer, while he or she is acting as such, as if that person were an employee of the appointer.

    (3) Every person who appoints an enforcement officer shall supply each officer with a warrant specifying the functions that the officer may carry out, and any such warrant may at any time be revoked by the person who issued it or by any successor in office of that person.

    (4) Where the chief executive of a territorial authority appoints an enforcement officer in accordance with this section, the chief executive may designate that officer as a district hazardous substances officer.

101 Duty of territorial authorities
  • (1) If the Minister considers that any territorial authority is not exercising or performing any of its functions, powers, or duties under this Act to the extent that the Minister considers necessary to achieve the purposes of this Act, the Minister shall consult with the Minister of Local Government and may appoint, on such terms and conditions as the Minister thinks fit, the Authority to exercise or perform all or any of those functions, powers, or duties in place of the territorial authority.

    (2) Before making any appointment under subsection (1) of this section, the Minister shall give the territorial authority at least 20 working days' notice in writing of the Minister's intention to do so, specifying the reasons why the Minister considers such an appointment is necessary.

    (3) The notice shall invite the territorial authority to give to the Minister, within such period (being not less than 20 working days after the date of the notice) as may be specified in the notice, such written comments as the territorial authority wishes to make about any steps that the territorial authority is taking, or is intending to take, that may obviate the need for an appointment, and the Minister shall consider those comments and the need for making an appointment before making an appointment.

    (4) The Authority, if appointed under subsection (1) of this section to exercise or perform the functions, powers, or duties of a territorial authority under this Act, may do so as if it were the territorial authority; and the provisions of this Act shall apply accordingly.

    (5) All costs, charges, and expenses incurred by the Authority for the purposes of this section, in exercising or performing any functions, powers, or duties of a territorial authority under this Act, shall be recoverable from the territorial authority as a debt due to the Authority or may be deducted from any money payable to the territorial authority by the Authority.

    (6) In making any such appointment, the Minister shall specify the period for which the appointment is made, and it may from time to time be renewed.

    (7) Any appointment of the Authority under this section may be revoked at any time by the Minister.

    (8) In determining whether any appointment under this section should be renewed or whether a new appointment should be made, the Minister shall consider whether the territorial authority is capable of exercising its powers, functions, and duties under this Act, and, if the Minister considers the territorial authority is so capable, the territorial authority shall be directed by the Minister to resume those powers, functions, and duties.

102 Building Act 2004
  • (1) Where an enforcement officer believes that any building or sitework does not comply with the Building Act 2004, the enforcement officer shall, by notice in writing, give to the appropriate territorial authority details of the respects in which the building or sitework is believed not to comply.

    (2) For the purposes of this section, the terms building, sitework, and territorial authority have the meanings ascribed to them by the Building Act 2004.

    Section 102 was amended, as from 31 March 2005, by section 414 Building Act 2004 (2004 No 72) by substituting the words Building Act 2004 for the words Building Act 1991 wherever they appear. See subpart 4 of Part 5 of that Act (comprising sections 416 to 451) as to the transitional provisions.

103 Powers of entry for inspection
  • (1) Any enforcement officer may, at any reasonable time,—

    • (a) Go on, into, under, and over any premises (excluding dwellings); or

    • (b) With the consent of the occupier, go on, into, under, and over a dwelling—

    for the purpose of inspection to—

    • (c) Monitor compliance with the conditions or controls on any hazardous substance or new organism in any premises where a hazardous substance or new organism approved under this Act is located; or

    • (d) Determine the nature of any substance or organism in the premises; or

    • (e) Determine whether or not any person is complying with a compliance order.

    (2) For the purposes of subsection (1) of this section, an enforcement officer may—

    • (a) Take samples of water, air, soil, any substance, or any organism; and

    • (b) Open containers or packages (including secured or sealed containers or packages) to inspect the contents; and

    • (c) take photographs and measurements and make sketches and recordings; and

    • (d) Take or remove any thing for analysis or testing; and

    • (e) Conduct examinations, tests, inquiries, demonstrations, and inspections; and

    • (ea) require that any place or thing specified by the enforcement officer is not disturbed for a reasonable time pending any examination, test, inquiry, demonstration, or inspection; and

    • (eb) require the making of statements by the person in charge of the premises, in any form or manner specified by the enforcement officer, about conditions, material, or equipment relevant to the purpose of the inspection; and

    • (f) Require the production of any documents relevant to the purpose of the inspection; and

    • (g) Take copies of the documents or information or extracts from those documents or information.

    (3) Where any enforcement officer has taken any thing in accordance with subsection 2(d) of this section, the enforcement officer shall give the occupier of the premises written notice of the things that have been taken, the reason for taking the things and where the things will be kept.

    (4) Within 5 working days of removing the thing the enforcement officer shall give the person in charge of the premises written notice stating—

    • (a) Whether or not the thing will be returned or destroyed; and

    • (b) Either—

      • (i) The time and date of the return of the thing to the premises; or

      • (ii) The results of the analysis of the thing and why it is being destroyed.

    (5) Every enforcement officer exercising any of the powers conferred under this section shall, at the time of exercising that power, and thereafter on request, produce—

    • (a) Evidence of that person's appointment as an enforcement officer; and

    • (b) Evidence of that person's identity.

    (6) An enforcement officer may take any person with relevant experience or expertise on to the premises to assist the officer with the inspection.

    (7) Nothing in this section shall limit or affect the privilege against self incrimination.

    Subsection (1)(a) was amended, as from 31 December 2000, with application to new organisms, by section 33(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by inserting the words (excluding dwellings) after the word premises. See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This amendment was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (1)(c) was amended, as from 30 October 2003, by section 49 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by substituting the words compliance with the conditions or controls on any hazardous substance or new organism for the words the conditions.

    Subsection (2)(c) was substituted, as from 31 December 2000, with application to new organisms, by section 33(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This substitution was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (2)(ea) and (eb) was inserted, as from 31 December 2000, with application to new organisms, by section 33(3) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This insertion was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (6) was substituted, as from 31 December 2000, with application to new organisms, by section 33(4) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 2(b) Hazardous Substances and New Organisms Amendment Act Commencement Order 2000 (SR 2000/267). This substitution was brought into general effect as from 2 July 2001. See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

Compliance orders

104 Scope of compliance order
  • (1) A compliance order may be served on any person by an enforcement officer—

    • (a) Requiring that person to cease, or prohibiting that person from commencing, anything done or to be done by or on behalf of that person that, in the opinion of the enforcement officer,—

      • (i) Contravenes or is likely to contravene this Act, any regulations, or a control imposed by an approval under this Act; or

      • (ii) Relates to any hazardous substance or new organism and is or is likely to be dangerous, to such an extent that it has or is likely to have an adverse effect on the health and safety of people or the environment; or

    • (b) Requiring that person to do something that, in the opinion of the enforcement officer, is necessary to ensure that person complies with this Act, any regulations, controls imposed by an approval granted under this Act, or is necessary to avoid, remedy, or mitigate any actual or likely adverse effects on people or the environment resulting from any breach of any regulations or any controls imposed by an approval granted under this Act—

      • (i) Caused by or on behalf of the person; or

      • (ii) Relating to any land of which the person is the owner or occupier.

    (2) A compliance order may be made subject to such conditions as are reasonable in the circumstances.

105 Compliance with compliance order
  • Subject to the rights of appeal in section 125 of this Act, any person on whom a compliance order is served shall—

    • (a) Comply with the order within the period specified in the order; and

    • (b) Unless the order directs otherwise, pay all the costs and expenses of complying with the order.

106 Form and content of compliance order
  • (1) Every compliance order shall be in the prescribed form and shall state—

    • (a) The name of the person to whom it is addressed; and

    • (b) The reasons for the order; and

    • (c) The action required to be taken or ceased or not undertaken; and

    • (d) The period within which the action shall be taken or cease; and

    • (e) The consequences of either not complying with the order or lodging a notice of appeal; and

    • (f) The rights of appeal under section 125 of this Act; and

    • (g) The name and address of the agency whose enforcement officer served the order.

    (2) The period referred to in paragraph (1)(d) of this section must—

    • (a) commence at the time the notice is served; and

    • (b) be reasonable, having regard to the circumstances giving rise to the compliance order.

    Subsection (1)(d) was amended, as from 30 October 2003, by section 50(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by omitting the words , which shall not be less than 4 days from the time at which the notice is served.

    Subsection (1)(f) was amended, as from 30 October 2003, by section 50(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54) by omitting the words and the last day on which a notice of appeal can be lodged.

    Subsection (2) was inserted, as from 30 October 2003, by section 50(3) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

107 Service of compliance order
  • (1) Where a compliance order is to be served on a person, it may be served—

    • (a) By delivering it personally to the person (other than a Minister of the Crown); or

    • (b) By delivering it at the usual or last known place of residence or business of the person by any means, including by facsimile; or

    • (c) By sending it by pre-paid post addressed to the person at the usual or last known place of residence or business of that person.

    (2) Where a notice or other document is to be served on a body (whether incorporated or not) for the purposes of this Act, service on an officer of the body, or on the registered office of the body, in accordance with subsection (1) of this section shall be deemed to be service on the body.

    (3) Where a notice or other document is to be served on a partnership for the purposes of this Act, service on any one of the partners in accordance with subsection (1) of this section shall be deemed to be service on the partnership.

    (4) Where a notice or other document is sent by post to a person in accordance with subsection (1)(c) of this section, it shall be deemed, in the absence of proof to the contrary, to be received by the person at the time at which the letter would have been delivered in the ordinary course of the post.

108 Cancellation of compliance order
  • (1) For the purposes of this section, relevant person means the person or body who or which appointed the enforcement officer who served the compliance order.

    (2) Where a relevant person considers that a compliance order is no longer required, the relevant person may cancel the order at any time except where the order is subject to appeal under section 125 of this Act.

    (3) Where any relevant person delegates his or her power under this section, no person to whom the powers are delegated shall consider any application made under subsection (6) of this section, in respect of any compliance order which he or she has issued.

    (4) The chief executive of a territorial authority may delegate any of his or her powers, functions, or duties under this section.

    (5) The relevant person shall give written notice of a decision under subsection (2) of this section to cancel a compliance order to any person subject to the order.

    (6) Any person who is directly affected by a compliance order may apply in writing to the relevant person to change or cancel the order.

    (7) The relevant person shall, as soon as practicable, consider the application, having regard to the purpose for which the compliance order was given, the effect of a change or cancellation on that purpose, and any other matter the relevant person thinks fit; and the relevant person may confirm, change, or cancel the order.

    (8) The relevant person shall give written notice of the decision to the person who applied under subsection (6) of this section.

    (9) Where the relevant person, after considering an application made under subsection (6) of this section by a person who is directly affected by a compliance order, confirms the order or changes it in a way other than that sought by that person, that person may appeal to the District Court in accordance with section 125(3) of this Act against the whole or any part of the compliance order.

    (10) A compliance order may not be cancelled where the District Court has confirmed the order.

Enforcement

109 Offences
  • (1) Every person commits an offence against this Act who—

    • (a) Manufactures any hazardous substance in contravention of this Act; or

    • (aa) imports, manufactures, uses, or stores a persistent organic pollutant in contravention of this Act; or.

    • (b) Develops or field tests a new organism in contravention of this Act; or

    • (c) Knowingly imports or releases a new organism in contravention of this Act; or

    • (d) Knowingly, recklessly, or negligently—

      • (i) Manufactures, imports, develops, uses, or disposes of any hazardous substance or new organism where any approval is suspended in accordance with section 64 of this Act:

      • (ii) Possesses or disposes of any hazardous substance or new organism imported, manufactured, developed, or released in contravention of this Act; or

    • (e) Fails to comply with—

      • (i) Any controls imposed by any approval granted under this Act; or

      • (ii) Any controls specified in any regulations; or

      • (iii) Any requirement to obtain a test certificate specified in any regulations; or

    • (ea) fails to comply with a condition on a licence or permission granted under section 95A or section 95B; or

    • (eb) fails to comply with a condition imposed under section 96B(1)(b) on an identified group of hazardous substances; or

    • (f) Fails to comply with any compliance order served under section 107 of this Act; or

    • (g) Fails to comply with any of the requirements of section 124 of this Act; or

    • (h) Fails without any lawful justification or excuse to obtain any transferable permit when required to do so by any Order in Council in force under this Act; or

    • (i) Being a manufacturer, developer, or importer of any hazardous substance or new organism knowingly fails to report any significant new information of any adverse effect of that hazardous substance or new organism; or

    • (j) Knowingly personates any enforcement officer; or

    • (k) Wilfully obstructs any enforcement officer in the course of his or her duties; or

    • (l) Falsely informs a person that an emergency exists where that person knows the information to be false; or

    • (m) Knowingly labels any package or container in such a manner that the label could in an emergency wrongly indicate the presence of hazardous substances to an enforcement officer, fire services officer, or member of the Police.

    (2) Notwithstanding anything in the Summary Proceedings Act 1957, any information in respect of any offence against subsection (1) of this section may be laid by any person at any time within 120 working days after the time when the contravention giving rise to the information first became known, or should have become known, to that person.

    Subsection (1)(aa) was inserted, as from 23 December 2004, by section 12 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

    Subsection (1)(b) was amended, as from 7 May 1999, by section 9 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by inserting the words or field tests.

    Subsection (1)(ea) was inserted, as from 24 March 2004, by section 7 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

    Subsection (1)(eb) was inserted, as from 22 December 2005, by section 29 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

110 Infringement offences
  • In sections 111 to 113 of this Act—

    Infringement fee, in relation to an infringement offence, means the amount fixed by regulations made under section 140 of this Act, as the infringement fee for the offence

    Infringement offence means an offence specified as such in regulations made under section 140 of this Act.

    Section 110 was amended, as from 7 May 1999, by section 15(d) Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by substituting the expression 140 for the expressions 140(j) and 140(i).

111 Commission of infringement offence
  • Where any person is alleged to have committed an infringement offence, that person may either—

    • (b) Be served with an infringement notice as provided for in section 112 of this Act.

112 Infringement notices
  • (1) Where an enforcement officer observes a person committing an infringement offence, or has reasonable cause to believe such an offence is being or has been committed by that person, an infringement notice may be issued in respect of that offence.

    (2) Any enforcement officer (not necessarily the officer who issued the notice) may deliver the infringement notice (or a copy of it) to the person alleged to have committed an infringement offence personally or by post addressed to that person's last known place of residence or business; and in that case for the purpose of the Summary Proceedings Act 1957, it (or the copy) shall be deemed to have been served on that person when it was posted.

    (3) Every infringement notice shall be in the prescribed form and shall contain the following particulars—

    • (a) Such details of the alleged infringement offence as are sufficient fairly to inform a person of the time, place, and nature of the alleged offence; and

    • (b) The amount of the infringement fee specified for that offence; and

    • (c) The address at which the infringement fee may be paid; and

    • (d) The time within which the infringement fee must be paid; and

    • (f) A statement that the person served with the notice has the right to request a hearing; and

    • (g) A statement of what will happen if the person served with the notice neither pays the infringement fee nor requests a hearing; and

    • (h) Such other particulars as are prescribed.

    (4) Where an infringement notice has been issued under this section, proceedings in respect of the offence to which the notice relates may be commenced in accordance with section 21 of the Summary Proceedings Act 1957; and in that case the provisions of that section shall apply with the necessary modifications.

113 Entitlement to infringement fees
  • A territorial authority shall be entitled to retain all infringement fees received by it in respect of infringement offences where the infringement notice was issued by an enforcement officer employed by that authority.

114 Penalties
  • (1) Every person who commits an offence against paragraph (a)or paragraph (aa)or paragraph (b) or paragraph (c) or paragraph (d) or paragraph (e) or paragraph (ea) or paragraph (eb) of section 109(1) of this Act is liable on summary conviction to imprisonment for a term not exceeding 3 months or a fine not exceeding $500,000 and, if the offence is a continuing one, to a further fine not exceeding $50,000 for every day or part of a day during which the offence has continued.

    (2) Every person who commits an offence against paragraph (f) or paragraph (g) or paragraph (h) or paragraph (i) of section 109(1), or section 156(1), of this Act is liable on summary conviction to a fine not exceeding $50,000 and, if the offence is a continuing one, to a further fine not exceeding $5,000 for every day or part of a day during which the offence has continued.

    (3) Every person who commits an offence against paragraph (j) or paragraph (k) or paragraph (l) or paragraph (m) of section 109(1) of this Act is liable on summary conviction to a fine not exceeding $5,000.

    (4) Where any person is convicted of an offence against section 109 of this Act, the Court may, instead of or in addition to imposing any fine or term of imprisonment, revoke any transferable permit held by that person.

    (5) Where any person is convicted of an offence against section 109 of this Act, the Court may, instead of or in addition to imposing any fine or term of imprisonment, order the person to mitigate or remedy any adverse effects on people or the environment—

    • (a) Caused by or on behalf of the person; or

    • (b) Relating to any land of which the person is the owner or occupier—

    or to pay the costs of doing so.

    (6) Where any person is convicted of an offence against section 109 of this Act, the Court may, instead of or in addition to imposing any fine or term of imprisonment, order the destruction of any new organism.

    (6A) To avoid doubt, the Court may make an order under either or both of subsection (5) and subsection (6) against the same person in respect of the same offence.

    (7) The continued existence of anything, or the intermittent repetition of any actions, contrary to any provision of this Act shall be deemed to be a continuing offence.

    Subsection (1) was amended, as from 24 March 2004, by section 8 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by inserting the words or paragraph (ea) after the words or paragraph (e).

    Subsection (1) was amended, as from 23 December 2004, by section 13 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37) by inserting the words or paragraph (aa) after the expression paragraph (a) See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

    Subsection (1) was amended, as from 22 December 2005, by section 30 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by inserting the words or paragraph (eb) after the words or paragraph (ea).

    Subsection (6A) was inserted, as from 30 October 2003, by section 51 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

115 Liability of employers and principals
  • (1) Subject to subsection (3) of this section, where any offence is committed against this Act by a person as the employee of another person, that offence shall, for the purposes of this Act, be treated as committed by that other person as well as by the first-mentioned person, whether or not it was done with that other person's knowledge or approval.

    (2) Where any offence is committed against this Act by a person acting as the agent of another person, that offence shall, for the purposes of this Act, be treated as committed by the principal unless it is done without the principal's express or implied authority.

    (3) In any proceedings (being proceedings for an offence against this Act or regulations) against any person in respect of any offence alleged to have been committed against this Act by an employee of that person, it shall be a defence for that person to prove—

    • (a) That—

      • (i) He or she did not know nor could reasonably be expected to have known that the offence was to be or was being committed; or

      • (ii) He or she took such steps as were reasonably practicable to prevent the commission of the offence; and

    • (b) That he or she took such steps as were reasonable in all the circumstances to remedy any effects of the act or omission giving rise to the offence.

116 Liability of directors and officers of bodies corporate
  • Where any body corporate is convicted of an offence against this Act, every director and every person concerned in the management of the body corporate shall be guilty of the like offence if it is proved—

    • (a) That the act that constituted the offence took place with his or her authority, permission or consent; and

    • (b) That he or she knew or could reasonably be expected to have known that the offence was to be or was being committed and failed to take all reasonable steps to prevent or stop it.

117 Strict liability and defences
  • (1) In any prosecution for an offence specified in paragraph (a)or paragraph (aa) or paragraph (b) or paragraph (e) or paragraph (eb) or paragraph (f) or paragraph (g) of section 109(1) of this Act, it is not necessary to prove that the defendant intended to commit the offence.

    (2) It is a defence to prosecution of the kind referred to in subsection (1) of this section, if the defendant proves—

    • (a) That—

      • (i) The action or event to which the prosecution relates was necessary for the purposes of saving or protecting life or health, or preventing serious damage to property or avoiding an actual or likely adverse effect on the environment; and

      • (ii) The conduct of the defendant was reasonable in the circumstances; and

      • (iii) The defendant took such steps as were reasonable in all the circumstances to mitigate or remedy the effects of the action or event after it occurred; or

    • (b) That the action or event to which the prosecution relates was due to an event beyond the control of the defendant, including natural disaster, mechanical failure, or sabotage, and in each case—

      • (i) The action or event could not reasonably have been foreseen or been provided against by the defendant; and

      • (ii) The defendant took such steps as were reasonable in all the circumstances to mitigate or remedy the effects of the action or event after it occurred; or

    • (c) That the action or event to which the prosecution related was within the defendant's control; but—

      • (i) The defendant had taken all reasonable steps to prevent the action or event; and

      • (ii) The defendant took such steps as were reasonable in all the circumstances to mitigate or remedy the effects of the action or event after it occurred.

    (3) It is a defence to prosecution for any offence specified in section 109(1)(e)(ii) or (iii) of this Act that the defendant—

    • (a) Complied with any code of practice approved under section 79 of this Act as a method of achieving the controls that it is alleged that the defendant failed to comply with; or

    • (b) Was the holder of any current test certificate issued by any test certifier in accordance with section 82 of this Act, certifying that the controls that it is alleged that the defendant failed to comply with had been met,—

    unless the defendant had reason to believe that the code of practice or the structure or goods covered by the test certificate did not meet the relevant controls.

    Subsection (1) was amended, as from 23 December 2004, by section 14 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37) by inserting the words or paragraph (aa) after the expression paragraph (a) See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

    Subsection (1) was amended, as from 22 December 2005, by section 31 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by inserting the words or paragraph (eb) after the words or paragraph (e).

    Subsection (3) was amended, as from 7 May 1999, by section 9 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by omitting the words , the approved plan,.

118 Fines to be paid to territorial authority instituting prosecution
  • (1) Subject to subsection (2) of this section, where a person is convicted of an offence under section 109 of this Act and the Court imposes a fine, the Court shall, if the information for that offence was laid on behalf of a territorial authority, order that the fine be paid to that territorial authority.

    (2) There shall be deducted from every amount payable to a territorial authority under subsection (1) of this section, a sum equal to 10 percent thereof, and that sum shall be credited to the Crown Bank Account.

    (3) Notwithstanding anything in subsection (2) of this section, where any money awarded by a Court in respect of any loss or damage is recovered as a fine, and that fine is ordered to be paid to a territorial authority under subsection (1) of this section, no deduction shall be made under subsection (2) of this section in respect of that money.

    (4) Subject to subsection (2) of this section, an order of the Court made under subsection (1) of this section shall be sufficient authority for the Registrar receiving the fine to pay that fine to the territorial authority entitled to it under the order.

    (5) Nothing in section 73 of the Public Finance Act 1989 shall apply to any fine ordered to be paid to any territorial authority under subsection (1) of this section.

