New Zealand Legislation: Acts

4 Overview of Act

• This Act is divided into 6 Parts, which are—

  • (a) Part 1 (Preliminary provisions):

  • (b) Part 2 (Financial advisers and their disclosure and conduct obligations):

  • (c) Part 3 (Authorised financial advisers and qualifying financial entities):

  • (ca) Part 3A (Brokers' disclosure and conduct obligations):

  • (d) Part 4 (How financial advisers are regulated):

  • (e) Part 5 (General provisions).

  Section 4: amended, on 1 July 2010, by section 7(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).

  Section 4(ca): inserted, on 1 July 2010, by section 7(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).