119 Search warrants
  • (1) Any District Court Judge or Justice of the Peace or Community Magistrate or any Registrar who is satisfied, on application in writing made on oath, that there are reasonable grounds for believing that there is, in or on or under or over any premises or any dwelling,—

    • (a) Any substance or organism that has been imported, manufactured, developed, released, held, transported, or disposed of in contravention of this Act; or

    • (b) Any documents or other records which there are reasonable grounds to believe may be evidence of the commission of any offence under this Act to which paragraph (a) of this subsection applies,—

    may issue a search warrant in the prescribed form.

    (2) Every search warrant shall be directed either to a member of the Police by name or to every member of the Police or to any enforcement officer by name, but in any of those cases, the warrant may be executed by any member of the Police.

    (3) On issuing a warrant, the Judge, Justice of the Peace, Community Magistrate, or Registrar may impose such reasonable conditions on its execution as he or she thinks fit.

    (4) Any member of the Police or any enforcement officer may call any person to assist him or her in the execution of a search warrant.

    (5) Every warrant shall, subject to any conditions imposed under subsection (3) of this section, authorise the member of the Police or the enforcement officer who is executing it, and any person called on by that member or officer to assist,—

    • (a) To enter the premises or dwelling on one occasion within 14 days after the date of the issue of the warrant at any time that is reasonable in the circumstances; and

    • (b) To use such force, both for making entry (either by breaking open doors or otherwise) and for breaking open anything on the premises or dwelling, as is reasonable in the circumstances; and

    • (c) To search for and seize—

      • (i) Any substance or organism found on the premises or dwelling and believed on reasonable grounds to have been imported, manufactured, developed, released, held, transported, or disposed of in contravention of this Act; and

      • (ii) Any documents or other records which there are reasonable grounds to believe may be evidence of the commission of any offence under this Act; and

    • (d) To take any photographs, and make any drawings of any structure, container, packaging, or label where there are reasonable grounds to believe that the structure, container, packaging, or label is in breach of the provisions of this Act or regulations.

    (6) Any member of the Police or enforcement officer who executes a search warrant shall carry the warrant with him or her, and shall produce it for inspection—

    • (a) On first entering the premises or dwelling, to the person appearing to be in charge of the premises or dwelling; and

    • (b) Whenever subsequently required to do so, on the premises or dwelling, by any other person appearing to be in charge of the premises or any part of the premises or dwelling.

    (7) Where the occupier of the premises or dwelling is not present at the time the search warrant is executed, the member of the Police or enforcement officer shall leave in a prominent place on the premises or dwelling a written statement of the time and date of the search, and of the member of the Police's or enforcement officer's name and the address of the Police station or other office to which enquiries should be made.

    (8) Where any substance or organism or books, documents, or other records is or are seized in execution of a search warrant, the member of the Police or enforcement officer executing the warrant shall leave in a prominent place on the premises or dwelling or send to the occupier, within 10 working days after the search, a written inventory of all things so seized.

    Subsection (1) was amended, as from 30 June 1998, by section 7 District Courts Amendment Act 1998 (1998 No 76), by inserting the words or Community Magistrate.

    Subsection (3) was amended, as from 30 June 1998, by section 7 District Courts Amendment Act 1998 (1998 No 76), by inserting the words Community Magistrate,.

120 Dealing with property seized by enforcement officers
  • Section 199 of the Summary Proceedings Act 1957 applies, with the necessary modifications, to any property seized by any enforcement officer as if—

    • (a) The reference in that section to section 198 of that Act were a reference to section 119 or section 137 of this Act; and

    • (b) References in that section to a constable were references to an enforcement officer.

121 Application of Customs and Excise Act 1996 to hazardous substance imported in breach of this Act
  • A hazardous substance that is being, or has been, imported in breach of this Act is a prohibited import under section 54 of the Customs and Excise Act 1996, and the provisions of that Act (including, for the avoidance of doubt, section 209 of that Act) apply accordingly.

    Sections 121 and 122 were substituted, as from 7 May 1999, by section 11 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35).

    Section 121 was substituted, as from 22 December 2005, by section 32 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

122 Power to require hazardous substance to leave New Zealand
  • (1) If a customs officer has reasonable cause to believe that a hazardous substance is being, or has been, imported in breach of this Act, the customs officer may,—

    • (a) in the case of a hazardous substance that is being imported in breach of this Act, direct that the importer of the hazardous substance cause the hazardous substance to remain on the ship or aircraft and leave New Zealand at the importer's own cost and in accordance with the directions of the customs officer; or

    • (b) in the case of a hazardous substance that has been imported in breach of this Act and has been unloaded from a ship or aircraft, direct that the importer of the hazardous substance cause the hazardous substance to leave New Zealand at the importer's own cost and in accordance with the directions of the customs officer.

    (2) Subsection (1)(b) applies only to hazardous substances that are goods that are subject to the control of the Customs in accordance with section 20 of the Customs and Excise Act 1996.

    (3) In this section,—

    cost, in relation to a hazardous substance that has been imported in breach of this Act, includes the costs of handling, storing, and transporting the hazardous substance

    importer importer has the same meaning as in section 2(1) of the Customs and Excise Act 1996.

    Sections 121 and 122 were substituted, as from 7 May 1999, by section 11 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35).

    Section 122 was substituted, as from 22 December 2005, by section 33 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

123 Declaration that organism not genetically modified
  • Any inspector (as defined in section 2(1) of the Biosecurity Act 1993) may require any person importing any organism to declare, by statutory declaration, that the organism is not a genetically modified organism.

124 Responsibilities of carrier and person in charge of any craft
  • (1) For the purposes of this Act, the carrier and the person in charge of any craft that berths, lands, or otherwise arrives in New Zealand from another country, or that is to so berth, land, or arrive, shall—

    • (a) Ensure that any documentation, required by regulations, in relation to all hazardous substances loaded onto that craft is available:

    • (b) On arrival of the craft at a port of entry or Customs airport, produce for inspection such documentation as a Customs officer may lawfully specify.

    (2) The carrier and the person in charge of a craft leaving New Zealand shall—

    • (a) Provide transportation from New Zealand, at the cost in respects of the carrier, of any hazardous substance on board the craft, or any other craft operated by the carrier when it arrived in New Zealand, which was not accompanied by the documentation required by regulations:

    • (b) In respect of any hazardous substance for which the carrier is obliged to provide transportation or the cost of transportation under paragraph (a) of this subsection, to pay all the costs (if any) incurred by the Crown in holding that substance before the removal of that substance from New Zealand.

Part 7A
Pecuniary penalties and civil liability for breaches relating to new organisms

  • Part 7A (comprising sections 124A to 124I) was inserted, as from 30 October 2003, by section 52 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

124A Interpretation
  • In this Part, unless the context otherwise requires,—

    Court means the High Court

    enforcement agency means the chief executive of the department of State responsible for the administration of the Biosecurity Act 1993.

    Part 7A (comprising sections 124A to 124I) was inserted, as from 30 October 2003, by section 52 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Pecuniary penalties

124B Pecuniary penalty order
  • (1) The enforcement agency may apply to the Court for an order that a person pay to the Crown a pecuniary penalty under this Act.

    (2) The Court may make the order if it is satisfied that the person—

    • (a) developed, field tested, imported, or released a new organism in breach of this Act; or

    • (b) possessed or disposed of any new organism imported, manufactured, developed, or released in breach of this Act; or

    • (c) failed to comply with any controls relating to a new organism—

      • (i) imposed by any approval granted under this Act; or

      • (ii) specified in regulations made under this Act.

    (3) The Court must not make the order if the person satisfies the Court that the person did not know, and could not reasonably have known, of the breach.

    Part 7A (comprising sections 124A to 124I) was inserted, as from 30 October 2003, by section 52 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

124C Amount of pecuniary penalty
  • (1) The Court must not make an order for the payment of a pecuniary penalty that exceeds,—

    • (a) in the case of an individual, $500,000; or

    • (b) in the case of a body corporate, the greater of—

      • (i) $10,000,000; or

      • (ii) if it can be readily ascertained and if the Court is satisfied that the contravention occurred in the course of producing a commercial gain, 3 times the value of any commercial gain resulting from the contravention; or

      • (iii) if the commercial gain cannot be readily ascertained, 10% of the turnover of the body corporate and all of its interconnected bodies corporate (if any).

    (2) In determining an appropriate penalty under this section, the Court must have regard to all relevant matters, including—

    • (a) the nature and extent of the breach:

    • (b) the nature and extent of any loss or damage suffered by any person or to the environment as a result of the breach:

    • (c) the circumstances in which the breach took place:

    • (d) whether or not the person has previously been found in proceedings under this Act to have engaged in any similar conduct:

    • (e) the steps taken by the person to bring the breach to the attention of the enforcement agency:

    • (f) the steps taken by the person to avoid, remedy, or mitigate the effects of the breach.

    (3) In this section, interconnected and turnover have the same meaning as in the Commerce Act 1986.

    Part 7A (comprising sections 124A to 124I) was inserted, as from 30 October 2003, by section 52 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

124D Other orders instead of or in addition to pecuniary penalty order
  • (1) At the conclusion of proceedings for an order for the payment of a pecuniary penalty under section 124B, the Court may, instead of or in addition to making the order, make—

    • (a) an order that the person mitigate or remedy any adverse effects on people or the environment—

      • (i) caused by or on behalf of the person; or

      • (ii) relating to any land that the person owns or occupies; or

    • (b) an order to pay the costs of mitigating or remedying the adverse effects specified in paragraph (a).

    (2) At the conclusion of proceedings for an order for the payment of a pecuniary penalty under section 124B the Court may, instead of or in addition to making the order, make an order for the destruction of the new organism involved in the breach.

    (3) To avoid doubt, the Court may make an order under either or both of subsections (1) and (2) against the same person in respect of the same breach.

    Part 7A (comprising sections 124A to 124I) was inserted, as from 30 October 2003, by section 52 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

124E Standard of proof and procedural matters
  • In proceedings for an order under section 124B,—

    • (a) the standard of proof is the standard of proof that applies in civil proceedings; and

    • (b) the enforcement agency may, by order of the Court, obtain discovery and administer interrogatories.

    Part 7A (comprising sections 124A to 124I) was inserted, as from 30 October 2003, by section 52 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

124F Relationship between concurrent proceedings for pecuniary penalty and criminal proceedings
  • (1) Criminal proceedings under this Act may be started against a person whether or not proceedings for an order under section 124B have been started against the person for the same act or omission or substantially the same act or omission in respect of which the criminal proceedings have been started.

    (2) Uncompleted proceedings for an order under section 124B must be stayed if criminal proceedings are started or have already been started against the person for the same act or omission or substantially the same act or omission in respect of which the order is sought.

    Part 7A (comprising sections 124A to 124I) was inserted, as from 30 October 2003, by section 52 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Civil liability for acts and omissions while in breach

124G Civil liability
  • (1) A person is liable in damages for any loss or damage caused by any act or omission of the person while—

    • (a) developing, field testing, importing, or releasing a new organism in breach of this Act:

    • (b) possessing or disposing of any new organism imported, manufactured, developed, or released in breach of this Act; or

    • (c) failing to comply with any controls relating to a new organism—

      • (i) imposed by any approval granted under this Act; or

      • (ii) specified in any regulations made under this Act.

    (2) A person is liable under subsection (1) whether or not—

    • (a) the person intended the act, omission, or breach; or

    • (b) the person was taking reasonable care when the act, omission, or breach occurred.

    (3) To avoid doubt, proceedings under this section are in addition to, and not in substitution for, any other cause of action.

    Part 7A (comprising sections 124A to 124I) was inserted, as from 30 October 2003, by section 52 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

124H Defences to liability under section 124G
  • (1) A person is not liable under section 124G if the person proves 1 or more of the defences specified in subsection (2) in relation to the breach.

    (2) The defences are—

    • (a) that—

      • (i) the breach was necessary for the purpose of—

        • (A) saving or protecting life or health; or

        • (B) preventing serious damage to property; or

        • (C) avoiding an actual or likely adverse effect on the environment; and

      • (ii) the conduct of the defendant was reasonable in the circumstances; and

      • (iii) the defendant took steps that were reasonable in all the circumstances to mitigate or remedy the effects of the breach after it occurred; or

    • (b) that the breach was due to an event beyond the control of the defendant (including natural disaster, mechanical failure, or sabotage) and—

      • (i) the event could not reasonably have been foreseen or been provided against by the defendant; and

      • (ii) the defendant took steps that were reasonable in all the circumstances to mitigate or remedy the effects of the breach after the event occurred; or

    • (c) that the defendant did not know, and could not reasonably have known, of the breach.

    Part 7A (comprising sections 124A to 124I) was inserted, as from 30 October 2003, by section 52 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Liability for acts and omissions of others

124I Breaches, acts, and omissions by directors, employees, or agents
  • (1) This section applies for the purposes of sections 124B and 124G

    (2) A body corporate is to be treated as in breach of this Act or as having done or omitted to do an act if—

    • (a) a director, employee, or agent of the body corporate, acting within the scope of his or her actual or apparent authority, is in breach of this Act or has done or omitted to do an act; or

    • (b) any other person, at the direction or with the consent or agreement (whether express or implied) of a director, employee, or agent of the body corporate, given within the scope of the actual or apparent authority of the director, employee, or agent, is in breach of this Act or has done or omitted to do an act.

    (3) A person (person A) who is not a body corporate is to be treated as in breach of this Act or as having done or omitted to do an act if—

    • (a) an employee or agent of person A, acting within the scope of his or her actual or apparent authority, is in breach of this Act or has done or omitted to do an act; or

    • (b) any other person, at the direction or with the consent or agreement (whether express or implied) of an employee or agent of person A, given within the scope of the actual or apparent authority of the employee or agent, is in breach of this Act or has done or omitted to do an act.

    (4) If a person in breach of this Act has a defence to the breach under section 124H, the defence is also available to another person if the breach is to be treated under subsection (2) or subsection (3) as also the breach of the other person.

    (5) However, the defence under section 124H(2)(c) is not available to the other person unless the other person also proves that he or she did not know, and could not reasonably have known, of the breach by the person.

    (6) If the Court is prevented by section 124B(3) from making an order under that section against a person in breach of this Act and the breach is to be treated under subsection (2) or subsection (3) of this section as also the breach of another person, the Court must not make an order under section 124B against the other person if it is satisfied that the other person did not know and could not reasonably have known of the breach.

    Part 7A (comprising sections 124A to 124I) was inserted, as from 30 October 2003, by section 52 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

Part 8
Appeals

125 Appeals
  • (1) In any case where the Authority—

    • (a) Issues a transferable permit entitling the holder to import or manufacture less substance than the holder claimed to be entitled to import or manufacture; or

    • (b) Declines any application for a transferable permit; or

    • (c) Revokes any transferable permit; or

    • (d) Imposes any charge on any person to recover costs in accordance with section 21 of this Act; or

    • (da) revokes a test certificate under section 82C; or

    • (e) Declines any application for approval as a test certifier in respect of any relevant controls in accordance with section 84 of this Act; or

    • (f) Revokes any approval to act as a test certifier in respect of any relevant controls in accordance with section 86 of this Act; or

    • (g) Suspends all or any part of any approval to act as a test certifier in accordance with section 86 of this Act; or

    • (h) [Repealed]

    • (i) Declines any application under section 51 of this Act to tranship a substance or organism,—

    any person directly affected may appeal against that decision to the District Court.

    (1A) A person may appeal to the District Court against—

    • (a) a decision of the Authority, under section 95A,—

      • (i) about the terms and conditions of a permission held by the person; or

      • (ii) declining to grant the person a permission or revoking a permission held by the person; or

    • (b) a decision of the Authority, under section 95B,—

      • (i) about the terms and conditions of a licence held by the person; or

      • (ii) declining to grant the person a licence or revoking a licence held by the person.

    (2) In any case where—

    • (a) Any property is seized and retained pursuant to section 119 of this Act; or

    • (b) An application for compensation is declined in accordance with section 138 of this Act; or

    • (c) Costs are awarded in accordance with section 61 of this Act,—

    the person directly affected may appeal against that decision to the District Court.

    (2A) Where a customs officer directs in accordance with section 122 that a hazardous substance remains on a ship or aircraft, the person directly affected may appeal against that direction to the District Court.

    (2B) If a customs officer directs in accordance with section 122 that an importer of a hazardous substance is to cause the hazardous substance to leave New Zealand, the importer may appeal against that direction to the District Court.

    (3) Any person on whom a compliance order is served may appeal to the District Court against the whole or any part of that order.

    (4) Any person who lodges a notice of appeal under subsection (3) of this section may apply to the District Court for a stay of the compliance order until the determination of the appeal.

    (5) The District Court shall not confirm a compliance order against which an appeal has been lodged where the person on whom the order was served was acting in accordance with—

    • (a) Controls on any hazardous substance under this Act; or

    • (b) Conditions imposed on an approval granted under this Act.

    (6) Subject to subsection (7) of this section the decision of the Court on any appeal under this Act shall be final.

    (7) Any party to an appeal under this section may further appeal to the High Court on a question of law.

    Subsection (1)(da) was inserted, as from 22 December 2005, by section 34(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    Subsection (1)(h) was repealed, as from 7 May 1999, by section 12 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35).

    Subsection (1A) was inserted, as from 24 March 2004, by section 9 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

    Subsection (2A) was inserted, as from 7 May 1999, by section 12 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35).

    Subsection (2B) was inserted, as from 22 December 2005, by section 34(2) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

126 Appeal on question of law
  • (1) Any—

    • (a) Party to any application for an approval or an application under section 26 of this Act or regulations; or

    • (b) Person who made submissions to the Authority on any application for an approval or an application under section 26 of this Act or regulations—

    may appeal against the decision of the Authority to the High Court on a question of law, unless a right of appeal to the District Court against the decision is provided for in any other provision of this Act.

    (2) Any report and recommendation of the Authority under section 72 of this Act is deemed to be a decision for the purposes of Part 10 of the High Court Rules.

    (3) An appeal under this section shall be made in accordance with the High Court Rules, except to the extent that those rules are inconsistent with sections 127 to 134 of this Act.

127 Notice of appeal
  • Before or immediately after the filing and service of a notice of appeal, the appellant shall serve a copy of the notice on—

    • (a) The Authority; and

    • (b) Every other party to the proceedings; and

    • (c) Any other person who made a submission to the Authority.

128 Right to appear and be heard on appeal
  • (1) A party to any proceedings, or any person who made submissions to the Authority, and who wishes to appear and be heard on an appeal to the High Court, shall give notice of his or her intention to appear to—

    • (a) The appellant; and

    • (b) The Registrar of the High Court; and

    • (c) The Authority.

    (2) The notice to appear under subsection (1) of this section shall be served within 10 working days after the party or the person was served with the notice of appeal.

129 Parties to appeal before High Court
  • (1) The parties to an appeal before the High Court are the appellant, the Authority, and any person who gives notice of intention to appear under section 128 of this Act.

    (2) The Registrar of the High Court shall ensure that the parties to an appeal before the High Court are served with—

    • (a) A copy of every document which is filed or lodged with the Registrar of the High Court relating to the appeal; and

    • (b) Notice of the time and date set down for hearing the appeal.

130 Orders of High Court
  • (1) The High Court may, on application to it or on its own motion, make an order directing the Authority to lodge with the Registrar of the High Court all or any of the following things:

    • (a) Anything in the possession of the Authority relating to the appeal; and

    • (b) A report recording, in respect of any matter or issue the Court may specify, any of the findings of fact of the Authority which are not set out in its decision or report and recommendation; and

    • (c) A report setting out, so far as is reasonably practicable and in respect of any issue or matter the order may specify, any reasons or considerations to which the Authority had regard but which are not set out in its decision or report and recommendation.

    (2) An application under subsection (1) of this section shall be made,—

    • (a) In the case of the appellant, within 20 working days after the date on which the notice of appeal is lodged; or

    • (b) In the case of any other party to the appeal, within 20 working days after the date of the service on him or her of a copy of the notice of appeal.

    (3) The High Court may make an order under subsection (1) of this section only if it is satisfied that a proper determination of a point of law so requires; and the order may be made subject to such conditions as the High Court thinks fit.

131 Additional appeals on points of law
  • (1) When a party to an appeal, other than the appellant, wishes to contend that the decision or report and recommendation of the Authority or District Court is in error on other points of law, that party may lodge a notice to that effect with the Registrar of the High Court.

    (2) The notice under subsection (1) of this section shall be lodged within 20 working days after the date on which the respondent is served with a copy of the notice of appeal.

    (3) Sections 127 to 129 of this Act apply to a notice lodged under subsection (1) of this section, with all necessary modifications.

132 Extension of time
  • On the application of a party to an appeal, the High Court may extend any period of time stated in sections 128 and 130 of this Act.

133 Date of hearing
  • When a party to an appeal notifies the Registrar of the High Court—

    • (a) That the notice of appeal has been served on all parties to the proceedings; and

    • (b) Either—

      • (i) That no application has been lodged under section 130 of this Act; or

      • (ii) That any application lodged under section 130 of this Act has been complied with—

      the appeal is ready for hearing and the Registrar shall arrange a hearing date as soon as practicable.

134 Appeals to Court of Appeal

Part 9
Emergencies

135 Interpretation
  • In this Part of this Act, unless the context otherwise requires,—

    Emergency means—

    • (a) Actual or imminent danger to human health or safety; or

    • (b) A danger to the environment or chattels so significant that immediate action is required to remove the danger—

    arising from a hazardous substance or new organism

    Enforcement officer includes any member of the Police, and any Chief Fire Officer or person exercising the powers of a Chief Fire Officer under section 28 or section 28A or section 29 of the Fire Service Act 1975.

136 Declaration of emergency
  • (1) Where any enforcement officer has reasonable grounds to believe that—

    • (a) There is an emergency; and

    • (c) All or any of the powers set out in section 137 of this Act should be exercised in order to—

      • (i) Enter any premises or dwelling; or

      • (ii) Remove the cause of the emergency; or

      • (iii) Stabilise the situation to limit the actual or likely adverse effects of the emergency; or

      • (iv) Protect the health and safety of people, chattels, or the environment from the actual or likely adverse effects of any emergency,—

      the enforcement officer may declare a hazardous substance or new organisms emergency.

    (2) A hazardous substance or new organisms emergency shall be declared by the enforcement officer by—

    • (a) Identifying himself or herself to any persons in the vicinity; and

    • (b) Stating his or her authority to exercise emergency powers; and

    • (c) Announcing the nature of the emergency and the area likely to be affected.

    (3) Every enforcement officer shall notify—

    • (a) The person who appointed him or her as an enforcement officer, if he or she was appointed under section 98 of this Act; and

    • (b) The Authority—

    of every occasion on which a hazardous substances or new organisms emergency is declared by that officer under this section.

    (4) Any emergency declared under this section shall cease—

    • (a) 48 hours after the time of declaration; or

    • (c) When the emergency is treated by a Chief Fire Officer as an emergency under the Fire Service Act 1975; or

    whichever is the sooner.

    (5) Where the conditions which caused the emergency to be declared under subsection (1) of this section still exist 48 hours after the time of declaration of the emergency and the emergency has not been treated as an emergency under any of the provisions in paragraphs (b), (c), and (d) of subsection (4) of this section, one further declaration of emergency may be made under this Act and the provisions of subsection (4) of this section shall apply accordingly.

    (6) Any emergency declared under this section shall have effect over the area specified under subsection (2)(c) of this section.

    Subsection (1)(b)(i) was substituted, as from 1 December 2002, by section 117 Civil Defence Emergency Management Act 2002 (2002 No 33). See sections 118 to 121 of that Act as to the transitional provisions.

    Subsection (4)(b) was substituted, as from 1 December 2002, by section 117 Civil Defence Emergency Management Act 2002 (2002 No 33). See sections 118 to 121 of that Act as to the transitional provisions.

137 Emergency powers
  • (1) When a hazardous substance or new organisms emergency has been declared under section 136 of this Act, any enforcement officer may—

    • (a) Enter any premises or any dwelling at any time without complying with the provisions of section 103 or section 119 of this Act:

    • (b) Exercise any of the powers set out in section 103 of this Act:

    • (c) Exercise any of the powers set out in section 119(5) of this Act:

    • (d) Direct any person to stop any activity which may contribute to the emergency:

    • (e) Request any person, either verbally or in writing, to take any action to prevent or limit the extent of the emergency:

    • (f) Direct any person to leave any place in the vicinity of the emergency:

    • (g) Direct any person to refrain from entering the vicinity of the emergency:

    • (h) Requisition any property for use in the emergency:

    • (i) Destroy any property or any other thing in order to prevent or limit the extent of the emergency:

    • (j) Secure the site for up to 24 hours following the decision of the enforcement officer that the immediate danger is past.

    (2) If an enforcement officer enters any private property pursuant to the powers conferred by subsection (1) of this section, he or she shall advise the occupier of the property as soon as practicable.

    Subsection (1)(b) was amended, as from 7 May 1999, by section 15(e) Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by substituting the expression 103 for the expression 103(3).

138 Compensation for property requisitioned or destroyed
  • (1) Where any enforcement officer or any person acting at the request of an enforcement officer, made under section 137(1)(e) of this Act—

    • (a) Requisitions any property from any person for use in an emergency; or

    • (b) Destroys any property in order to prevent or limit the extent of any emergency,—

    there shall be payable, on written application by any person having an interest in the property, by the organisation whose chief executive appointed the enforcement officer or (where the enforcement officer is a member of the Police) out of money appropriated by Parliament for the purpose, reasonable compensation for any loss or damage caused by the requisition or destruction of the property.

    (2) Compensation shall not be payable under this section to any person who caused or contributed substantially to the emergency which brought about the requisition or destruction.

    (3) Where there is any dispute as to the entitlement of any person to compensation under this section, or as to the amount of such compensation, or as to the liability of the Crown or any other person or organisation to pay any such compensation, the matter shall be determined by any court of competent jurisdiction.

139 Protection of enforcement officers and persons
  • No action or proceedings shall be brought against any enforcement officer or any person acting at the request of an enforcement officer made under section 137(1)(e) of this Act, in respect of any actions taken by any such officer or person under this Part of this Act where that officer or that person has acted in good faith and with reasonable care.

Part 10
Miscellaneous provisions

140 Regulations
  • (1) Subject to section 141 of this Act, the Governor-General may from time to time, by Order in Council, make regulations for all or any of the following purposes:

    • (a) Prescribing organisms as genetically modified organisms for the purpose of this Act:

    • (b) Prescribing organisms as organisms which are not genetically modified for the purposes of this Act:

    • (ba) prescribing organisms that are not new organisms for the purposes of this Act:

    • (c) Prescribing or providing for controls on compressed gases, whether intrinsically hazardous or not:

    • (d) Prescribing the method of estimating the quantity of any substance or organism to be imported or manufactured:

    • (e) Prescribing controls for any hazardous substance to avoid or mitigate any adverse effects on the physical or chemical nature of the environment:

    • (f) Prescribing controls to avoid or mitigate illness or injury to people or damage to the environment or chattels from any hazardous substance:

    • (fa) prescribing controls for any conditionally released new organism or any qualifying organism released with controls, to avoid or mitigate any adverse effects on the physical or chemical nature of the environment:

    • (fb) prescribing controls for any conditionally released new organism or any qualifying organism released with controls, to avoid or mitigate illness or injury to people or animals (other than the persons or animals referred to in section 38I(4)(a) and (b)) or damage to the environment or chattels:

    • (g) prescribing requirements to be met by a laboratory, and during the storage, importation, or transportation of any hazardous substance, for the purposes of section 33:

    • (h) Prescribing—

      • (i) Any species as a risk species where any subspecies, infrasubspecies, variety, strain, or cultivar of that species may have adverse effects on the health and safety of people or the environment; or

      • (ii) Any subspecies, infrasubspecies, variety, strain, or cultivar as a risk species where that subspecies, infrasubspecies, variety, strain, or cultivar may have adverse effects on the health and safety of people or the environment:

    • (i) Prescribing those offences under this Act that constitute infringement offences against this Act:

    • (j) Prescribing forms of infringement notices, and prescribing the infringement fees (not exceeding $1,000) for each infringement offence, which may be different fees for different offences.

    • (k) Prescribing countries or organisations for the purposes of sections 28, 31, 34, and 40 of this Act:

    • (l) Prescribing information to be provided with any application for approval:

    • (m) Prescribing forms for the purposes of this Act:

    • (n) Prescribing documentation to be issued in respect of any hazardous substance before importation into New Zealand:

    • (o) Prescribing qualifications for—

      • (i) Enforcement officers appointed under section 100 of this Act:

      • (ii) Test certifiers appointed under section 84 of this Act:

    • (p) Prescribing controls for by-products with hazardous properties, which result from the manufacture of any substance:

    • (q) Prescribing damage as serious environmental damage for the purposes of section 144 of this Act:

    • (r) Prescribing restrictions and prohibitions on the sale of specified fireworks:

    • (s) Providing for such other matters as are contemplated by or necessary for giving full effect to this Act and for its due administration.

    (2) Regulations may only be made under subsection (1)(p) of this section where the Authority has notified the Minister that the Authority has reviewed the controls on any by-product with hazardous properties under this Act or any other Act and has satisfied itself that those controls are not sufficient to achieve the purposes of this Act.

    (2A) Regulations may be made under subsection (1)(ba) only if the Minister has considered—

    • (a) whether the organism has formed a self-sustaining population in New Zealand; and

    • (b) whether any person is attempting to manage, control, or eradicate the organism under any Act.

    (3) Any regulations made under this Act may provide for controls by reference to controls in regulations under any other Act:

    (4) Any regulations made under subsection (1) may require any person to obtain a test certificate at any specified time certifying that a specified requirement has been met.

    (5) Regulations made under subsection (1)(c) may prescribe or provide for controls on any compressed gases, whether or not the properties of any gas that is compressed are intrinsically hazardous, and those compressed gases must all be treated as hazardous substances for the purposes of Part 7 regardless of their properties.

    Subsection (1)(ba) was inserted, as from 30 October 2003, by section 53(1) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (1)(c) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by inserting the words , whether intrinsically hazardous or not.

    Subsection (1)(fa) and (fb) was inserted, as from 30 October 2003, by section 53(2) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (1)(g) was substituted, as from 2 July 2001, by section 34(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (1)(k) was amended, as from 7 May 1999, by section 15(f) Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by substituting the expression 40 for the expression 39.

    Subsection (2A) was inserted, as from 30 October 2003, by section 53(3) Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

    Subsection (4) was inserted, as from 2 July 2001, by section 34(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (5) was inserted, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

140A Persistent organic pollutants
  • (1) The Governor-General may, by Order in Council, amend Schedule 2A to—

    • (a) add any hazardous substance that exhibits the characteristics of a persistent organic pollutant as specified in the Stockholm Convention:

    • (b) include or amend a use for a persistent organic pollutant:

    • (c) include or amend a date on the close of which a use included under paragraph (b) ceases to be allowed.

    (2) An Order in Council made under subsection (1) must be consistent with New Zealand's obligations under the Stockholm Convention.

    Section 140A was inserted, as from 23 December 2004, by section 15 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

140B Schedule 1AA may be amended or substituted
  • The Governor-General may, by Order in Council,—

    • (a) amend Schedule 1AA by making any amendments to the text of the Stockholm Convention set out in the Schedule as are required to bring it up to date:

    • (b) revoke Schedule 1AA and substitute a new schedule setting out in an up-to-date form the text of the Stockholm Convention.

    Section 140B was inserted, as from 23 December 2004, by section 15 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37). See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

141 Procedure for making Orders in Council
  • (1) Before making any recommendation for the purpose of making any Order in Council under this Act (other than any Order in Council or part of an Order in Council made under section 9(1), section 55(7),section 140(1)(i), (j), (m), or (n),or section 140A,or section 160(1)(b), (c), or (d) of this Act), the Minister shall—

    • (a) Request the Authority to—

      • (i) Do everything reasonably practicable on its part to advise all persons, who or which in its opinion may be affected by any Order in Council made in accordance with the recommendation, of the proposed terms of the Order in Council; and

      • (ii) Give such persons a reasonable opportunity to make submissions on them to the Authority; and

      • (iii) Advise the Minister of any submissions received, and any comments the Authority wishes to make on the submissions or the proposed Order in Council; and

    • (b) Request the Authority to advise on the best international practices and standards for the safe management of hazardous substances and new organisms,—

    and the Minister shall have regard to those submissions and comments received in accordance with paragraph (a) of this subsection and to the advice received in accordance with paragraph (b) of this subsection.

    (2) Subsection (1)(a) of this section shall not apply in respect of any Order in Council if the Minister considers it is desirable in the public interest that the Order in Council be made urgently.

    (3) A failure to comply with subsection (1) of this section shall not affect the validity of any Order in Council made under this Act.

    Subsection (1) was amended, as from 7 May 1999, by section 15(g) Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by substituting the expression 140(1)(i), (j), (m), or (n) for the expression 140(i), (j), (m), or (n).

    Subsection (1) was amended, as from 23 December 2004, by section 16 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (2003 No 37) by inserting the words or section 140A, after the words section 140(1)(i), (j), (m), or (n),. See clause 2 Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act Commencement Order 2004 (SR 2004/386).

141A Incorporation of material by reference
  • (1) The following material may be incorporated by reference into any regulations, group standard, notice of transfer, or code of practice:

    • (a) standards, requirements, or recommended practices of international organisations:

    • (b) any document or other material that, in the opinion of the Minister (in the case of regulations) or the Authority (in the case of a group standard, notice of transfer, or code), is too large or impractical to be printed as part of the regulations, group standard, notice of transfer, or code.

    (2) Any such material may be so incorporated in regulations, a group standard, a notice of transfer, or a code of practice either in whole or in part, and either unmodified or with such additions or variations as are specified in the regulations, group standard, notice of transfer, or code.

    (3) Any material incorporated in regulations, a group standard, a notice of transfer, or a code of practice by reference under subsection (1) (as it existed on the date of the inclusion but with such additions or variations (if any) as are specified in the regulations, group standard, notice of transfer, or code) is to be regarded for all purposes as forming part of the regulations, group standard, notice of transfer, or code.

    (4) If any material is incorporated in regulations, a group standard, a notice of transfer, or a code of practice by reference under subsection (1), the Minister (in the case of regulations) or the Authority (in the case of a group standard, notice of transfer, or code) must ensure that, so long as the material remains so incorporated, copies of the material are available—

    • (a) for inspection by members of the public free of charge; and

    • (b) for purchase by members of the public at a reasonable price—

    at such place or places as the Minister or the Authority appoints.

    Section 141A was inserted, as from 2 July 2001, by section 35 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (1) was amended, as from 22 December 2005, by section 35(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words regulations, group standard, notice of transfer, or code of practice for the words regulations or code of practice.

    Subsection (1)(b) was amended, as from 22 December 2005, by section 35(2)(a) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words a group standard, notice of transfer, or code for the words a code.

    Subsection (1)(b) was amended, as from 22 December 2005, by section 35(2)(b) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words regulations, group standard, notice of transfer, or code for the words regulations or code.

    Subsection (2) was amended, as from 22 December 2005, by section 35(3)(a) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words regulations, a group standard, a notice of transfer, or a code of practice for the words regulations or a code of practice.

    Subsection (2) was amended, as from 22 December 2005, by section 35(3)(b) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words regulations, group standard, notice of transfer, or code for the words regulations or code.

    Subsection (3) was amended, as from 22 December 2005, by section 35(4)(a) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words regulations, a group standard, a notice of transfer, or a code of practice for the words regulations or a code of practice.

    Subsection (3) was amended, as from 22 December 2005, by section 35(4)(b) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words regulations, group standard, notice of transfer, or code for the words regulations or code in both places they appear.

    Subsection (4) was amended, as from 22 December 2005, by section 35(5)(a) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words regulations, a group standard, a notice of transfer, or a code of practice for the words regulations or a code of practice.

    Subsection (4) was amended, as from 22 December 2005, by section 35(5)(b) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words a group standard, notice of transfer, or code for the words a code.

142 Relationship to other Acts
  • (1) Nothing in this Act shall affect the requirements of the Biosecurity Act 1993 in relation to any organism.

    (2) Every person exercising a power or function under the Resource Management Act 1991 relating to the storage, use, disposal, or transportation of any hazardous substance shall comply with the provisions of this Act and with regulations and notices of transfer made under this Act.

    (3) Nothing in subsection (2) of this section shall prevent any person lawfully imposing more stringent requirements on the storage, use, disposal, or transportation of any hazardous substance than may be required by or under this Act where such requirements are considered necessary by that person for the purposes of the Resource Management Act 1991.

    (4) Nothing in this Act shall apply to any resource consent, being—

    • (a) A land use consent relating to the storage, use, disposal, or transportation of any hazardous substance; or

    • (c) A discharge permit,—

    where that resource consent was granted before the coming into force of any regulations made under this Act (other than regulations made under Parts 11 to 16 of this Act) until such time as the conditions on the resource consent are reviewed in accordance with section 128 of the Resource Management Act 1991.

    (5) For the purposes of this section, resource consent has the same meaning as in the Resource Management Act 1991.

    (6) Any controls prescribed under any other Act for any hazardous substance shall not contravene the provisions of regulations made under sections 75 and 76 of this Act unless—

    • (a) There is a provision in that other Act that expressly provides that controls made under that other Act for specified purposes may contravene the provisions of regulations made under this Act; and

    • (b) The controls are made for the purposes provided for in that Act.

    Subsection (2) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by substituting the words with regulations and notices of transfer made under this Act for the words any regulations made under this Act..

    Subsection (3) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by substituting the words or under this Act for the words this Act or regulations made under this Act..

142A Exemptions from approval requirements
  • [Expired]

    (1) Without limiting sections 160 and 160A, the Authority may, from time to time, grant exemptions from any controls that would otherwise attach to a substance on its approval by the Authority under Part 5.

    (2) The Authority may grant an exemption under subsection (1) only if satisfied that—

    • (a) the adverse effects of the substance are being adequately managed; and

    • (b) the relevant requirements under Parts 11 to 16 continue to apply.

    (3) An exemption under subsection (1) may—

    • (a) be granted to or in respect of 1 or more of the following:

      • (i) any person or persons:

      • (ii) any premises or class of premises:

      • (iii) any substance or group of substances:

    • (b) be expressed to apply either particularly or generally.

    (4) The Authority must notify an exemption granted under subsection (1) by—

    • (a) specifying the effect, period, and conditions of the exemption in a public notice; and

    • (b) if the exemption is granted to a person or in respect of any facility, notifying the person or the manager of the facility of the exemption.

    (5) The Authority may determine the form of public notices and other notifications under subsection (4).

    (6) This section expires on the expiry of Parts 11 to 16 and Schedule 7 in accordance with section 152, but exemptions granted under subsection (1) that have effect immediately before this section expires continue to have effect according to their tenor.

    Section 142A was inserted, as from 24 March 2004, by section 10 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

143 Notification of hazardous substances injuries
  • (1) In this section,—

    hospital means a hospital care institution within the meaning of section 58(4) of the Health and Disability Services (Safety) Act 2001

    medical practitioner means a health practitioner who is, or is deemed to be, registered with the Medical Council of New Zealand continued by section 114(1)(a) of the Health Practitioners Competence Assurance Act 2003 as a practitioner of the profession of medicine.

    (2) If any person, upon admission to a hospital, is found to be suffering from any injury caused by a hazardous substance, the person for the time being in charge of the hospital shall give notice of the injury to the Medical Officer of Health.

    (2A) If a medical practitioner finds that a person who is not admitted to a hospital is suffering from an injury caused by a hazardous substance, the medical practitioner must give notice of the injury to the Medical Officer of Health.

    (3) The Medical Officer of Health shall ensure that information about any injury notified in accordance with subsection (2) or subsection (2A) of this section (not being information which identifies any individual person) is supplied to the Minister of Health.

    Subsection (1) was substituted, as from 1 October 2002, by section 58(1) Health and Disability Services (Safety) Act 2001 (2001 No 93). See section 11 of that Act for transitional provisions.

    Subsection (1) was substituted, as from 22 December 2005, by section 36(1) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    Subsection (2A) was inserted, as from 22 December 2005, by section 36(2) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123).

    Subsection (3) was amended, as from 22 December 2005, by section 36(3) Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by inserting the words or subsection (2A) after the expression subsection (2).

144 Reporting of incidents
  • (1) Every person in charge of a substance involved in an incident resulting in serious harm to any person or serious environmental damage shall, unless an enforcement officer attended the incident or subsection (2) of this section applies, report that incident to an enforcement officer.

    (2) No person shall be obliged to report an incident to an enforcement officer under this Act where the incident is required to be reported under any other Act.

145 Ombudsmen Act 1975 amended
  • [Repealed]

    Sections 145 and 146 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

146 Authority to be Crown entity
  • [Repealed]

    Sections 145 and 146 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

147 Additional matters to be included in statement of intent
  • (1) The Authority shall include in its statement of intent under section 139 of the Crown Entities Act 2004:

    • (a) [Repealed]

    • (b) [Repealed]

    • (c) [Repealed]

    • (d) Information on decisions under section 62 of this Act:

    • (e) Any new borrowings or financial leases, or similar liabilities that the Authority intends to incur during that year:

    • (f) A statement of the consideration given by the Authority when granting each approval of a hazardous substance of the reasons for and against imposing an environmental user charge as a control.

    (2) [Repealed]

    (3) Every statement of intent shall be accompanied by a written statement by the Authority estimating the effect that the matters set out in the statement of intent are likely to have on the management and use of hazardous substances and new organisms in the period to which the statement of intent relates.

    Subsection (1) was amended, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115) by substituting the words include in its statement of intent under section 139 of the Crown Entities Act 2004 for the words , in addition to the matters specified in section 41D of the Public Finance Act 1989, include the following matters in the statement of intent prepared under that section.

    Subsection (1)(a) to (c) was repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

    Subsection (2) was repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

    Subsection (3) was amended, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115) by substituting the words in the period to which the statement of intent relates for the words in the year to which the statement of intent relates and following years.

148 Additional reporting requirements
  • The annual report under section 150 of the Crown Entities Act 2004 must include the following additional matters:

    • (a) [Repealed]

    • (b) An assessment of the extent to which this Act has contributed to the health and safety of people and the environment, including an assessment of any reduction in the likelihood that hazardous substances or new organisms will adversely affect people or the environment:

    • (c) Information showing the number and type of incidents caused by inadequate management of hazardous substances or new organisms:

    • (d) Information on decisions under section 62 of this Act:

    • (e) Any other matters the Authority considers to be significant in the management and use of hazardous substances and new organisms, including the investigation and use of environmental user charges.

    Section 148 was amended, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115) by substituting the words under section 150 of the Crown Entities Act 2004 must for the words delivered by the Authority in accordance with section 41L of the Public Finance Act 1989, shall.

    Paragraph (a) was repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

149 Amendments to other Acts
  • The enactments specified in Schedule 4 to this Act are hereby amended in the manner indicated in that Schedule.

150 Repeals and revocations
  • (1) The enactments specified in Schedule 5 to this Act are hereby repealed.

    (2) The regulations and orders specified in Schedule 6 to this Act are hereby revoked.

Part 11
Transitional provisions—general

[Expired]

151 Interpretation
152 Expiry of transitional provisions
152A Expiry of transitional provisions in relation to persistent organic pollutants
153 Exemption in case of licence application
154 Exemptions from regulations and provisions of Parts 11 to 16
  • [Expired]

    The heading to section 154 was amended, as from 24 March 2004, by section 11(1) Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by inserting the words and provisions of Parts 11 to 16.

    Subsection (1) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by inserting the words or section 160A after the expression section 160.

    Subsections (4) to (8) were inserted, as from 24 March 2004, by section 11(2) Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

    Parts 11 to 15 (comprising sections 151 to 253) expired, as from the close of 1 July 2006, pursuant to section 152(1)(b) of this Act. See clause 3 Hazardous Substances and New Organisms (Extension of Transitional Provisions) Order 2004 (SR 2004/41).

155 Applications made under transitional provisions
156 Offences against Parts 11 to 16
157 Defences
  • [Expired]

    Subsection (2)(a)(iv) was amended, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115) by substituting the words section 7 of the Crown Entities Act 2004 for the words section 2(1) of the Public Finance Act 1989.

    Parts 11 to 15 (comprising sections 151 to 253) expired, as from the close of 1 July 2006, pursuant to section 152(1)(b) of this Act. See clause 3 Hazardous Substances and New Organisms (Extension of Transitional Provisions) Order 2004 (SR 2004/41).

158 Suspension and cancellation of licences
159 Continuation of Pesticides Board and Toxic Substances Board
160 Regulations relating to transitional provisions
  • [Expired]

    Subsection (1)(a)(iii) was amended, as from 2 July 2001, by section 37(1) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89) by omitting the words under section 77 of this Act.

    Subsection (1)(a) was repealed, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

    Subsection (2) was substituted, as from 2 July 2001, by section 37(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89).

    Subsection (2) was repealed, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

    Subsection (3) was inserted, as from 2 July 2001, by section 37(2) Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89).

    Subsection (3) was repealed, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

    Parts 11 to 15 (comprising sections 151 to 253) expired, as from the close of 1 July 2006, pursuant to section 152(1)(b) of this Act. See clause 3 Hazardous Substances and New Organisms (Extension of Transitional Provisions) Order 2004 (SR 2004/41).

160A Notices of transfer relating to transitional matters
160B Controls may be imposed for purposes of notice of transfer
  • [Expired]

    Sections 160A and 160B were inserted, as from 24 March 2004, by section 12 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7).

    Subsection (2) was amended, as from 22 December 2005, by section 37 Hazardous Substances and New Organisms (Approvals and Enforcement) Amendment Act 2005 (2005 No 123) by substituting the words sections 77, 77A, and 77B for the words sections 77 and 77A.

    Parts 11 to 15 (comprising sections 151 to 253) expired, as from the close of 1 July 2006, pursuant to section 152(1)(b) of this Act. See clause 3 Hazardous Substances and New Organisms (Extension of Transitional Provisions) Order 2004 (SR 2004/41).

161 Regulations saved
162 Reassessment of substances and organisms

Part 12
Transitional provisions—pesticides

[Expired]

163 Interpretation
164 Application of this Part
  • [Expired]

    Subsection (3) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by substituting the words section 160(1)(c) or section 160A for the words section 160(1)(a) or (c) of this Act.

    Parts 11 to 15 (comprising sections 151 to 253) expired, as from the close of 1 July 2006, pursuant to section 152(1)(b) of this Act. See clause 3 Hazardous Substances and New Organisms (Extension of Transitional Provisions) Order 2004 (SR 2004/41).

164A Protection of information
165 Sale, importation, and use of pesticides
166 Labelling
167 Advertisements
168 Review and revocation of registration
169 Transfer of proprietors' rights
170 Sale of pesticides in bulk
171 Warranties
172 Pesticide register
173 Regulations relating to all pesticides
174 Regulations relating to controlled pesticides
175 Interpretation
176 Restrictions on use of controlled pesticides
177 Qualifications for approved operator licence
178 Dealing with applications
179 Effect of licences
180 Duration of licences
  • [Expired]

    Subsection (1)(b) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by substituting the words section 160(1)(c) or section 160A for the words section 160(1)(a) or (c) of this Act.

    Parts 11 to 15 (comprising sections 151 to 253) expired, as from the close of 1 July 2006, pursuant to section 152(1)(b) of this Act. See clause 3 Hazardous Substances and New Organisms (Extension of Transitional Provisions) Order 2004 (SR 2004/41).

181 Variation of terms and conditions of licences
182 Register of approved operators

Part 13
Transitional provisions—toxic substances

[Expired]

183 Interpretation
  • [Expired]

    Medical practitioner: this definition was substituted, as from 18 September 2004, by section 175(1) Health Practitioners Competence Assurance Act 2003 (2003 No 48). See sections 178 to 227 of that Act as to the transitional provisions.

    Pharmacist: this definition was substituted, as from 18 September 2004, by section 175(1) Health Practitioners Competence Assurance Act 2003 (2003 No 48). See sections 178 to 227 of that Act as to the transitional provisions.

    pharmacy and pharmacy practice: this definition was inserted, as from 18 September 2004, by section 175(1) Health Practitioners Competence Assurance Act 2003 (2003 No 48). See sections 178 to 227 of that Act as to the transitional provisions.

    veterinarian: this definition was inserted, as from 22 December 2005, by section 105 Veterinarians Act 2005 (2005 No 126).

    Veterinary surgeon: this definition was repealed, as from 22 December 2005, by section 105 Veterinarians Act 2005 (2005 No 126).

    Subsection (2)(c) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by inserting the words or section 160A or section 160B after the expression section 160.

    Parts 11 to 15 (comprising sections 151 to 253) expired, as from the close of 1 July 2006, pursuant to section 152(1)(b) of this Act. See clause 3 Hazardous Substances and New Organisms (Extension of Transitional Provisions) Order 2004 (SR 2004/41).

184 Application of this Part
  • [Expired]

    Subsection (3A) was inserted, as from 2 July 2001, by section 39 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

    Subsection (3A) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by substituting the expression 160A for the expression 160(l)(a).

    Subsection (4) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by substituting the words section 160(1)(c) or section 160A for the words section 160(l)(a) or (c) of this Act.

    Parts 11 to 15 (comprising sections 151 to 253) expired, as from the close of 1 July 2006, pursuant to section 152(1)(b) of this Act. See clause 3 Hazardous Substances and New Organisms (Extension of Transitional Provisions) Order 2004 (SR 2004/41).

184A Protection of information
185 Restrictions on sales of deadly poisons and dangerous poisons
186 Sale and packing of poisons
187 Further restrictions on sale of poisons
188 Containers
189 Custody of poisons and harmful substances
190 Storage of poisons and harmful substances
191 Packing of poisons and harmful substances
192 Restriction on possession and use of deadly poisons and dangerous poisons
193 Control of advertisements
194 Disposal of surplus poisons to other user or licensee
195 Exemptions for pharmacists
196 Exemptions for veterinarians
  • [Expired]

    The heading to section 196 was amended, as from 22 December 2005, by section 105 Veterinarians Act 2005 (2005 No 126) by substituting the word veterinarians for the words veterinary surgeons.

    Section 196 was amended, as from 22 December 2005, by section 105 Veterinarians Act 2005 (2005 No 126) by substituting the word veterinarian for the words veterinary surgeon.

    Parts 11 to 15 (comprising sections 151 to 253) expired, as from the close of 1 July 2006, pursuant to section 152(1)(b) of this Act. See clause 3 Hazardous Substances and New Organisms (Extension of Transitional Provisions) Order 2004 (SR 2004/41).

197 Exemptions for certain other persons
198 Exemptions for agents and employees
199 Applications for licences
200 Dealing with applications
201 Effect of licences
202 Duration of licences
203 Records of sales
204 Register
205 Interpretation
206 Packing of imported toxic substances
207 Notice to be given of imported toxic substances
208 Application of toxic substances regulations

Part 14
Transitional provisions—dangerous goods

[Expired]

209 Interpretation
210 Application of this Part
  • [Expired]

    Subsection (2) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by substituting the words section 160(1)(c) or section 160A for the words section 160(1)(a) or (c) of this Act.

    Parts 11 to 15 (comprising sections 151 to 253) expired, as from the close of 1 July 2006, pursuant to section 152(1)(b) of this Act. See clause 3 Hazardous Substances and New Organisms (Extension of Transitional Provisions) Order 2004 (SR 2004/41).

211 Restrictions on storage and use of dangerous goods
212 Restrictions on containers
213 Containers of dangerous goods to be specially marked
214 Pumps for reselling dangerous goods
215 Restrictions on use of gases in balloons
216 Phosphorus matches
217 Licensing of premises for storage of dangerous goods
218 Provisional licences
219 General provisions as to licences
220 Renewal of licences
221 Continuing application of dangerous goods regulations

Part 15
Transitional provisions—explosives

[Expired]

222 Interpretation
223 Classification of explosives
224 Application of this Part
  • [Expired]

    Subsection (2) was amended, as from 24 March 2004, by section 13 Hazardous Substances and New Organisms (Transitional Provisions and Controls) Amendment Act 2004 (2004 No 7) by substituting the words section 160(1)(c) or section 160A for the words section 160(1)(a) or (c) of this Act.

    Parts 11 to 15 (comprising sections 151 to 253) expired, as from the close of 1 July 2006, pursuant to section 152(1)(b) of this Act. See clause 3 Hazardous Substances and New Organisms (Extension of Transitional Provisions) Order 2004 (SR 2004/41).

225 Importation of explosives
226 Permit for importation of fireworks
227 Licence to manufacture explosives
228 Factory not to be altered without consent of Authority
229 Fireworks not to be sold to persons under 14 years of age
230 Application of following sections
231 Explosives not to be sold without licence
232 Restriction on sale of fireworks
233 Sale of explosives
234 Storage of explosives
235 Certain explosives not to be carried without consent of Authority
236 Licence required to carry certain explosives
237 Carriage of explosives in vehicles or vessels carrying passengers
238 Firework displays
239 Private storage
240 Conditions of licence
241 Public magazines
242 Private magazines
243 Private magazine not to be altered without consent
244 Danger buildings
245 Notices on danger buildings
246 Repairs or alterations to danger buildings
247 Protective clothing, etc
248 Employment of young persons in danger buildings
249 Packing and marking of explosives
250 Handling of explosives
251 Abandonment or disposal of explosives
252 Damaged, defective, or unsafe explosives
253 Continuation of regulations

Part 16
Transitional provisions—new organisms

[Expired]

  • Part 16 (comprising sections 254-259) expired, as from 29 July 2001, pursuant to section 152(1) of this Act. Section 152(1) states that Parts 11 to 16 (comprising sections 151 to 259) and Schedule 7 expire on the later of the following dates: (a) the date that is 3 years after the commencement of those Parts; or (b) the date specified in the most recent Order in Council (if any) made under section 152(1A).

Animals

254 Animals
  • [Expired]

    Subsection (8)(a) was amended, as from 7 May 1999, by section 15(k) Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by substituting the expression 13 for the expression 31(1).

    Part 16 (comprising sections 254-259) expired, as from 29 July 2001, pursuant to section 152(1) of this Act. Section 152(1) states that Parts 11 to 16 (comprising sections 151 to 259) and Schedule 7 expire on the later of the following dates: (a) the date that is 3 years after the commencement of those Parts; or (b) the date specified in the most recent Order in Council (if any) made under section 152(1A).

255 Zoological gardens
  • [Expired]

    Part 16 (comprising sections 254-259) expired, as from 29 July 2001, pursuant to section 152(1) of this Act. Section 152(1) states that Parts 11 to 16 (comprising sections 151 to 259) and Schedule 7 expire on the later of the following dates: (a) the date that is 3 years after the commencement of those Parts; or (b) the date specified in the most recent Order in Council (if any) made under section 152(1A).

256 Hamsters
  • [Expired]

    Part 16 (comprising sections 254-259) expired, as from 29 July 2001, pursuant to section 152(1) of this Act. Section 152(1) states that Parts 11 to 16 (comprising sections 151 to 259) and Schedule 7 expire on the later of the following dates: (a) the date that is 3 years after the commencement of those Parts; or (b) the date specified in the most recent Order in Council (if any) made under section 152(1A).

257 Approvals for genetically modified organisms
  • [Expired]

    Subsection (1) was amended, as from 7 May 1999, by section 14 Hazardous Substances and New Organisms Amendment Act 1999 (1999 No 35) by inserting the words and that organism is then a new organism.

    Part 16 (comprising sections 254-259) expired, as from 29 July 2001, pursuant to section 152(1) of this Act. Section 152(1) states that Parts 11 to 16 (comprising sections 151 to 259) and Schedule 7 expire on the later of the following dates: (a) the date that is 3 years after the commencement of those Parts; or (b) the date specified in the most recent Order in Council (if any) made under section 152(1A).

Plants

258 Import permits
  • [Expired]

    Part 16 (comprising sections 254-259) expired, as from 29 July 2001, pursuant to section 152(1) of this Act. Section 152(1) states that Parts 11 to 16 (comprising sections 151 to 259) and Schedule 7 expire on the later of the following dates: (a) the date that is 3 years after the commencement of those Parts; or (b) the date specified in the most recent Order in Council (if any) made under section 152(1A).

259 Micro-organisms lawfully in use
  • [Expired]

    Part 16 (comprising sections 254-259) expired, as from 29 July 2001, pursuant to section 152(1) of this Act. Section 152(1) states that Parts 11 to 16 (comprising sections 151 to 259) and Schedule 7 expire on the later of the following dates: (a) the date that is 3 years after the commencement of those Parts; or (b) the date specified in the most recent Order in Council (if any) made under section 152(1A).


Schedule 1AA
Stockholm Convention on Persistent Organic Pollutants

s 2(1)

  • Preamble

    The Parties to this Convention,

    Recognizing that persistent organic pollutants possess toxic properties, resist degradation, bioaccumulate and are transported, through air, water and migratory species, across international boundaries and deposited far from their place of release, where they accumulate in terrestrial and aquatic ecosystems,

    Aware of the health concerns, especially in developing countries, resulting from local exposure to persistent organic pollutants, in particular impacts upon women and, through them, upon future generations,

    Acknowledging that the Arctic ecosystems and indigenous communities are particularly at risk because of the biomagnification of persistent organic pollutants and that contamination of their traditional foods is a public health issue,

    Conscious of the need for global action on persistent organic pollutants,

    Mindful of decision 19/13 C of 7 February 1997 of the Governing Council of the United Nations Environment Programme to initiate international action to protect human health and the environment through measures which will reduce and/or eliminate emissions and discharges of persistent organic pollutants,

    Recalling the pertinent provisions of the relevant international environmental conventions, especially the Rotterdam Convention on the Prior Informed Consent Procedure for Certain Hazardous Chemicals and Pesticides in International Trade, and the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and their Disposal including the regional agreements developed within the framework of its Article 11,

    Recalling also the pertinent provisions of the Rio Declaration on Environment and Development and Agenda 21,

    Acknowledging that precaution underlies the concerns of all the Parties and is embedded within this Convention,

    Recognizing that this Convention and other international agreements in the field of trade and the environment are mutually supportive,

    Reaffirming that States have, in accordance with the Charter of the United Nations and the principles of international law, the sovereign right to exploit their own resources pursuant to their own environmental and developmental policies, and the responsibility to ensure that activities within their jurisdiction or control do not cause damage to the environment of other States or of areas beyond the limits of national jurisdiction,

    Taking into account the circumstances and particular requirements of developing countries, in particular the least developed among them, and countries with economies in transition, especially the need to strengthen their national capabilities for the management of chemicals, including through the transfer of technology, the provision of financial and technical assistance and the promotion of cooperation among the Parties,

    Taking full account of the Programme of Action for the Sustainable Development of Small Island Developing States, adopted in Barbados on 6 May 1994,

    Noting the respective capabilities of developed and developing countries, as well as the common but differentiated responsibilities of States as set forth in Principle 7 of the Rio Declaration on Environment and Development,

    Recognizing the important contribution that the private sector and non-governmental organizations can make to achieving the reduction and/or elimination of emissions and discharges of persistent organic pollutants,

    Underlining the importance of manufacturers of persistent organic pollutants taking responsibility for reducing adverse effects caused by their products and for providing information to users, Governments and the public on the hazardous properties of those chemicals,

    Conscious of the need to take measures to prevent adverse effects caused by persistent organic pollutants at all stages of their life cycle,

    Reaffirming Principle 16 of the Rio Declaration on Environment and Development which states that national authorities should endeavour to promote the internalization of environmental costs and the use of economic instruments, taking into account the approach that the polluter should, in principle, bear the cost of pollution, with due regard to the public interest and without distorting international trade and investment,

    Encouraging Parties not having regulatory and assessment schemes for pesticides and industrial chemicals to develop such schemes,

    Recognizing the importance of developing and using environmentally sound alternative processes and chemicals,

    Determined to protect human health and the environment from the harmful impacts of persistent organic pollutants,

    Have agreed as follows:

Article 1 Objective
  • Mindful of the precautionary approach as set forth in Principle 15 of the Rio Declaration on Environment and Development, the objective of this Convention is to protect human health and the environment from persistent organic pollutants.

Article 2 Definitions
  • For the purposes of this Convention:

    (a) Party means a State or regional economic integration organization that has consented to be bound by this Convention and for which the Convention is in force;

    (b) Regional economic integration organization means an organization constituted by sovereign States of a given region to which its member States have transferred competence in respect of matters governed by this Convention and which has been duly authorized, in accordance with its internal procedures, to sign, ratify, accept, approve or accede to this Convention;

    (c) Parties present and voting means Parties present and casting an affirmative or negative vote.

Article 3 Measures to reduce or eliminate releases from intentional production and use
  • 1 Each Party shall:

    • (a) Prohibit and/or take the legal and administrative measures necessary to eliminate:

      • (i) Its production and use of the chemicals listed in Annex A subject to the provisions of that Annex; and

      • (ii) Its import and export of the chemicals listed in Annex A in accordance with the provisions of paragraph 2; and

    • (b) Restrict its production and use of the chemicals listed in Annex B in accordance with the provisions of that Annex.

    2 Each Party shall take measures to ensure:

    • (a) That a chemical listed in Annex A or Annex B is imported only:

      • (i) For the purpose of environmentally sound disposal as set forth in paragraph 1(d) of Article 6; or

      • (ii) For a use or purpose which is permitted for that Party under Annex A or Annex B;

    • (b) That a chemical listed in Annex A for which any production or use specific exemption is in effect or a chemical listed in Annex B for which any production or use specific exemption or acceptable purpose is in effect, taking into account any relevant provisions in existing international prior informed consent instruments, is exported only:

      • (i) For the purpose of environmentally sound disposal as set forth in paragraph 1(d) of Article 6;

      • (ii) To a Party which is permitted to use that chemical under Annex A or Annex B; or

      • (iii) To a State not Party to this Convention which has provided an annual certification to the exporting Party. Such certification shall specify the intended use of the chemical and include a statement that, with respect to that chemical, the importing State is committed to:

        • a. Protect human health and the environment by taking the necessary measures to minimize or prevent releases;

        • b. Comply with the provisions of paragraph 1 of Article 6; and

        • c. Comply, where appropriate, with the provisions of paragraph 2 of Part II of Annex B.

        The certification shall also include any appropriate supporting documentation, such as legislation, regulatory instruments, or administrative or policy guidelines. The exporting Party shall transmit the certification to the Secretariat within sixty days of receipt.

    • (c) That a chemical listed in Annex A, for which production and use specific exemptions are no longer in effect for any Party, is not exported from it except for the purpose of environmentally sound disposal as set forth in paragraph 1(d) of Article 6;

    • (d) For the purposes of this paragraph, the term State not Party to this Convention shall include, with respect to a particular chemical, a State or regional economic integration organization that has not agreed to be bound by the Convention with respect to that chemical.

    3. Each Party that has one or more regulatory and assessment schemes for new pesticides or new industrial chemicals shall take measures to regulate with the aim of preventing the production and use of new pesticides or new industrial chemicals which, taking into consideration the criteria in paragraph 1 of Annex D, exhibit the characteristics of persistent organic pollutants.

    4. Each Party that has one or more regulatory and assessment schemes for pesticides or industrial chemicals shall, where appropriate, take into consideration within these schemes the criteria in paragraph 1 of Annex D when conducting assessments of pesticides or industrial chemicals currently in use.

    5. Except as otherwise provided in this Convention, paragraphs 1 and 2 shall not apply to quantities of a chemical to be used for laboratory-scale research or as a reference standard.

    6. Any Party that has a specific exemption in accordance with Annex A or a specific exemption or an acceptable purpose in accordance with Annex B shall take appropriate measures to ensure that any production or use under such exemption or purpose is carried out in a manner that prevents or minimizes human exposure and release into the environment. For exempted uses or acceptable purposes that involve intentional release into the environment under conditions of normal use, such release shall be to the minimum extent necessary, taking into account any applicable standards and guidelines.

Article 4 Register of specific exemptions
  • 1. A Register is hereby established for the purpose of identifying the Parties that have specific exemptions listed in Annex A or Annex B. It shall not identify Parties that make use of the provisions in Annex A or Annex B that may be exercised by all Parties. The Register shall be maintained by the Secretariat and shall be available to the public.

    2. The Register shall include:

    • (a) A list of the types of specific exemptions reproduced from Annex A and Annex B;

    • (b) A list of the Parties that have a specific exemption listed under Annex A or Annex B; and

    • (c) A list of the expiry dates for each registered specific exemption.

    3. Any State may, on becoming a Party, by means of a notification in writing to the Secretariat, register for one or more types of specific exemptions listed in Annex A or Annex B.

    4. Unless an earlier date is indicated in the Register by a Party, or an extension is granted pursuant to paragraph 7, all registrations of specific exemptions shall expire five years after the date of entry into force of this Convention with respect to a particular chemical.

    5. At its first meeting, the Conference of the Parties shall decide upon its review process for the entries in the Register.

    6. Prior to a review of an entry in the Register, the Party concerned shall submit a report to the Secretariat justifying its continuing need for registration of that exemption. The report shall be circulated by the Secretariat to all Parties. The review of a registration shall be carried out on the basis of all available information. Thereupon, the Conference of the Parties may make such recommendations to the Party concerned as it deems appropriate.

    7. The Conference of the Parties may, upon request from the Party concerned, decide to extend the expiry date of a specific exemption for a period of up to five years. In making its decision, the Conference of the Parties shall take due account of the special circumstances of the developing country Parties and Parties with economies in transition.

    8. A Party may, at any time, withdraw an entry from the Register for a specific exemption upon written notification to the Secretariat. The withdrawal shall take effect on the date specified in the notification.

    9. When there are no longer any Parties registered for a particular type of specific exemption, no new registrations may be made with respect to it.

Article 5 Measures to reduce or eliminate releases from unintentional production
  • Each Party shall at a minimum take the following measures to reduce the total releases derived from anthropogenic sources of each of the chemicals listed in Annex C, with the goal of their continuing minimization and, where feasible, ultimate elimination:

    • (a) Develop an action plan or, where appropriate, a regional or subregional action plan within two years of the date of entry into force of this Convention for it, and subsequently implement it as part of its implementation plan specified in Article 7, designed to identify, characterize and address the release of the chemicals listed in Annex C and to facilitate implementation of subparagraphs (b) to (e). The action plan shall include the following elements:

      • (i) An evaluation of current and projected releases, including the development and maintenance of source inventories and release estimates, taking into consideration the source categories identified in Annex C;

      • (ii) An evaluation of the efficacy of the laws and policies of the Party relating to the management of such releases;

      • (iii) Strategies to meet the obligations of this paragraph, taking into account the evaluations in (i) and (ii);

      • (iv) Steps to promote education and training with regard to, and awareness of, those strategies;

      • (v) A review every five years of those strategies and of their success in meeting the obligations of this paragraph; such reviews shall be included in reports submitted pursuant to Article 15;

      • (vi) A schedule for implementation of the action plan, including for the strategies and measures identified therein;

    • (b) Promote the application of available, feasible and practical measures that can expeditiously achieve a realistic and meaningful level of release reduction or source elimination;

    • (c) Promote the development and, where it deems appropriate, require the use of substitute or modified materials, products and processes to prevent the formation and release of the chemicals listed in Annex C, taking into consideration the general guidance on prevention and release reduction measures in Annex C and guidelines to be adopted by decision of the Conference of the Parties;

    • (d) Promote and, in accordance with the implementation schedule of its action plan, require the use of best available techniques for new sources within source categories which a Party has identified as warranting such action in its action plan, with a particular initial focus on source categories identified in Part II of Annex C. In any case, the requirement to use best available techniques for new sources in the categories listed in Part II of that Annex shall be phased in as soon as practicable but no later than four years after the entry into force of the Convention for that Party. For the identified categories, Parties shall promote the use of best environmental practices. When applying best available techniques and best environmental practices, Parties should take into consideration the general guidance on prevention and release reduction measures in that Annex and guidelines on best available techniques and best environmental practices to be adopted by decision of the Conference of the Parties;

    • (e) Promote, in accordance with its action plan, the use of best available techniques and best environmental practices:

      • (i) For existing sources, within the source categories listed in Part II of Annex C and within source categories such as those in Part III of that Annex; and

      • (ii) For new sources, within source categories such as those listed in Part III of Annex C which a Party has not addressed under subparagraph (d).

      When applying best available techniques and best environmental practices, Parties should take into consideration the general guidance on prevention and release reduction measures in Annex C and guidelines on best available techniques and best environmental practices to be adopted by decision of the Conference of the Parties;

    • (f) For the purposes of this paragraph and Annex C:

      • (i) Best available techniques means the most effective and advanced stage in the development of activities and their methods of operation which indicate the practical suitability of particular techniques for providing in principle the basis for release limitations designed to prevent and, where that is not practicable, generally to reduce releases of chemicals listed in Part I of Annex C and their impact on the environment as a whole. In this regard:

      • (ii) Techniques includes both the technology used and the way in which the installation is designed, built, maintained, operated and decommissioned;

      • (iii) Available techniques means those techniques that are accessible to the operator and that are developed on a scale that allows implementation in the relevant industrial sector, under economically and technically viable conditions, taking into consideration the costs and advantages; and

      • (iv) Best means most effective in achieving a high general level of protection of the environment as a whole;

      • (v) Best environmental practices means the application of the most appropriate combination of environmental control measures and strategies;

      • (vi) New source means any source of which the construction or substantial modification is commenced at least one year after the date of:

        • a. Entry into force of this Convention for the Party concerned; or

        • b. Entry into force for the Party concerned of an amendment to Annex C where the source becomes subject to the provisions of this Convention only by virtue of that amendment.

    • (g) Release limit values or performance standards may be used by a Party to fulfill its commitments for best available techniques under this paragraph.

Article 6 Measures to reduce or eliminate releases from stockpiles and wastes
  • 1. In order to ensure that stockpiles consisting of or containing chemicals listed either in Annex A or Annex B and wastes, including products and articles upon becoming wastes, consisting of, containing or contaminated with a chemical listed in Annex A, B or C, are managed in a manner protective of human health and the environment, each Party shall:

    • (a) Develop appropriate strategies for identifying:

      • (i) Stockpiles consisting of or containing chemicals listed either in Annex A or Annex B; and

      • (ii) Products and articles in use and wastes consisting of, containing or contaminated with a chemical listed in Annex A, B or C;

    • (b) Identify, to the extent practicable, stockpiles consisting of or containing chemicals listed either in Annex A or Annex B on the basis of the strategies referred to in subparagraph (a);

    • (c) Manage stockpiles, as appropriate, in a safe, efficient and environmentally sound manner. Stockpiles of chemicals listed either in Annex A or Annex B, after they are no longer allowed to be used according to any specific exemption specified in Annex A or any specific exemption or acceptable purpose specified in Annex B, except stockpiles which are allowed to be exported according to paragraph 2 of Article 3, shall be deemed to be waste and shall be managed in accordance with subparagraph (d);

    • (d) Take appropriate measures so that such wastes, including products and articles upon becoming wastes, are:

      • (i) Handled, collected, transported and stored in an environmentally sound manner;

      • (ii) Disposed of in such a way that the persistent organic pollutant content is destroyed or irreversibly transformed so that they do not exhibit the characteristics of persistent organic pollutants or otherwise disposed of in an environmentally sound manner when destruction or irreversible transformation does not represent the environmentally preferable option or the persistent organic pollutant content is low, taking into account international rules, standards, and guidelines, including those that may be developed pursuant to paragraph 2, and relevant global and regional regimes governing the management of hazardous wastes;

      • (iii) Not permitted to be subjected to disposal operations that may lead to recovery, recycling, reclamation, direct reuse or alternative uses of persistent organic pollutants; and

      • (iv) Not transported across international boundaries without taking into account relevant international rules, standards and guidelines;

    • (e) Endeavour to develop appropriate strategies for identifying sites contaminated by chemicals listed in Annex A, B or C; if remediation of those sites is undertaken it shall be performed in an environmentally sound manner.

    2. The Conference of the Parties shall cooperate closely with the appropriate bodies of the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and their Disposal to, inter alia:

    • (a) Establish levels of destruction and irreversible transformation necessary to ensure that the characteristics of persistent organic pollutants as specified in paragraph 1 of Annex D are not exhibited;

    • (b) Determine what they consider to be the methods that constitute environmentally sound disposal referred to above; and

    • (c) Work to establish, as appropriate, the concentration levels of the chemicals listed in Annexes A, B and C in order to define the low persistent organic pollutant content referred to in paragraph 1(d)(ii) .

Article 7 Implementation plans
  • 1. Each Party shall:

    • (a) Develop and endeavour to implement a plan for the implementation of its obligations under this Convention;

    • (b) Transmit its implementation plan to the Conference of the Parties within two years of the date on which this Convention enters into force for it; and

    • (c) Review and update, as appropriate, its implementation plan on a periodic basis and in a manner to be specified by a decision of the Conference of the Parties.

    2. The Parties shall, where appropriate, cooperate directly or through global, regional and subregional organizations, and consult their national stakeholders, including women's groups and groups involved in the health of children, in order to facilitate the development, implementation and updating of their implementation plans.

    3. The Parties shall endeavour to utilize and, where necessary, establish the means to integrate national implementation plans for persistent organic pollutants in their sustainable development strategies where appropriate.

Article 8 Listing of chemicals in Annexes A, B and C
  • 1. A Party may submit a proposal to the Secretariat for listing a chemical in Annexes A, B and/or C. The proposal shall contain the information specified in Annex D. In developing a proposal, a Party may be assisted by other Parties and/or by the Secretariat.

    2. The Secretariat shall verify whether the proposal contains the information specified in Annex D. If the Secretariat is satisfied that the proposal contains the information so specified, it shall forward the proposal to the Persistent Organic Pollutants Review Committee.

    3. The Committee shall examine the proposal and apply the screening criteria specified in Annex D in a flexible and transparent way, taking all information provided into account in an integrative and balanced manner.

    4. If the Committee decides that:

    • (a) It is satisfied that the screening criteria have been fulfilled, it shall, through the Secretariat, make the proposal and the evaluation of the Committee available to all Parties and observers and invite them to submit the information specified in Annex E; or

    • (b) It is not satisfied that the screening criteria have been fulfilled, it shall, through the Secretariat, inform all Parties and observers and make the proposal and the evaluation of the Committee available to all Parties and the proposal shall be set aside.

    5. Any Party may resubmit a proposal to the Committee that has been set aside by the Committee pursuant to paragraph 4. The resubmission may include any concerns of the Party as well as a justification for additional consideration by the Committee. If, following this procedure, the Committee again sets the proposal aside, the Party may challenge the decision of the Committee and the Conference of the Parties shall consider the matter at its next session. The Conference of the Parties may decide, based on the screening criteria in Annex D and taking into account the evaluation of the Committee and any additional information provided by any Party or observer, that the proposal should proceed.

    6. Where the Committee has decided that the screening criteria have been fulfilled, or the Conference of the Parties has decided that the proposal should proceed, the Committee shall further review the proposal, taking into account any relevant additional information received, and shall prepare a draft risk profile in accordance with Annex E. It shall, through the Secretariat, make that draft available to all Parties and observers, collect technical comments from them and, taking those comments into account, complete the risk profile.

    7. If, on the basis of the risk profile conducted in accordance with Annex E, the Committee decides:

    • (a) That the chemical is likely as a result of its long-range environmental transport to lead to significant adverse human health and/or environmental effects such that global action is warranted, the proposal shall proceed. Lack of full scientific certainty shall not prevent the proposal from proceeding. The Committee shall, through the Secretariat, invite information from all Parties and observers relating to the considerations specified in Annex F. It shall then prepare a risk management evaluation that includes an analysis of possible control measures for the chemical in accordance with that Annex; or

    • (b) That the proposal should not proceed, it shall, through the Secretariat, make the risk profile available to all Parties and observers and set the proposal aside.

    8. For any proposal set aside pursuant to paragraph 7 (b), a Party may request the Conference of the Parties to consider instructing the Committee to invite additional information from the proposing Party and other Parties during a period not to exceed one year. After that period and on the basis of any information received, the Committee shall reconsider the proposal pursuant to paragraph 6 with a priority to be decided by the Conference of the Parties. If, following this procedure, the Committee again sets the proposal aside, the Party may challenge the decision of the Committee and the Conference of the Parties shall consider the matter at its next session. The Conference of the Parties may decide, based on the risk profile prepared in accordance with Annex E and taking into account the evaluation of the Committee and any additional information provided by any Party or observer, that the proposal should proceed. If the Conference of the Parties decides that the proposal shall proceed, the Committee shall then prepare the risk management evaluation.

    9. The Committee shall, based on the risk profile referred to in paragraph 6 and the risk management evaluation referred to in paragraph 7(a) or paragraph 8, recommend whether the chemical should be considered by the Conference of the Parties for listing in Annexes A, B and/or C. The Conference of the Parties, taking due account of the recommendations of the Committee, including any scientific uncertainty, shall decide, in a precautionary manner, whether to list the chemical, and specify its related control measures, in Annexes A, B and/or C.

Article 9 Information exchange
  • 1. Each Party shall facilitate or undertake the exchange of information relevant to:

    • (a) The reduction or elimination of the production, use and release of persistent organic pollutants; and

    • (b) Alternatives to persistent organic pollutants, including information relating to their risks as well as to their economic and social costs.

    2. The Parties shall exchange the information referred to in paragraph 1 directly or through the Secretariat.

    3. Each Party shall designate a national focal point for the exchange of such information.

    4. The Secretariat shall serve as a clearing-house mechanism for information on persistent organic pollutants, including information provided by Parties, intergovernmental organizations and nongovernmental organizations.

    5. For the purposes of this Convention, information on health and safety of humans and the environment shall not be regarded as confidential. Parties that exchange other information pursuant to this Convention shall protect any confidential information as mutually agreed.

Article 10 Public information, awareness and education
  • 1. Each Party shall, within its capabilities, promote and facilitate:

    • (a) Awareness among its policy and decision makers with regard to persistent organic pollutants;

    • (b) Provision to the public of all available information on persistent organic pollutants, taking into account paragraph 5 of Article 9;

    • (c) Development and implementation, especially for women, children and the least educated, of educational and public awareness programmes on persistent organic pollutants, as well as on their health and environmental effects and on their alternatives;

    • (d) Public participation in addressing persistent organic pollutants and their health and environmental effects and in developing adequate responses, including opportunities for providing input at the national level regarding implementation of this Convention;

    • (e) Training of workers, scientists, educators and technical and managerial personnel;

    • (f) Development and exchange of educational and public awareness materials at the national and international levels; and

    • (g) Development and implementation of education and training programmes at the national and international levels.

    2. Each Party shall, within its capabilities, ensure that the public has access to the public information referred to in paragraph 1 and that the information is kept up-to-date.

    3. Each Party shall, within its capabilities, encourage industry and professional users to promote and facilitate the provision of the information referred to in paragraph 1 at the national level and, as appropriate, subregional, regional and global levels.

    4. In providing information on persistent organic pollutants and their alternatives, Parties may use safety data sheets, reports, mass media and other means of communication, and may establish information centres at national and regional levels.

    5. Each Party shall give sympathetic consideration to developing mechanisms, such as pollutant release and transfer registers, for the collection and dissemination of information on estimates of the annual quantities of the chemicals listed in Annex A, B or C that are released or disposed of.

Article 11 Research, development and monitoring
  • .1 The Parties shall, within their capabilities, at the national and international levels, encourage and/or undertake appropriate research, development, monitoring and cooperation pertaining to persistent organic pollutants and, where relevant, to their alternatives and to candidate persistent organic pollutants, including on their:

    • (a) Sources and releases into the environment;

    • (b) Presence, levels and trends in humans and the environment;

    • (c) Environmental transport, fate and transformation;

    • (d) Effects on human health and the environment;

    • (e) Socio-economic and cultural impacts;

    • (f) Release reduction and/or elimination; and

    • (g) Harmonized methodologies for making inventories of generating sources and analytical techniques for the measurement of releases.

    2. In undertaking action under paragraph 1, the Parties shall, within their capabilities:

    • (a) Support and further develop, as appropriate, international programmes, networks and organizations aimed at defining, conducting, assessing and financing research, data collection and monitoring, taking into account the need to minimize duplication of effort;

    • (b) Support national and international efforts to strengthen national scientific and technical research capabilities, particularly in developing countries and countries with economies in transition, and to promote access to, and the exchange of, data and analyses;

    • (c) Take into account the concerns and needs, particularly in the field of financial and technical resources, of developing countries and countries with economies in transition and cooperate in improving their capability to participate in the efforts referred to in subparagraphs (a) and (b);

    • (d) Undertake research work geared towards alleviating the effects of persistent organic pollutants on reproductive health;

    • (e) Make the results of their research, development and monitoring activities referred to in this paragraph accessible to the public on a timely and regular basis; and

    • (f) Encourage and/or undertake cooperation with regard to storage and maintenance of information generated from research, development and monitoring.

Article 12 Technical assistance
  • 1. The Parties recognize that rendering of timely and appropriate technical assistance in response to requests from developing country Parties and Parties with economies in transition is essential to the successful implementation of this Convention.

    2. The Parties shall cooperate to provide timely and appropriate technical assistance to developing country Parties and Parties with economies in transition, to assist them, taking into account their particular needs, to develop and strengthen their capacity to implement their obligations under this Convention.

    3. In this regard, technical assistance to be provided by developed country Parties, and other Parties in accordance with their capabilities, shall include, as appropriate and as mutually agreed, technical assistance for capacity-building relating to implementation of the obligations under this Convention. Further guidance in this regard shall be provided by the Conference of the Parties.

    4. The Parties shall establish, as appropriate, arrangements for the purpose of providing technical assistance and promoting the transfer of technology to developing country Parties and Parties with economies in transition relating to the implementation of this Convention. These arrangements shall include regional and subregional centres for capacity-building and transfer of technology to assist developing country Parties and Parties with economies in transition to fulfil their obligations under this Convention. Further guidance in this regard shall be provided by the Conference of the Parties.

    5. The Parties shall, in the context of this Article, take full account of the specific needs and special situation of least developed countries and small island developing states in their actions with regard to technical assistance.

Article 13 Financial resources and mechanisms
  • 1. Each Party undertakes to provide, within its capabilities, financial support and incentives in respect of those national activities that are intended to achieve the objective of this Convention in accordance with its national plans, priorities and programmes.

    2. The developed country Parties shall provide new and additional financial resources to enable developing country Parties and Parties with economies in transition to meet the agreed full incremental costs of implementing measures which fulfill their obligations under this Convention as agreed between a recipient Party and an entity participating in the mechanism described in paragraph 6. Other Parties may also on a voluntary basis and in accordance with their capabilities provide such financial resources. Contributions from other sources should also be encouraged. The implementation of these commitments shall take into account the need for adequacy, predictability, the timely flow of funds and the importance of burden sharing among the contributing Parties.

    3. Developed country Parties, and other Parties in accordance with their capabilities and in accordance with their national plans, priorities and programmes, may also provide and developing country Parties and Parties with economies in transition avail themselves of financial resources to assist in their implementation of this Convention through other bilateral, regional and multilateral sources or channels.

    4. The extent to which the developing country Parties will effectively implement their commitments under this Convention will depend on the effective implementation by developed country Parties of their commitments under this Convention relating to financial resources, technical assistance and technology transfer. The fact that sustainable economic and social development and eradication of poverty are the first and overriding priorities of the developing country Parties will be taken fully into account, giving due consideration to the need for the protection of human health and the environment.

    5. The Parties shall take full account of the specific needs and special situation of the least developed countries and the small island developing states in their actions with regard to funding.

    6. A mechanism for the provision of adequate and sustainable financial resources to developing country Parties and Parties with economies in transition on a grant or concessional basis to assist in their implementation of the Convention is hereby defined. The mechanism shall function under the authority, as appropriate, and guidance of, and be accountable to the Conference of the Parties for the purposes of this Convention. Its operation shall be entrusted to one or more entities, including existing international entities, as may be decided upon by the Conference of the Parties. The mechanism may also include other entities providing multilateral, regional and bilateral financial and technical assistance. Contributions to the mechanism shall be additional to other financial transfers to developing country Parties and Parties with economies in transition as reflected in, and in accordance with, paragraph 2.

    7. Pursuant to the objectives of this Convention and paragraph 6, the Conference of the Parties shall at its first meeting adopt appropriate guidance to be provided to the mechanism and shall agree with the entity or entities participating in the financial mechanism upon arrangements to give effect thereto. The guidance shall address, inter alia:

    • (a) The determination of the policy, strategy and programme priorities, as well as clear and detailed criteria and guidelines regarding eligibility for access to and utilization of financial resources including monitoring and evaluation on a regular basis of such utilization;

    • (b) The provision by the entity or entities of regular reports to the Conference of the Parties on adequacy and sustainability of funding for activities relevant to the implementation of this Convention;

    • (c) The promotion of multiple-source funding approaches, mechanisms and arrangements;

    • (d) The modalities for the determination in a predictable and identifiable manner of the amount of funding necessary and available for the implementation of this Convention, keeping in mind that the phasing out of persistent organic pollutants might require sustained funding, and the conditions under which that amount shall be periodically reviewed; and

    • (e) The modalities for the provision to interested Parties of assistance with needs assessment, information on available sources of funds and on funding patterns in order to facilitate coordination among them.

    8. The Conference of the Parties shall review, not later than its second meeting and thereafter on a regular basis, the effectiveness of the mechanism established under this Article, its ability to address the changing needs of the developing country Parties and Parties with economies in transition, the criteria and guidance referred to in paragraph 7, the level of funding as well as the effectiveness of the performance of the institutional entities entrusted to operate the financial mechanism. It shall, based on such review, take appropriate action, if necessary, to improve the effectiveness of the mechanism, including by means of recommendations and guidance on measures to ensure adequate and sustainable funding to meet the needs of the Parties.

Article 14 Interim financial arrangements
  • The institutional structure of the Global Environment Facility, operated in accordance with the Instrument for the Establishment of the Restructured Global Environment Facility, shall, on an interim basis, be the principal entity entrusted with the operations of the financial mechanism referred to in Article 13, for the period between the date of entry into force of this Convention and the first meeting of the Conference of the Parties, or until such time as the Conference of the Parties decides which institutional structure will be designated in accordance with Article 13. The institutional structure of the Global Environment Facility should fulfill this function through operational measures related specifically to persistent organic pollutants taking into account that new arrangements for this area may be needed.

Article 15 Reporting
  • 1. Each Party shall report to the Conference of the Parties on the measures it has taken to implement the provisions of this Convention and on the effectiveness of such measures in meeting the objectives of the Convention.

    2. Each Party shall provide to the Secretariat:

    • (a) Statistical data on its total quantities of production, import and export of each of the chemicals listed in Annex A and Annex B or a reasonable estimate of such data; and

    • (b) To the extent practicable, a list of the States from which it has imported each such substance and the States to which it has exported each such substance.

    3. Such reporting shall be at periodic intervals and in a format to be decided by the Conference of the Parties at its first meeting.

Article 16 Effectiveness evaluation.
  • 1. Commencing four years after the date of entry into force of this Convention, and periodically thereafter at intervals to be decided by the Conference of the Parties, the Conference shall evaluate the effectiveness of this Convention.

    2. In order to facilitate such evaluation, the Conference of the Parties shall, at its first meeting, initiate the establishment of arrangements to provide itself with comparable monitoring data on the presence of the chemicals listed in Annexes A, B and C as well as their regional and global environmental transport. These arrangements:

    • (a) Should be implemented by the Parties on a regional basis when appropriate, in accordance with their technical and financial capabilities, using existing monitoring programmes and mechanisms to the extent possible and promoting harmonization of approaches;

    • (b) May be supplemented where necessary, taking into account the differences between regions and their capabilities to implement monitoring activities; and

    • (c) Shall include reports to the Conference of the Parties on the results of the monitoring activities on a regional and global basis at intervals to be specified by the Conference of the Parties.

    3. The evaluation described in paragraph 1 shall be conducted on the basis of available scientific, environmental, technical and economic information, including:

    • (a) Reports and other monitoring information provided pursuant to paragraph 2;

    • (b) National reports submitted pursuant to Article 15; and

    • (c) Non-compliance information provided pursuant to the procedures established under Article 17.

Article 17 Non-compliance
  • The Conference of the Parties shall, as soon as practicable, develop and approve procedures and institutional mechanisms for determining non-compliance with the provisions of this Convention and for the treatment of Parties found to be in non-compliance.

Article 18 Settlement of disputes
  • 1. Parties shall settle any dispute between them concerning the interpretation or application of this Convention through negotiation or other peaceful means of their own choice.

    2. When ratifying, accepting, approving or acceding to the Convention, or at any time thereafter, a Party that is not a regional economic integration organization may declare in a written instrument submitted to the depositary that, with respect to any dispute concerning the interpretation or application of the Convention, it recognizes one or both of the following means of dispute settlement as compulsory in relation to any Party accepting the same obligation:

    • (a) Arbitration in accordance with procedures to be adopted by the Conference of the Parties in an annex as soon as practicable;

    • (b) Submission of the dispute to the International Court of Justice.

    3. A Party that is a regional economic integration organization may make a declaration with like effect in relation to arbitration in accordance with the procedure referred to in paragraph 2 (a).

    4. A declaration made pursuant to paragraph 2 or paragraph 3 shall remain in force until it expires in accordance with its terms or until three months after written notice of its revocation has been deposited with the depositary.

    5. The expiry of a declaration, a notice of revocation or a new declaration shall not in any way affect proceedings pending before an arbitral tribunal or the International Court of Justice unless the parties to the dispute otherwise agree.

    6. If the parties to a dispute have not accepted the same or any procedure pursuant to paragraph 2, and if they have not been able to settle their dispute within twelve months following notification by one party to another that a dispute exists between them, the dispute shall be submitted to a conciliation commission at the request of any party to the dispute. The conciliation commission shall render a report with recommendations. Additional procedures relating to the conciliation commission shall be included in an annex to be adopted by the Conference of the Parties no later than at its second meeting.

Article 19 Conference of the Parties
  • 1. A Conference of the Parties is hereby established.

    2. The first meeting of the Conference of the Parties shall be convened by the Executive Director of the United Nations Environment Programme no later than one year after the entry into force of this Convention. Thereafter, ordinary meetings of the Conference of the Parties shall be held at regular intervals to be decided by the Conference.

    3. Extraordinary meetings of the Conference of the Parties shall be held at such other times as may be deemed necessary by the Conference, or at the written request of any Party provided that it is supported by at least one third of the Parties.

    4. The Conference of the Parties shall by consensus agree upon and adopt at its first meeting rules of procedure and financial rules for itself and any subsidiary bodies, as well as financial provisions governing the functioning of the Secretariat.

    5. The Conference of the Parties shall keep under continuous review and evaluation the implementation of this Convention. It shall perform the functions assigned to it by the Convention and, to this end, shall:

    • (a) Establish, further to the requirements of paragraph 6, such subsidiary bodies as it considers necessary for the implementation of the Convention;

    • (b) Cooperate, where appropriate, with competent international organizations and intergovernmental and non-governmental bodies; and

    • (c) Regularly review all information made available to the Parties pursuant to Article 15, including consideration of the effectiveness of paragraph 2(b)(iii) of Article 3;

    • (d) Consider and undertake any additional action that may be required for the achievement of the objectives of the Convention.

    6. The Conference of the Parties shall, at its first meeting, establish a subsidiary body to be called the Persistent Organic Pollutants Review Committee for the purposes of performing the functions assigned to that Committee by this Convention. In this regard:

    • (a) The members of the Persistent Organic Pollutants Review Committee shall be appointed by the Conference of the Parties. Membership of the Committee shall consist of government-designated experts in chemical assessment or management. The members of the Committee shall be appointed on the basis of equitable geographical distribution;

    • (b) The Conference of the Parties shall decide on the terms of reference, organization and operation of the Committee; and

    • (c) The Committee shall make every effort to adopt its recommendations by consensus. If all efforts at consensus have been exhausted, and no consensus reached, such recommendation shall as a last resort be adopted by a two-thirds majority vote of the members present and voting.

    7. The Conference of the Parties shall, at its third meeting, evaluate the continued need for the procedure contained in paragraph 2(b) of Article 3, including consideration of its effectiveness.

    8. The United Nations, its specialized agencies and the International Atomic Energy Agency, as well as any State not Party to this Convention, may be represented at meetings of the Conference of the. Parties as observers. Any body or agency, whether national or international, governmental or non-governmental, qualified in matters covered by the Convention, and which has informed the Secretariat of its wish to be represented at a meeting of the Conference of the Parties as an observer may be admitted unless at least one third of the Parties present object. The admission and participation of observers shall be subject to the rules of procedure adopted by the Conference of the Parties.

Article 20 Secretariat
  • 1. A Secretariat is hereby established.

    2. The functions of the Secretariat shall be:

    • (a) To make arrangements for meetings of the Conference of the Parties and its subsidiary bodies and to provide them with services as required;

    • (b) To facilitate assistance to the Parties, particularly developing country Parties and Parties with economies in transition, on request, in the implementation of this Convention;

    • (c) To ensure the necessary coordination with the secretariats of other relevant international bodies;

    • (d) To prepare and make available to the Parties periodic reports based on information received pursuant to Article 15 and other available information;

    • (e) To enter, under the overall guidance of the Conference of the Parties, into such administrative and contractual arrangements as may be required for the effective discharge of its functions; and

    • (f) To perform the other secretariat functions specified in this Convention and such other functions as may be determined by the Conference of the Parties.

    3. The secretariat functions for this Convention shall be performed by the Executive Director of the United Nations Environment Programme, unless the Conference of the Parties decides, by a threefourths majority of the Parties present and voting, to entrust the secretariat functions to one or more other international organizations.

Article 21 Amendments to the Convention
  • 1. Amendments to this Convention may be proposed by any Party.

    2. Amendments to this Convention shall be adopted at a meeting of the Conference of the Parties. The text of any proposed amendment shall be communicated to the Parties by the Secretariat at least six months before the meeting at which it is proposed for adoption. The Secretariat shall also communicate proposed amendments to the signatories to this Convention and, for information, to the depositary.

    3. The Parties shall make every effort to reach agreement on any proposed amendment to this Convention by consensus. If all efforts at consensus have been exhausted, and no agreement reached, the amendment shall as a last resort be adopted by a three-fourths majority vote of the Parties present and voting.

    4. The amendment shall be communicated by the depositary to all Parties for ratification, acceptance or approval.

    5. Ratification, acceptance or approval of an amendment shall be notified to the depositary in writing. An amendment adopted in accordance with paragraph 3 shall enter into force for the Parties having accepted it on the ninetieth day after the date of deposit of instruments of ratification, acceptance or approval by at least threefourths of the Parties. Thereafter, the amendment shall enter into force for any other Party on the ninetieth day after the date on which that Party deposits its instrument of ratification, acceptance or approval of the amendment.

Article 22 Adoption and amendment of annexes
  • 1. Annexes to this Convention shall form an integral part thereof and, unless expressly provided otherwise, a reference to this Convention constitutes at the same time a reference to any annexes thereto.

    2. Any additional annexes shall be restricted to procedural, scientific, technical or administrative matters.

    3. The following procedure shall apply to the proposal, adoption and entry into force of additional annexes to this Convention:

    • (a) Additional annexes shall be proposed and adopted according to the procedure laid down in paragraphs 1, 2 and 3 of Article 21;

    • (b) Any Party that is unable to accept an additional annex shall so notify the depositary, in writing, within one year from the date of communication by the depositary of the adoption of the additional annex. The depositary shall without delay notify all Parties of any such notification received. A Party may at any time withdraw a previous notification of non-acceptance in respect of any additional annex, and the annex shall thereupon enter into force for that Party subject to subparagraph (c); and

    • (c) On the expiry of one year from the date of the communication by the depositary of the adoption of an additional annex, the annex shall enter into force for all Parties that have not submitted a notification in accordance with the provisions of subparagraph (b).

    4. The proposal, adoption and entry into force of amendments to Annex A, B or C shall be subject to the same procedures as for the proposal, adoption and entry into force of additional annexes to this Convention, except that an amendment to Annex A, B or C shall not enter into force with respect to any Party that has made a declaration with respect to amendment to those Annexes in accordance with paragraph 4 of Article 25, in which case any such amendment shall enter into force for such a Party on the ninetieth day after the date of deposit with the depositary of its instrument of ratification, acceptance, approval or accession with respect to such amendment.

    5. The following procedure shall apply to the proposal, adoption and entry into force of an amendment to Annex D, E or F:

    • (a) Amendments shall be proposed according to the procedure in paragraphs 1 and 2 of Article 21;

    • (b) The Parties shall take decisions on an amendment to Annex D, E or F by consensus; and

    • (c) A decision to amend Annex D, E or F shall forthwith be communicated to the Parties by the depositary. The amendment shall enter into force for all Parties on a date to be specified in the decision.

    6. If an additional annex or an amendment to an annex is related to an amendment to this Convention, the additional annex or amendment shall not enter into force until such time as the amendment to the Convention enters into force.

Article 23 Right to vote
  • 1. Each Party to this Convention shall have one vote, except as provided for in paragraph 2.

    2. A regional economic integration organization, on matters within its competence, shall exercise its right to vote with a number of votes equal to the number of its member States that are Parties to this Convention. Such an organization shall not exercise its right to vote if any of its member States exercises its right to vote, and vice versa.

Article 24 Signature
  • This Convention shall be open for signature at Stockholm by all States and regional economic integration organizations on 23 May 2001, and at the United Nations Headquarters in New York from 24 May 2001 to 22 May 2002.

Article 25 Ratification, acceptance, approval or accession
  • 1. This Convention shall be subject to ratification, acceptance or approval by States and by regional economic integration organizations. It shall be open for accession by States and by regional economic integration organizations from the day after the date on which the Convention is closed for signature. Instruments of ratification, acceptance, approval or accession shall be deposited with the depositary.

    2. Any regional economic integration organization that becomes a Party to this Convention without any of its member States being a Party shall be bound by all the obligations under the Convention. In the case of such organizations, one or more of whose member States is a Party to this Convention, the organization and its member States shall decide on their respective responsibilities for the performance of their obligations under the Convention. In such cases, the organization and the member States shall not be entitled to exercise rights under the Convention concurrently.

    3. In its instrument of ratification, acceptance, approval or accession, a regional economic integration organization shall declare the extent of its competence in respect of the matters governed by this Convention. Any such organization shall also inform the depositary, who shall in turn inform the Parties, of any relevant modification in the extent of its competence.

    4. In its instrument of ratification, acceptance, approval or accession, any Party may declare that, with respect to it, any amendment to Annex A, B or C shall enter into force only upon the deposit of its instrument of ratification, acceptance, approval or accession with respect thereto.

Article 26 Entry into force
  • 1. This Convention shall enter into force on the ninetieth day after the date of deposit of the fiftieth instrument of ratification, acceptance, approval or accession.

    2. For each State or regional economic integration organization that ratifies, accepts or approves this Convention or accedes thereto after the deposit of the fiftieth instrument of ratification, acceptance, approval or accession, the Convention shall enter into force on the ninetieth day after the date of deposit by such State or regional economic integration organization of its instrument of ratification, acceptance, approval or accession.

    3. For the purpose of paragraphs 1 and 2, any instrument deposited by a regional economic integration organization shall not be counted as additional to those deposited by member States of that organization.

Article 27 Reservations
  • No reservations may be made to this Convention.

Article 28 Withdrawal
  • 1. At any time after three years from the date on which this Convention has entered into force for a Party, that Party may withdraw from the Convention by giving written notification to the depositary.

    2. Any such withdrawal shall take effect upon the expiry of one year from the date of receipt by the depositary of the notification of withdrawal, or on such later date as may be specified in the notification of withdrawal.

Article 29 Depositary
  • The Secretary-General of the United Nations shall be the depositary of this Convention.

Article 30 Authentic texts
  • The original of this Convention, of which the Arabic, Chinese, English, French, Russian and Spanish texts are equally authentic, shall be deposited with the Secretary-General of the United Nations.

IN WITNESS WHEREOF the undersigned, being duly authorized to that effect, have signed this Convention.

Done at Stockholm on this twenty-second day of May, two thousand and one.

Schedule A
ELIMINATION

1

ChemicalActivitySpecific exemption
Aldrin* CAS No: 309-00-2ProductionNone
UseLocal ectoparasiticide Insecticide
Chlordane* CAS No: 57-74-9ProductionAs allowed for the Parties listed in the Register
 UseLocal ectoparasiticide Insecticide
  Termiticide
  Termiticide in buildings and dams
  Termiticide in roads
  Additive in plywood adhesives
Dieldrin* CAS No: 60-57-1ProductionNone
 UseIn agricultural operations
Endrin* CAS No: 72-20-8ProductionNone
 UseNone
Heptachlor* CAS No: 76-44-8ProductionNone
 UseTermiticide
  Termiticide in structures of houses
  Termiticide (subterranean)
  Wood treatment
  In use in underground cable boxes
Hexachlorobenzene CAS No: 118-74-1ProductionAs allowed for the Parties listed in the Register
UseIntermediate
  Solvent in pesticide
  Closed system site limited intermediate
Mirex* CAS No: 2385-85-5ProductionAs allowed for the Parties listed in the Register
UseTermiticide
Toxaphene* CAS No: 8001-35-2ProductionNone
UseNone
Polychlorinated Biphenyl, (PCB)*ProductionNone
UseArticles in use in accordance with the provisions of Part II of this Annex

Notes:

  • (i) Except as otherwise specified in this Convention, quantities of a chemical occurring as unintentional trace contaminants in products and articles shall not be considered to be listed in this Annex;

  • (ii) This note shall not be considered as a production and use specific exemption for purposes of paragraph 2 of Article 3. Quantities of a chemical occurring as constituents of articles manufactured or already in use before or on the date of entry into force of the relevant obligation with respect to that chemical, shall not be considered as listed in this Annex, provided that a Party has notified the Secretariat that a particular type of article remains in use within that Party. The Secretariat shall make such notifications publicly available;

  • (iii) This note, which does not apply to a chemical that has an asterisk following its name in the Chemical column in Part I of this Annex, shall not be considered as a production and use specific exemption for purposes of paragraph 2 of Article 3. Given that no significant quantities of the chemical are expected to reach humans and the environment during the production and use of a closed-system sitelimited intermediate, a Party, upon notification to the Secretariat, may allow the production and use of quantities of a chemical listed in this Annex as a closed-system site-limited intermediate that is chemically transformed in the manufacture of other chemicals that, taking into consideration the criteria in paragraph 1 of Annex D, do not exhibit the characteristics of persistent organic pollutants. This notification shall include information on total production and use of such chemical or a reasonable estimate of such information and information regarding the nature of the closed-system sitelimited process including the amount of any non-transformed and unintentional trace contamination of the persistent organic pollutant-starting material in the final product. This procedure applies except as otherwise specified in this Annex. The Secretariat shall make such notifications available to the Conference of the Parties and to the public. Such production or use shall not be considered a production or use specific exemption. Such production and use shall cease after a ten-year period, unless the Party concerned submits a new notification to the Secretariat, in which case the period will be extended for an additional ten years unless the Conference of the Parties, after a review of the production and use decides otherwise. The notification procedure can be repeated;

  • (iv) All the specific exemptions in this Annex may be exercised by Parties that have registered exemptions in respect of them in accordance with Article 4 with the exception of the use of polychlorinated biphenyls in articles in use in accordance with the provisions of Part 2 of this Annex, which may be exercised by all Parties.

II
Polychlorinated biphenyls

Each Party shall:

  • (a) With regard to the elimination of the use of polychlorinated biphenyls in equipment (e.g. transformers, capacitors or other receptacles containing liquid stocks) by 2025, subject to review by the Conference of the Parties, take action in accordance with the following priorities:

    • (i) Make determined efforts to identify, label and remove from use equipment containing greater than 10 per cent polychlorinated biphenyls and volumes greater than 5 litres;

    • (ii) Make determined efforts to identify, label and remove from use equipment containing greater than 0.05 per cent polychlorinated biphenyls and volumes greater than 5 litres;

    • (iii) Endeavour to identify and remove from use equipment containing greater than 0.005 percent polychlorinated biphenyls and volumes greater than 0.05 litres;

  • (b) Consistent with the priorities in subparagraph (a), promote the following measures to reduce exposures and risk to control the use of polychlorinated biphenyls:

    • (i) Use only in intact and non-leaking equipment and only in areas where the risk from environmental release can be minimised and quickly remedied;

    • (ii) Not use in equipment in areas associated with the production or processing of food or feed;

    • (iii) When used in populated areas, including schools and hospitals, all reasonable measures to protect from electrical failure which could result in a fire, and regular inspection of equipment for leaks;

  • (c) Notwithstanding paragraph 2 of Article 3, ensure that equipment containing polychlorinated biphenyls, as described in subparagraph (a), shall not be exported or imported except for the purpose of environmentally sound waste management;

  • (d) Except for maintenance and servicing operations, not allow recovery for the purpose of reuse in other equipment of liquids with polychlorinated biphenyls content above 0.005 per cent;

  • (e) Make determined efforts designed to lead to environmentally sound waste management of liquids containing polychlorinated biphenyls and equipment contaminated with polychlorinated biphenyls having a polychlorinated biphenyls content above 0.005 per cent, in accordance with paragraph 1 of Article 6, as soon as possible but no later than 2028, subject to review by the Conference of the Parties;

  • (f) In lieu of note (ii) in of this Annex, endeavour to identify other articles containing more than 0.005 per cent polychlorinated biphenyls (e.g. cable-sheaths, cured caulk and painted objects) and manage them in accordance with paragraph 1 of Article 6;

  • (g) Provide a report every five years on progress in eliminating polychlorinated biphenyls and submit it to the Conference of the Parties pursuant to Article 15;

  • (h) The reports described in subparagraph (g) shall, as appropriate, be considered by the Conference of the Parties in its reviews relating to polychlorinated biphenyls. The Conference of the Parties shall review progress towards elimination of polychlorinated biphenyls at five year intervals or other period, as appropriate, taking into account such reports.

Schedule B
RESTRICTION

I

ChemicalActivityAcceptable purpose or specific exemption
DDT (1,1,1-trichloro-2,2-bis(4-chlorophenyl)ethane) CAS No: 50-29-3ProductionAcceptable purpose: Disease vector control use in accordance with Part II of this Annex
Specific exemption: Intermediate in production of dicofol Intermediate
UseAcceptable purpose: Disease vector control in accordance with Part II of this Annex
Specific exemption: Production of dicofol Intermediate

Notes:

  • (i) Except as otherwise specified in this Convention, quantities of a chemical occurring as unintentional trace contaminants in products and articles shall not be considered to be listed in this Annex;

  • (ii) This note shall not be considered as a production and use acceptable purpose or specific exemption for purposes of paragraph 2 of Article 3. Quantities of a chemical occurring as constituents of articles manufactured or already in use before or on the date of entry into force of the relevant obligation with respect to that chemical, shall not be considered as listed in this Annex, provided that a Party has notified the Secretariat that a particular type of article remains in use within that Party. The Secretariat shall make such notifications publicly available;

  • (iii) This note shall not be considered as a production and use specific exemption for purposes of paragraph 2 of Article 3. Given that no significant quantities of the chemical are expected to reach humans and the environment during the production and use of a closed-system site-limited intermediate, a Party, upon notification to the Secretariat, may allow the production and use of quantities of a chemical listed in this Annex as a closed-system site-limited intermediate that is chemically transformed in the manufacture of other chemicals that, taking into consideration the criteria in paragraph 1 of Annex D, do not exhibit the characteristics of persistent organic pollutants. This notification shall include information on total production and use of such chemical or a reasonable estimate of such information and information regarding the nature of the closed-system site-limited process including the amount of any non-transformed and unintentional trace contamination of the persistent organic pollutant-starting material in the final product. This procedure applies except as otherwise specified in this Annex. The Secretariat shall make such notifications available to the Conference of the Parties and to the public. Such production or use shall not be considered a production or use specific exemption. Such production and use shall cease after a ten-year period, unless the Party concerned submits a new notification to the Secretariat, in which case the period will be extended for an additional ten years unless the Conference of the Parties, after a review of the production and use decides otherwise. The notification procedure can be repeated;

  • (iv) All the specific exemptions in this Annex may be exercised by Parties that have registered in respect of them in accordance with Article 4.

II
DDT (1,1,1-trichloro-2,2-bis(4-chlorophenyl)ethane)

1.
  • The production and use of DDT shall be eliminated except for Parties that have notified the Secretariat of their intention to produce and/or use it. A DDT Register is hereby established and shall be available to the public. The Secretariat shall maintain the DDT Register.

2.
  • Each Party that produces and/or uses DDT shall restrict such production and/or use for disease vector control in accordance with the World Health Organization recommendations and guidelines on the use of DDT and when locally safe, effective and affordable alternatives are not available to the Party in question.

3.
  • In the event that a Party not listed in the DDT Register determines that it requires DDT for disease vector control, it shall notify the Secretariat as soon as possible in order to have its name added forthwith to the DDT Register. It shall at the same time notify the World Health Organization.

4.
  • Every three years, each Party that uses DDT shall provide to the Secretariat and the World Health Organization information on the amount used, the conditions of such use and its relevance to that Party's disease management strategy, in a format to be decided by the Conference of the Parties in consultation with the World Health Organization.

5.
  • With the goal of reducing and ultimately eliminating the use of DDT, the Conference of the Parties shall encourage:

    • (a) Each Party using DDT to develop and implement an action plan as part of the implementation plan specified in Article 7. That action plan shall include:

      • (i) Development of regulatory and other mechanisms to ensure that DDT use is restricted to disease vector control;

      • (ii) Implementation of suitable alternative products, methods and strategies, including resistance management strategies to ensure the continuing effectiveness of these alternatives;

      • (iii) Measures to strengthen health care and to reduce the incidence of the disease.

    • (b) The Parties, within their capabilities, to promote research and development of safe alternative chemical and non-chemical products, methods and strategies for Parties using DDT, relevant to the conditions of those countries and with the goal of decreasing the human and economic burden of disease. Factors to be promoted when considering alternatives or combinations of alternatives shall include the human health risks and environmental implications of such alternatives. Viable alternatives to DDT shall pose less risk to human health and the environment, be suitable for disease control based on conditions in the Parties in question and be supported with monitoring data.

6.
  • Commencing at its first meeting, and at least every three years thereafter, the Conference of the Parties shall, in consultation with the World Health Organization, evaluate the continued need for DDT for disease vector control on the basis of available scientific, technical, environmental and economic information, including:

    • (a) The production and use of DDT and the conditions set out in paragraph 2;

    • (b) The availability, suitability and implementation of the alternatives to DDT; and

    • (c) Progress in strengthening the capacity of countries to transfer safely to reliance on such alternatives.

7.
  • A Party may, at any time, withdraw its name from the DDT Registry upon written notification to the Secretariat. The withdrawal shall take effect on the date specified in the notification.

Schedule C
UNINTENTIONAL PRODUCTION

I
Persistent organic pollutants subject to the requirements of Article 5

This Annex applies to the following persistent organic pollutants when formed and released unintentionally from anthropogenic sources:

Chemical
Polychlorinated dibenzo-p-dioxins and dibenzofurans (PCDD/PCDF) Hexachlorobenzene (HCB) (CAS No: 118-74-1) Polychlorinated biphenyls (PCB)

II
Source categories

Polychlorinated dibenzo-p-dioxins and dibenzofurans, hexachlorobenzene and polychlorinated biphenyls are unintentionally formed and released from thermal processes involving organic matter and chlorine as a result of incomplete combustion or chemical reactions: The following industrial source categories have the potential for comparatively high formation and release of these chemicals to the environment:

  • (a) Waste incinerators, including co-incinerators of municipal, hazardous or medical waste or of sewage sludge;

  • (b) Cement kilns firing hazardous waste;

  • (c) Production of pulp using elemental chlorine or chemicals generating elemental chlorine for bleaching;

  • (d) The following thermal processes in the metallurgical industry:

    • (i) Secondary copper production;

    • (ii) Sinter plants in the iron and steel industry;

    • (iii) Secondary aluminium production;

    • (iv) Secondary zinc production.

III
Source categories

Polychlorinated dibenzo-p-dioxins and dibenzofurans, hexachlorobenzene and polychlorinated biphenyls may also be unintentionally formed and released from the following source categories, including:

  • (a) Open burning of waste, including burning of landfill sites;

  • (b) Thermal processes in the metallurgical industry not mentioned in Part II;

  • (c) Residential combustion sources;

  • (d) Fossil fuel-fired utility and industrial boilers;

  • (e) Firing installations for wood and other biomass fuels;

  • (f) Specific chemical production processes releasing unintentionally formed persistent organic pollutants, especially production of chlorophenols and chloranil;

  • (g) Crematoria;

  • (h) Motor vehicles, particularly those burning leaded gasoline;

  • (i) Destruction of animal carcasses;

  • (j) Textile and leather dyeing (with chloranil) and finishing (with alkaline extraction);

  • (k) Shredder plants for the treatment of end of life vehicles;

  • (l) Smouldering of copper cables;

  • (m) Waste oil refineries.

IV
Definitions

1.
  • For the purposes of this Annex:

    • (a) Polychlorinated biphenyls means aromatic compounds formed in such a manner that the hydrogen atoms on the biphenyl molecule (two benzene rings bonded together by a single carboncarbon bond) may be replaced by up to ten chlorine atoms; and

    • (b) Polychlorinated dibenzo-p-dioxins and polychlorinated dibenzofurans are tricyclic, aromatic compounds formed by two benzene rings connected by two oxygen atoms in polychlorinated dibenzo-p-dioxins and by one oxygen atom and one carbon-carbon bond in polychlorinated dibenzofurans and the hydrogen atoms of which may be replaced by up to eight chlorine atoms.

2.
  • In this Annex, the toxicity of polychlorinated dibenzo-p-dioxins and dibenzofurans is expressed using the concept of toxic equivalency which measures the relative dioxin-like toxic activity of different congeners of polychlorinated dibenzo-p-dioxins and dibenzofurans and coplanar polychlorinated biphenyls in comparison to 2,3,7,8-tetrachlorodibenzo-p-dioxin. The toxic equivalent factor values to be used for the purposes of this Convention shall be consistent with accepted international standards, commencing with the World Health Organization 1998 mammalian toxic equivalent factor values for polychlorinated dibenzo-p-dioxins and dibenzofurans and coplanar polychlorinated biphenyls. Concentrations are expressed in toxic equivalents.

V
General guidance on best available techniques and best environmental practices

This Part provides general guidance to Parties on preventing or reducing releases of the chemicals listed in Part I.

AGeneral prevention measures relating to both best available techniques and best environmental practices

Priority should be given to the consideration of approaches to prevent the formation and release of the chemicals listed in Part I. Useful measures could include:

  • (a) The use of low-waste technology;

  • (b) The use of less hazardous substances;

  • (c) The promotion of the recovery and recycling of waste and of substances generated and used in a process;

  • (d) Replacement of feed materials which are persistent organic pollutants or where there is a direct link between the materials and releases of persistent organic pollutants from the source;

  • (e) Good housekeeping and preventive maintenance programmes;

  • (f) Improvements in waste management with the aim of the cessation of open and other uncontrolled burning of wastes, including the burning of landfill sites. When considering proposals to construct new waste disposal facilities, consideration should be given to alternatives such as activities to minimize the generation of municipal and medical waste, including resource recovery, reuse, recycling, waste separation and promoting products that generate less waste. Under this approach, public health concerns should be carefully considered;

  • (g) Minimization of these chemicals as contaminants in products;

  • (h) Avoiding elemental chlorine or chemicals generating elemental chlorine for bleaching.

B.Best available techniques

The concept of best available techniques is not aimed at the prescription of any specific technique or technology, but at taking into account the technical characteristics of the installation concerned, its geographical location and the local environmental conditions. Appropriate control techniques to reduce releases of the chemicals listed in Part I are in general the same. In determining best available techniques, special consideration should be given, generally or in specific cases, to the following factors, bearing in mind the likely costs and benefits of a measure and consideration of precaution and prevention:

  • (a) General considerations:

    • (i) The nature, effects and mass of the releases concerned: techniques may vary depending on source size;

    • (ii) The commissioning dates for new or existing installations;

    • (iii) The time needed to introduce the best available technique;

    • (iv) The consumption and nature of raw materials used in the process and its energy efficiency;

    • (v) The need to prevent or reduce to a minimum the overall impact of the releases to the environment and the risks to it;

    • (vi) The need to prevent accidents and to minimize their consequences for the environment;

    • (vii) The need to ensure occupational health and safety at workplaces;

    • (viii) Comparable processes, facilities or methods of operation which have been tried with success on an industrial scale;

    • (ix) Technological advances and changes in scientific knowledge and understanding.

  • (b) General release reduction measures: When considering proposals to construct new facilities or significantly modify existing facilities using processes that release chemicals listed in this Annex, priority consideration should be given to alternative processes, techniques or practices that have similar usefulness but which avoid the formation and release of such chemicals. In cases where such facilities will be constructed or significantly modified, in addition to the prevention measures outlined in section A of Part V the following reduction measures could also be considered in determining best available techniques:

    • (i) Use of improved methods for flue-gas cleaning such as thermal or catalytic oxidation, dust precipitation, or adsorption;

    • (ii) Treatment of residuals, wastewater, wastes and sewage sludge by, for example, thermal treatment or rendering them inert or chemical processes that detoxify them;

    • (iii) Process changes that lead to the reduction or elimination of releses, such as moving to closed systems;

    • (iv) Modification of process designs to improve combustion and prevent formation of the chemicals listed in this Annex, through the control of parameters such as incineration temperature or residence time.

CBest environmental practices

The Conference of the Parties may develop guidance with regard to best environmental practices.

Schedule D
INFORMATION REQUIREMENTS AND SCREENING CRITERIA

1.
  • A Party submitting a proposal to list a chemical in Annexes A, B and/or C shall identify the chemical in the manner described in subparagraph (a) and provide the information on the chemical, and its transformation products where relevant, relating to the screening criteria set out in subparagraphs (b) to (e):

    • (a) Chemical identity:

      • (i) Names, including trade name or names, commercial name or names and synonyms, Chemical Abstracts Service (CAS) Registry number, International Union of Pure and Applied Chemistry (IUPAC) name; and

      • (ii) Structure, including specification of isomers, where applicable, and the structure of the chemical class;

    • (b) Persistence:

      • (i) Evidence that the half-life of the chemical in water is greater than two months, or that its half-life in soil is greater than six months, or that its half-life in sediment is greater than six months; or

      • (ii) Evidence that the chemical is otherwise sufficiently persistent to justify its consideration within the scope of this Convention;

    • (c) Bio-accumulation:

      • (i) Evidence that the bio-concentration factor or bioaccumulation factor in aquatic species for the chemical is greater than 5,000 or, in the absence of such data, that the log Kow is greater than 5;

      • (ii) Evidence that a chemical presents other reasons for concern, such as high bio-accumulation in other species, high toxicity or ecotoxicity; or

      • (iii) Monitoring data in biota indicating that the bioaccumulation potential of the chemical is sufficient to justify its consideration within the scope of this Convention;

    • (d) Potential for long-range environmental transport:

      • (i) Measured levels of the chemical in locations distant from the sources of its release that are of potential concern;

      • (ii) Monitoring data showing that long-range environmental transport of the chemical, with the potential for transfer to a receiving environment, may have occurred via air, water or migratory species; or

      • (iii) Environmental fate properties and/or model results that demonstrate that the chemical has a potential for long-range environmental transport through air, water or migratory species, with the potential for transfer to a receiving environment in locations distant from the sources of its release. For a chemical that migrates significantly through the air, its halflife in air should be greater than two days; and

    • (e) Adverse effects

      • (i) Evidence of adverse effects to human health or to the environment that justifies consideration of the chemical within the scope of this convention; or

      • (ii) Toxicity or ecotoxicity data that indicate the potential for damage to human health or to the environment.

2.
  • The proposing Party shall provide a statement of the reasons for concern including, where possible, a comparison of toxicity or ecotoxicity data with detected or predicted levels of a chemical resulting or anticipated from its long-range environmental transport, and a short statement indicating the need for global control.

3.
  • The proposing Party shall, to the extent possible and taking into account its capabilities, provide additional information to support the review of the proposal referred to in paragraph 6 of Article 8. In developing such a proposal, a Party may draw on technical expertise from any source.

Schedule E
INFORMATION REQUIREMENTS FOR THE RISK PROFILE

The purpose of the review is to evaluate whether the chemical is likely, as a result of its long-range environmental transport, to lead to significant adverse human health and/or environmental effects, such that global action is warranted. For this purpose, a risk profile shall be developed that further elaborates on, and evaluates, the information referred to in Annex D and includes, as far as possible, the following types of information:

  • (a) Sources, including as appropriate:

    • (i) Production data, including quantity and location;

    • (ii) Uses; and

    • (iii) Releases, such as discharges, losses and emissions;

  • (b) Hazard assessment for the endpoint or endpoints of concern, including a consideration of toxicological interactions involving multiple chemicals;

  • (c) Environmental fate, including data and information on the chemical and physical properties of a chemical as well as its persistence and how they are linked to its environmental transport, transfer within and between environmental compartments, degradation and transformation to other chemicals. A determination of the bio-concentration factor or bio-accumulation factor, based on measured values, shall be available, except when monitoring data are judged to meet this need;

  • (d) Monitoring data;

  • (e) Exposure in local areas and, in particular, as a result of long-range environmental transport, and including information regarding bio-availability; (f) National and international risk evaluations, assessments or profiles and labelling information and hazard classifications, as available; and

  • (g) Status of the chemical under international conventions.

Schedule F
INFORMATION ON SOCIO-ECONOMIC CONSIDERATIONS

An evaluation should be undertaken regarding possible control measures for chemicals under consideration for inclusion in this Convention, encompassing the full range of options, including management and elimination. For this purpose, relevant information should be provided relating to socio-economic considerations associated with possible control measures to enable a decision to be taken by the Conference of the Parties. Such information should reflect due regard for the differing capabilities and conditions among the Parties and should include consideration of the following indicative list of items:

  • (a) Efficacy and efficiency of possible control measures in meeting risk reduction goals:

    • (i) Technical feasibility; and

    • (ii) Costs, including environmental and health costs;

  • (b) Alternatives (products and processes):

    • (i) Technical feasibility;

    • (ii) Costs, including environmental and health costs;

    • (iii) Efficacy;

    • (iv) Risk;

    • (v) Availability; and

    • (vi) Accessibility

  • (c) Positive and/or negative impacts on society of implementing possible control measures:

    • (i) Health, including public, environmental and occupational health;

    • (ii) Agriculture, including aquaculture and forestry;

    • (iii) Biota (biodiversity);

    • (iv) Economic aspects;

    • (v) Movement towards sustainable development; and

    • (vi) Social costs;

  • (d) Waste and disposal implications (in particular, obsolete stocks of pesticides and clean-up of contaminated sites):

    • (i) Technical feasibility; and

    • (ii) Cost

  • (e) Access to information and public education;

  • (f) Status of control and monitoring capacity

  • (g) Any national or regional control actions taken, including information on alternatives, and other relevant risk management information.

Schedule 1
Provisions relating to Environmental Risk Management Authority

Section 18

Membership
1
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

2
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

3
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

4
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

5
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

6
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

7
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

8
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Remuneration and expenses of Authority members
9
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Meetings
10
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

11
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

12
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

13
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

14
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

15
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

16
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Disclosure of interest
17
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

18
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

19
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

20
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

21
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

22
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

23
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Execution of documents
24
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

25
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

26
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Powers to borrow, etc
27
  • [Repealed]

    Clauses 1 to 27 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Chief executive
28
  • The Authority shall appoint a chief executive, who shall not be a member of the Authority, to be responsible for the efficient and effective administration of the affairs of the Authority.

    Clause 28 was amended, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115) by omitting the words on such terms and conditions as shall be determined by the Authority.

29
  • Section 117 of the Crown Entities Act 2004 applies to the appointment of a chief executive under clause 28.

    Clause 29 was substituted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Appointment of staff
30
  • [Repealed]

    Clauses 30 to 37 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

31
  • [Repealed]

    Clauses 30 to 37 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

32
  • [Repealed]

    Clause 32 was substituted, as from 2 October 2000, by section 240 Employment Relations Act 2000 (2000 No 24).

    Clauses 30 to 37 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Liability of members and employees
33
  • [Repealed]

    Clauses 30 to 37 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Personnel policy
34
  • [Repealed]

    Clauses 30 to 37 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

35
  • [Repealed]

    Clauses 30 to 37 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

36
  • [Repealed]

    Clauses 30 to 37 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Superannuation or retiring allowances
37
  • [Repealed]

    Clauses 30 to 37 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

38
  • Notwithstanding anything in this Act, a person who, immediately before becoming an employee of the Authority, is a contributor to the Government Superannuation Fund under Part 2 or Part 2A of the Government Superannuation Fund Act 1956 shall, for the purposes of that Act, be deemed to be employed in the Government service so long as that person continues to be an employee of the Authority; and that Act shall apply to that person in all respects as if that person's service as an employee of the Authority is Government service.

39
  • Nothing in clause 38 of this Schedule entitles any person to become a contributor to the Government Superannuation Fund after that person has once ceased to be a contributor.

40
  • For the purposes of applying the Government Superannuation Fund Act 1956, in accordance with clause 38 of this Schedule, to an employee of the Authority who is a contributor to the Government Superannuation Fund, the term controlling authority, in relation to that employee, means the Authority.

41
  • [Repealed]

    Clauses 41 and 42 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Consultants, agents, etc
42
  • [Repealed]

    Clauses 41 and 42 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

43
  • (1) The Authority may, from time to time, appoint a committee to hear and determine any application delegated to the committee under section 19 of this Act.

    (2) Any committee appointed under this clause may consist of—

    • (a) Members of the Authority and other persons with particular knowledge and expertise on the subject matter of the application; or

    • (b) Members of the Authority.

    (3) The majority of members of a committee appointed in accordance with subclause (2)(a) of this clause shall be members of the Authority.

    (4) Subclause (3) applies despite clause 14(1)(b) of Schedule 5 of the Crown Entities Act 2004.

    (5) For the avoidance of doubt, except as provided in subclause (4), clauses 14 and 15 of Schedule 5 of the Crown Entities Act 2004 apply to a committee appointed for the purposes of this section.

    Subclause (4) was substituted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

    Subclause (5) was inserted, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

44
  • [Repealed]

    Clauses 44 to 47 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Funding
45
  • [Repealed]

    Clauses 44 to 47 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

46
  • [Repealed]

    Clauses 44 to 47 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

47
  • [Repealed]

    Clause 47 was substituted, as from 1 July 2001, by section 53 Public Audit Act 2001 (2001 No 10).

    Clauses 44 to 47 were repealed, as from 25 January 2005, by section 200 Crown Entities Act 2004 (2004 No 115).

Schedule 2
Prohibited new organisms

ss 25(2), 50(1) to (4)

  • Schedule 2 was substituted, as from 30 October 2003, by section 54 Hazardous Substances and New Organisms Amendment Act 2003 (2003 No 54).

  • 1 Any snake of any species whatever.

  • 2 Any venomous reptile, venomous amphibian, venomous fish, or venomous invertebrate. (In this item, venomous means capable of inflicting poisonous wounds harmful to human health.)

  • 3 Any American grey squirrel (Sciurus carolinensis gmelini).

  • 4 Any red squirrel (Sciurus vulgaris).

  • 5 Any musquash (or muskrat) (Ondatra zibethica).

  • 6 Any coypu or nutria (Myocastor coypus).

  • 7 Any beaver (Castor canadensis).

  • 8 Any gerbil (Meriones unguiculatus).

  • 9 Any prairie dog (Cyonomys spp.).

  • 10 Any pocket gopher (Geomys spp. and Thomomys spp.).

  • 11 Any red or silver fox (Vulpes vulpes).

  • 12 Any Arctic fox (Alopex lagopus).

  • 13 Any mongoose (family Herpestidae) other than Suricata suricatta.

  • 14 Any member of the family Mustelidae, subfamily Mustelinae, other than ferrets (Mustela furo), weasels (Mustela nivalis), and stoats (Mustela erminea), and subfamily Lutrinae, other than oriental small clawed otter (Aonyx cineria).

  • 15 Any mole (family Talpidae).

  • 16 Any member of the family Esocidae (eg, pikes, muskellunge).

  • 17 Any member of the families Phalangeridae and Petauridae, other than the Australian brushtail possum (Trichosurus vulpecula).

  • 18 Any stickleback (Gasterosteus spp.).

  • 19 Any giant African snail (Achatina spp.).

  • 20 Any predatory snail (Euglandina rosea).

  • 21 Any cane toad (Bufo marinus).

  • 22 Negro root (Cassia occidentalis).

  • 23 Skeleton weed (Chondrilla juncea).

  • 24 Cymbopogon schoenanthus.

  • 25 Cynanchum (all species), eg, Indian swallowart.

  • 26 Hairy thorn apple (Datura metel).

  • 27 Ephedra sinica.

  • 28 Leafy spurge (Euphorbia esula).

  • 29 Star of Bethlehem, Pua-hoku (Hippobroma longiflora).

  • 30 Poverty weed (Iva axillaris).

  • 31 Any member of the family Loranthaceae (eg mistletoe), other than Alepis flavida, Lleostylus micranthus, Peraxilla colensoi, Peraxilla tetrapetala, Trilepidea adamsii, and Tupeia antarctica.

  • 32 Any member of the genus Korthalsella other than Korthalsella clavata, Korthalsella lindsayi, and Korthalsella salicornioides.

  • 33 Butterbur (Petasites hybridus).

  • 34 Witchweed (all species) (Striga).

  • 35 Strychnine (Strychnos nux-vomica).

  • 36 Tourrettia volubilis.

  • 37 Puncture vine (Tribulus terrestris).

Schedule 2A
Persistent organic pollutants

s 2(1)

SubstanceUse or storageManufactureExpiry of permitted use or storage
Aldrin CAS No: 309-00-2   
Chlordane CAS No: 57-74-9   
Dieldrin CAS No: 60-57-1   
Endrin CAS No: 72-20-8   
Heptachlor CAS No: 76-44-8   
Hexachlorobenzene CAS No: 118-74-1   
Mirex CAS No: 2385-85-5   
Toxaphene CAS No: 8001-35-2   
Polychlorinated Biphenyls (PCB)In accordance with an exemption— At the expiry of—
 (a) granted under regulation 49I or regulation 49J of the Toxic Substances Regulations 1983; and (a) the exemption; or
 (b) that is in force immediately before the commencement of the Hazardous Substances and New Organisms (Stockholm Convention) Amendment Act 2003 (b) an extension of the expiry of the exemption (being not later than the close of 2016) granted by the Authority
DDT (1,1,1-trichloro-2,2-bis(4-chlorophenyl)ethane) CAS No: 50-29-3   

Schedule 3

Sections 32(2), 42(2), 45(2)

1
Matters to be addressed by containment controls for importing, developing or field testing of genetically modified organisms

1
  • To limit the likelihood of any accidental release of any organism or any viable genetic material, the controls imposed by an approval shall specify—

    • (a) Requirements for treatment and decontamination to prevent escape by way of expelled air, discharge of water or liquid waste, removal of solid waste or goods, or breaches in facility boundary:

    • (b) Equipment and requirements for facility construction to enable the requirements for treatment and decontamination to be readily met:

    • (c) Requirements to be complied with for the access of persons to the facility:

    • (d) Procedures and requirements for transport, identification, and packaging for all biological material to and from the facility and within the facility:

    • (e) Requirements for the disposal of any biological material:

    • (f) Requirements for facility construction:

    • (g) Requirements to secure the facility and openings, including securing against failure in the event of foreseeable hazards.

2
  • To exclude unauthorised people from the facility, the controls imposed by an approval shall specify—

    • (a) Means of identification of all entrances to the facility:

    • (b) The numbers of entrances and access to the facility:

    • (c) Security requirements for the entrances and the facility.

3
  • To exclude other organisms from the facility and to control undesirable and unwanted organisms within the facility, the controls shall specify—

    • (a) Monitoring requirements to establish the presence of other organisms:

    • (b) Phytosanitary requirements:

    • (c) Requirements to secure the facility and openings against likely unwanted organisms.

4
  • To prevent unintended release of the organism by experimenters working with the organism, the controls shall specify—

    • (a) Requirements to prevent the contamination of work surfaces, equipment, clothing, and the facility generally:

    • (b) Requirements for laboratory practice to control infection by ingestion or breaks in skin cover:

    • (c) Means to control infection by inhalation.

5
  • To control the effects of any accidental release or escape of an organism—

    • (a) Controls imposed by an approval shall specify an eradication plan for escaped organisms:

    • (b) Controls imposed by an approval may specify requirements to limit the likelihood of an escaped organism spreading, surviving and breeding, including, but not limited to,—

      • (i) Exclusion zones (spatial or temporal):

      • (ii) Location of the facility outside the usual habitat range of the organism.

6
  • Controls imposed by an approval shall specify inspection and monitoring requirements for containment facilities, including any inspection required before commencement of the development.

    Clause 6 was amended, as from 28 May 2002, by section 11(1) Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) by omitting the words or field testing. See section 10 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) for the transitional provision.

6A
  • Controls imposed on an approval to field test a genetically modified organism—

    • (a) must specify—

      • (i) inspection and monitoring of containment facilities during the field test; and

      • (ii) inspection and monitoring of the site, after the field test, to ensure that all heritable material is removed or destroyed; and

    • (b) may specify inspection of the site before field testing commences.

    Clauses 6A and 6B were inserted, as from 28 May 2002, by section 11(2) Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13). See section 10 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) for the transitional provision.

6B
  • Clause 6A applies, with all necessary modifications, to controls imposed on an approval to develop a new organism that is a genetically modified organism, to the extent that the development does not take place in a containment structure.

    Clauses 6A and 6B were inserted, as from 28 May 2002, by section 11(2) Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13). See section 10 Hazardous Substances and New Organisms (Genetically Modified Organisms) Amendment Act 2002 (2002 No 13) for the transitional provision.

7
  • Controls imposed by an approval may specify—

    • (a) The qualifications required of the person responsible for implementing the controls imposed by an approval:

    • (b) The provision of a management plan specifying procedures for implementing controls imposed by an approval.

2
Matters to be addressed by containment controls for new organisms excluding genetically modified organisms

1
  • To limit the likelihood of any accidental release of any organism or any viable genetic material, the controls imposed by an approval shall specify—

    • (a) Requirements for treatment and decontamination to prevent escape by way of expelled air, discharge of water or liquid waste, removal of solid waste, or breaches in facility boundary:

    • (b) Equipment and requirements for facility construction to enable the requirements for treatment and decontamination to be readily met:

    • (c) Requirements to be complied with for the access of persons to the facility:

    • (d) Procedures and requirements for transport, identification, and packaging for all biological material to and from the facility and within the facility:

    • (e) Requirements for the disposal of any biological material:

    • (f) Requirements for facility construction:

    • (g) Requirements to secure the facility and openings, including securing against failure in the event of foreseeable hazards.

2
  • To exclude unauthorised people from the facility, the controls imposed by an approval shall specify—

    • (a) Means of identification of all entrances to the facility:

    • (b) The numbers of entrances and access to the facility:

    • (c) Security requirements for the entrances and the facility.

3
  • To control the effects of any accidental release or escape of an organism—

    • (a) Controls imposed by an approval shall specify an eradication plan for escaped organisms:

    • (b) Controls imposed by an approval may specify requirements to limit the likelihood of an escaped organism spreading, surviving, and breeding, including, but not limited to,—

      • (i) Exclusion zones (spatial or temporal):

      • (ii) Location of the facility outside the usual habitat range of the organism.

4
  • Controls imposed by an approval shall specify inspection and monitoring requirements for containment facilities.

5
  • Controls imposed by an approval may specify the qualifications required of the person responsible for implementing those controls.

3
Matters to be addressed by containment controls for contained hazardous substances

1
  • To limit the likelihood of escape of any contained hazardous substances or contamination of the facility by hazardous substances, the controls imposed by an approval shall specify—

    • (a) Requirements for treatment and decontamination to prevent escape by way of expelled air, discharge of water or liquid waste, removal of solid waste, or breaches in facility boundary:

    • (b) Equipment and requirements for facility construction to enable the requirements for treatment and decontamination to be readily met:

    • (c) Requirements to be complied with for the access of persons to the facility:

    • (d) Procedures and requirements for transport, identification, and packaging of the substance to and from the facility and within the facility:

    • (e) Requirements for the disposal of any hazardous substance:

    • (f) Requirements for facility construction:

    • (g) Requirements to secure the facility and openings, including securing against failure in the event of foreseeable hazards.

2
  • To exclude organisms from a facility or to control organisms within a facility, the controls shall specify—

    • (a) Phytosanitary requirements:

    • (b) Requirements to secure the facility and openings against likely unwanted organisms:

    • (c) Monitoring requirements to establish the presence of organisms.

3
  • To exclude unauthorised people from the facility, controls imposed by an approval shall specify—

    • (a) Means of identification of all entrances to the facility:

    • (b) The numbers of entrances and access to the facility:

    • (c) Security requirements for the entrance and the facility.

4
  • To prevent unintended release of the substance by experimenters working with the substance, the controls shall specify—

    • (a) Requirements to prevent the contamination of work surfaces, equipment, clothing, and the facility generally:

    • (b) Procedures to ensure that no person in the facility is exposed to a sufficient level of the substance to cause harm to that person.

5
  • To control the effects of any accidental release of the substance, controls imposed by an approval shall specify—

    • (a) Procedures to recover and dispose of any hazardous substance:

    • (b) Procedures to minimise the effects of such a release on people and the environment.

6
  • Controls imposed by an approval shall specify inspection and monitoring requirements for containment facilities.

7
  • Controls imposed by an approval may specify—

    • (a) The qualifications required of the person responsible for implementing the controls imposed by an approval:

    • (b) The provisions of a management plan specifying procedures for implementing controls imposed by an approval.

Schedule 4
Enactments amended

Section 149

EnactmentAmendment
1952, No 49—The Shipping and Seaman Act 1952 (RS Vol 4, p 275)

By inserting, after subsection (3) of section 298 (as substituted by section 14 of the Shipping and Seamen Amendment Act 1987), the following subsection:

  • (3A) The Minister, before recommending the making of any regulations relating to dangerous goods, shall consult with the Environmental Risk Management Authority established under the Hazardous Substances and New Organisms Act 1996 about the contents of any such regulations, and shall take into account any submissions made by that Authority.

1956, No 65—The Health Act 1956 (RS Vol 31, p 467)

By adding to section 122 the following subsection:

  • (6) The Minister, before recommending the making of any regulations under section 117 or section 119 of this Act relating to hazardous substances (as defined in section 2 of the Hazardous Substances and New Organisms Act 1996), shall consult with the Environmental Risk Management Authority established under that Act about the contents of any such regulations, and shall take into account any submissions made by the Authority.

1960, No 33—The Fertilisers Act 1960

By repealing the definition of the term Agricultural chemical in section 2(1).

By inserting in section 2(1), after the definition of the term Analyst, the following definition:

Authority means the Environmental Risk Management Authority established under the Hazardous Substances and New Organisms Act 1996.

By inserting in section 2(1), after the definition of the term Percentage, the following definition:

Pesticide has the same meaning as in Part XII of the Hazardous Substances and New Organisms Act 1996.

By omitting, from section 8(e),—

  • (a) The words Agricultural Chemicals Board, and substituting the word Authority; and

  • (b) The words agricultural chemical, and substituting the word pesticide.

By omitting, from section 9(c),—

  • (a) The words Agricultural Chemicals Board, and substituting the word Authority, and

  • (b) The words agricultural chemical, and substituting the word pesticide.

By repealing section 11.

By omitting, from section 14(5), the words agricultural chemical, and substituting the word pesticide.

By omitting, from section 14(6), the words agricultural chemical, and substituting the word pesticide.

By omitting, from section 19, the words agricultural chemical, and substituting the word pesticide.

By omitting, from section 20(1), the words agricultural chemical, and substituting the word pesticide.

By omitting, from section 20(2)(aa), the words agricultural chemical, and substituting the word pesticide.

By omitting, from section 20(2)(c), the words agricultural chemical, and substituting the word pesticide.

By omitting, from section 20, subsection (3).

1962, No 135—The Transport Act 1962 (RS Vol 16, p 659)

By repealing the definition of the term explosive in section 2 (as substituted by section 2(1) of the Transport Amendment Act 1972), and substituting the following definition:

Explosive means any hazardous substance (as defined in section 2 of the Hazardous Substances and New Organisms Act 1996) with explosive properties.

By repealing the definition of the term flammable liquid in section 2 (as inserted by section 2(2) of the Transport Amendment Act 1987), and substituting the following definition:

Flammable liquid means any hazardous substance (as defined in section 2 of the Hazardous Substances and New Organisms Act 1996) in liquid form with flammable properties; and includes motor spirits.

By inserting in section 79 (as substituted by section 20(1) of the Transport Amendment Act 1989), after subsection (4A) (as inserted by section 35(1) of the Land Transport Act 1993), the following subsections:

  • (4B) No person may issue any certificate of fitness or approve any alternative certification system for any vehicle designed to carry any hazardous substance (as defined in section 2 of the Hazardous Substances and New Organisms Act 1996) unless there is in force in respect of that vehicle a test certificate for the carriage of hazardous goods current for a time no less than the time that the certificate of fitness or approval will remain in force.

  • (4C) In subsection (4B) of this section, a test certificate for the carriage of hazardous goods means a test certificate issued in accordance with regulations in force under the Hazardous Substances and New Organisms Act 1996 certifying that a vehicle designed to carry a hazardous substance is fit for that purpose.

By adding to section 199 the following subsections:

  • (8) The Minister, before recommending the making of any regulations under this section, shall consult with the Environmental Risk Management Authority established under the Hazardous Substances and New Organisms Act 1996 about the contents of any such regulations which relate to the transportation of hazardous substances or new organisms, and shall take into account any submissions made by that Authority.

  • (9) In subsection (8) of this section, hazardous substances and new organisms shall have the same meanings as in section 2 of the Hazardous Substances and New Organisms Act 1996.

1965, No 23—The Radiation Protection Act 1965 (RS Vol 18, p 673)

By inserting in section 12, after subsection (2), the following subsection:

  • (2A) Written notice of any conditions imposed in accordance with subsection (2) of this section on any radioactive material which is also a hazardous substance (as defined in section 2 of the Hazardous Substances and New Organisms Act 1996) shall be given to the Environmental Risk Management Authority established under that Act.

1967, No 51—The Animal Remedies Act 1967 (RS Vol 21, p 11)

By omitting from section 21(2)(d) the words public health.

By repealing section 36(1)(h).

By adding to section 37 the following subsection:

  • (3) Nothing in this section shall apply to any animal remedy which is also a hazardous substance as defined in section 2 of the Hazardous Substances and New Organisms Act 1996.

By adding to section 65 the following subsection:

  • (2) The Minister, before recommending the making of any regulations under paragraph (ma) or paragraph (o) of subsection (1) of this section in respect of any biochemical substance or animal remedy which is also a hazardous substance or new organism (as defined in section 2 of the Hazardous Substances and New Organisms Act 1996), shall consult with the Environmental Risk Management Authority established under that Act about the contents of any such regulations, and shall take into account any submissions made by that Authority.

By inserting in section 66, after the words Animals Act 1967, the words the Hazardous Substances and New Organisms Act 1996,.

1975, No 9—The Ombudsmen Act 1975 (RS Vol 21, p 657)

By omitting from Part 2 of Schedule 1 (as amended by section 362 of the Resource Management Act 1991) the words The Hazards Control Commission.

By omitting from Part 2 of Schedule 1 (as amended by section 24(4) of the Official Information Amendment Act 1987) the words The Pesticides Board.

1975, No 42—The Fire Service Act 1975 (RS Vol 27, p 11)

By repealing the definition of the term hazardous substance in section 2, and substituting the following definition:

Hazardous substance means—

  • (a) Any hazardous substance as defined in section 2 of the Hazardous Substances and New Organisms Act 1996; and

  • (b) Any infectious or radioactive substance that may impair human, animal, or plant health:.

By inserting in section 21(1), after the words Building Research Association of New Zealand, the words the Environmental Risk Management Authority,:

By inserting in section 21(4), after the expression subsection (3) of this section,, the expression but subject to subsection (5) of this section,.

By adding, to section 21, the following subsection:

  • (5) The Commission, before making any recommendation under subsection (4) of this section that relates to a hazardous substance, shall consult with the Environmental Risk Management Authority established under the Hazardous Substances and New Organisms Act 1996 about the contents of such recommendation.

By omitting from section 28(3B) (as enacted by section 21(1) of the Fire Service Amendment Act 1990) the words Inspector of Dangerous Goods under the Dangerous Goods Act 1974 and an officer under the Toxic Substances Act 1979, and substituting the words enforcement officer under the Hazardous Substances and New Organisms Act 1996.

By omitting from the said section 28(3B) (as so enacted) the words Inspector of Dangerous Goods or an officer under the Toxic Substances Act 1979, and substituting the words such an enforcement officer.

By omitting item 15 in Schedule 3 (as substituted by section 34(3) of the Fire Service Amendment Act 1990), and substituting the following item:

15
  • Any hazardous substance (as defined in section 2 of the Hazardous Substances and New Organisms Act 1996):.

1975, No 116—The Misuse of Drugs Act 1975 (RS Vol 26, p 567)By repealing section 38.
1981, No 45—The Food Act 1981

By inserting in section 42, after subsection (2), the following subsection:

  • (2A) The Minister, before recommending the making of any regulation under subsection (1) of this section or before giving notice in the Gazette in accordance with subsection (2) of this section, shall consult with the Environmental Risk Management Authority established under the Hazardous Substances and New Organisms Act 1996 about the contents of any such regulations or notice relating to the appearance in food of any substance with toxic properties.

1981, No 118—The Medicines Act 1981

By inserting in section 20, after subsection (6), the following subsection:

  • (6A) The Minister, after having given consent or provisional consent to the distribution of any medicine in accordance with this Act, shall give written notification to the Environmental Risk Management Authority established under the Hazardous Substances and New Organisms Act 1996 of the consent or provisional consent and any condition attached to that consent.

By repealing section 110, and substituting the following section:

110 Relationship with Hazardous Substances and New Organisms Act 1996
  • (1) Subject to subsection (2) of this section, nothing in this Act shall affect or derogate from the Hazardous Substances and New Organisms Act 1996.

    (2) In the event of any inconsistency between the provisions of the Hazardous Substances and New Organisms Act 1996 and the provisions of this Act, or between the provisions of any regulations made under that Act and the provisions of any regulations made under this Act, in the case of a medicine that is also a hazardous substance within the meaning of that Act, the provisions of this Act and of the regulations made under this Act shall prevail.

1982, No 134—The Fertilisers Act 1982

By inserting in section 2, after the definition of the term Analyst, the following definition:

Authority means the Environmental Risk Management Authority established under the Hazardous Substances and New Organisms Act 1996.

By repealing the definition of the term pesticide in section 2, and substituting the following definition:

Pesticide has the same meaning as in Part XII of the Hazardous Substances and New Organisms Act 1996.

By repealing the definition of the term Pesticides Board in section 2.

By omitting from section 5(1)(c) the words Pesticides Board, and substituting the word Authority.

By omitting from section 6(1)(b) the words Pesticides Board, and substituting the word Authority.

1982, No 156—The Official Information Act 1982 (RS Vol 21, p 579)By omitting from Schedule 1 (as amended by section 362 of the Resource Management Act 1991) the words Hazards Control Commission.
1983, No 14—The Fisheries Act 1983 (RS Vol 27, p 137)

By repealing section 98 (as substituted by section 27(1) of the Fisheries Amendment Act 1986), and substituting the following section:

98 Using hazardous substances to catch or destroy fish
  • (1) Every person commits an offence who, for the purpose of taking or destroying any fish, uses in any water any hazardous substance, narcotic substance, or any electric fishing device.

    (2) Subsection (1) of this section shall not apply to actions taken by a Fishery Officer or any other person authorised in writing by the Director-General.

    (3) In this section, the term hazardous substance has the same meaning as in section 2 of the Hazardous Substances and New Organisms Act 1996.

1983, No 44—The Arms Act 1983

By repealing paragraph (d) of the definition of the term explosive in section 2, and substituting the following paragraph:

  • (d) Does not include any firework as defined in section 2 of the Hazardous Substances and New Organisms Act 1996:.

1986, No 127—The Environment Act 1986

By repealing the definition of the term hazardous substance (as substituted by section 362 of the Resource Management Act 1991), and substituting the following definition:

Hazardous substance means any substance which may impair human, plant, or animal health or may adversely affect the health or safety of any person or the environment, whether or not contained in or forming part of any other substance or thing.

By inserting in the Schedule, in its appropriate alphabetical order, the following item:

The Hazardous Substances and New Organisms Act 1996.

1987, No 65—The Conservation Act 1987

By repealing section 26ZR (as inserted by section 17 of the Conservation Law Reform Act 1990), and substituting the following section:

26ZR Using hazardous substances to catch or destroy fish
  • (1) Every person commits an offence who, for the purpose of taking or destroying any freshwater fish, uses in any water any hazardous substance, narcotic substance, or any electric fishing device.

    (2) Subsection (1) of this section shall not apply to actions taken by a warranted officer or any person authorised in writing by the Director-General.

    (3) In this section, the term hazardous substance has the same meaning as in section 2 of the Hazardous Substances and New Organisms Act 1996.

1987, No 96—The Transport Amendment Act 1987By repealing section 2(2).
1990, No 28—The Defence Act 1990

By repealing section 101(1)(e), and substituting the following paragraph:

  • (e) Controlling the packing, marking, handling, carriage, storage, and use in defence areas of hazardous substances as defined in section 2 of the Hazardous Substances and New Organisms Act 1996:.

1990, No 50—The Ozone Layer Protection Act 1990By repealing section 39.
1990, No 98—The Civil Aviation Act 1990

By adding to section 34(1)(c) the word ; and.

By adding to section 34(1) the following paragraph:

  • (d) Consult with the Environmental Risk Management Authority, established under the Hazardous Substances and New Organisms Act 1996, about the contents of any rules which relate to the transportation of hazardous substances as defined in section 2 of that Act.

1990, No 136—The Fire Service Amendment Act 1990By repealing section 34(3).
1991, No 69—The Resource Management Act 1991 (RS Vol 32, p 131)

By repealing section 1(3).

By inserting, after the definition of the term Government road in section 2(1), the following definition:

Hazardous substance includes, but is not limited to, any substance defined in section 2 of the Hazardous Substances and New Organisms Act 1996 as a hazardous substance.

By repealing Part 13 (sections 344 to 351).

By repealing Schedule 5.

By repealing so much of Part 1 of Schedule 8 as relates to the Ombudsmen Act 1975, the Official Information Act 1982, and the definition of the term hazardous substance in section 2 of the Environment Act 1986.

1991, No 150—The Building Act 1991 
1992, No 96—The Health and Safety in Employment Act 1992

By adding to section 20(12) the words , including the Environmental Risk Management Authority established under the Hazardous Substances and New Organisms Act 1996.

By adding to section 21 the following subsection:

  • (3) The Minister, before recommending the making of any regulations relating to hazardous substances or new organisms, shall consult with the Environmental Risk Management Authority established under the Hazardous Substances and New Organisms Act 1996 about the contents of such regulations, and shall take into account any submissions made by that Authority.

1992, No 124—The Gas Act 1992

By adding to section 37 the following subsection:

  • (4) The Secretary may issue any code of practice, issued in accordance with the Hazardous Substances and New Organisms Act 1996, as a gas code of practice under this Act.

By adding to section 54 the following subsection:

  • (6) The Minister, before recommending the making of any regulations under this section, shall consult with the Environmental Risk Management Authority established under the Hazardous Substances and New Organisms Act 1996 about the contents of such regulations and shall take into account any submissions made by that Authority.

1993, No 88—The Land Transport Act 1993

By adding to section 10(1)(c) the word ; and.

By adding to section 10(1) the following paragraph:

  • (d) Consult with the Environmental Risk Management Authority established under the Hazardous Substances and New Organisms Act 1996 about the contents of any rules relating to the transportation of hazardous substances (as defined in section 2 of that Act), and take into account any submissions made by that Authority.

1993, No 95—The Biosecurity Act 1993 
  • An item relating to the Biosecurity Act 1993 was repealed, as from 26 November 1997, by section 127(1)(a) Biosecurity Amendment Act 1997 (1997 No 89).

  • Items relating to the Building Act 1991 were repealed, as from 2 July 2001, by section 42 Hazardous Substances and New Organisms Amendment Act 2000 (2000 No 89). See clause 3 Hazardous Substances and New Organisms Act Commencement Order (No 2) 2001 (2001/171).

  • An item relating to section 62(1)(ha) Resource Management Act 1991 was omitted, as from 1 August 2003, by section 103 Resource Management Amendment Act 2003 (2003 No 23). See sections 109 to 113 of that Act as to the transitional and savings provisions.

Schedule 5
Enactments repealed

Section 150(1)

1957, No 19—The Explosives Act 1957 (RS Vol 6, p 361)
1958, No 66—The Explosives Amendment Act 1958 (RS Vol 6, p 398)
1962, No 65—The Explosives Amendment Act 1962 (RS Vol 6, p 399)
1967, No 50—The Animals Act 1967: Sections 13, 14, 15, 16, and 21 (RS Vol 21, p 73)
1970, No 137—The Age of Majority Act 1970: So much of Schedule 1 as relates to the Explosives Act 1957 (RS Vol 21, p 1)
1970, No 151—The Plants Act 1970: Sections 5, 7, and 10(a) (RS Vol 21, p 735)
1973, No 45—The Explosives Amendment Act 1973 (RS Vol 6, p 399)
1974, No 26—The Dangerous Goods Act 1974 (RS Vol 24, p 241)
1975, No 75—The Explosives Amendment Act 1975 (RS Vol 6, p 399)
1978, No 16—The Dangerous Goods Amendment Act 1978 (RS Vol 24, p 275)
1978, No 17—The Explosives Amendment Act 1978 (RS Vol 6, p 400)
1979, No 26—The Pesticides Act 1979
1979, No 27—The Toxic Substances Act 1979
1979, No 83—The Dangerous Goods Amendment Act 1979 (RS Vol 24, p 276)
1982, No 134—The Fertilisers Act 1982: Section 25(3), (4), and (5)
1983, No 67—The Dangerous Goods Amendment Act 1983 (RS Vol 24, p 277)
1983, No 71—The Explosives Amendment Act 1983
1983, No 98—The Toxic Substances Amendment Act 1983
1985, No 2—The Explosives (Fireworks Safety) Amendment Act 1985
1986, No 111—The Toxic Substances Amendment Act 1983
1986, No 127—The Environment Act 1986: So much of the Schedule as relates to the Animals Act 1967, the Plants Act 1970, the Dangerous Goods Act 1974, the Pesticides Act 1979, and the Toxic Substances Act 1979
1987, No 8—The Official Information Amendment Act 1987: So much of Schedule 3 as relates to the Pesticides Act 1979 and the Toxic Substances Act 1979 (RS Vol 21, p 652)
1987, No 10—The Health Amendment Act 1987: So much of Schedule 1 as relates to the Toxic Substances Act 1979 (RS Vol 31, p 580)
1987, No 16—The Pesticides Amendment Act 1987
1987, No 44—The Pesticides Amendment Act (No 2) 1987
1988, No 215—The Toxic Substances Amendment Act 1988
1989, No 84—The Dangerous Goods Amendment Act 1989
1989, No 85—The Explosives Amendment Act 1989
1990, No 53—The Ministry of Agriculture and Fisheries Amendment Act 1990: Section 2(4)(g)
1990, No 108—The Smoke-free Environments Act 1990: Section 41(1) to (4)
1991, No 60—The Judicature Amendment Act 1991: So much of the Schedule as relates to the Pesticides Act 1979 and the Toxic Substances Act 1989
1991, No 150—The Building Act 1991: So much of Schedule 4 as relates to the Explosives Act 1957, the Dangerous Goods Act 1974, and the Toxic Substances Act 1979
1992, No 47—The Crown Research Institutes Act 1992: So much of Schedule 1 as relates to the Pesticides Act 1979 and the Toxic Substances Act 1979
1992, No 96—The Health and Safety in Employment Act 1992: Section 62(5)
1993, No 23—The Health Reforms (Transitional Provisions) Act 1993: So much of Schedule 4 as relates to the Toxic Substances Act 1979
1994, No 144—The Explosives (Skyrockets Restriction) Amendment Act 1994 Hazardous Substances and New Organisms
2000 No 63—Explosives Amendment Act 2000
  • The item relating to the Explosives Amendment Act 2000 (2000 No 63) was inserted, as from 15 November 2000, by section 4 Explosives Amendment Act 2000 (2000 No 63).

Schedule 6
Regulations and orders revoked

Section 150(2)

TitleStatutory Regulations Serial Number
The Dangerous Goods Regulations 1958...................................................................
1958/76
The Dangerous Goods Regulations 1958, Amendment No 1...................................................................
1961/149
The Dangerous Goods Regulations 1958, Amendment No 3...................................................................
1967/109
The Dangerous Goods Regulations 1958, Amendment No 4...................................................................
1969/47
The Dangerous Goods Regulations 1958, Amendment No 5...................................................................
1970/255
  
The Dangerous Goods Regulations 1958, Amendment No 6...................................................................
1974/80
The Dangerous Goods (Licensing Fees) Regulations 1976: Regulation 8(1)...................................................................
1976/189
The Dangerous Goods (Labelling) Regulations 1978: Regulation 10...................................................................
1978/305
The Dangerous Goods Amendment Act Commencement Order 1979...................................................................
1979/47
The Dangerous Goods (Class 2—Gases) Regulations 1980: Regulation 141...................................................................
1980/46
The Dangerous Goods Order 1983...................................................................
1983/127
The Dangerous Goods (Class 4—Flammable Solids or Substances and Class 5—Oxidising Substances) Regulations 1985: Regulation 40...................................................................
1985/170
The Dangerous Goods (Class 3—Flammable Liquids) Regulations 1985: Regulation 204...................................................................
1985/188
The Dangerous Goods Order 1987...................................................................
1987/74
The Biosecurity (Transition) Regulations 1995: So much of regulation 2(1) as relates to section 173(2)(a)(i), (iii) and (iv) of the Biosecurity Act 1993...................................................................
1995/106
  • An item relating to the Hamster Importation and Control Regulations 1972 was repealed, as from 26 November 1997, by section 127(1)(b) Biosecurity Amendment Act 1997 (1997 No 89).

Schedule 7
List of substances relevant to transitional provisions

[Expired]