New Zealand Legislation: Acts

25 Disclosure by financial adviser performing financial adviser service in relation to category 2 product

• (1) Subject to section 26, a financial adviser who performs a financial adviser service in relation to a category 2 product must disclose the information prescribed by regulations.

  (2) For the purposes of this section, regulations may prescribe disclosure in relation to all or any of the following matters:

  • (a) the status of the financial adviser, for example, whether the financial adviser is authorised or not:

  • (b) dispute resolution arrangements:

  • (c) location of business premises:

  • (d) telephone, email, and fax details.

  (3) Regulations may prescribe the form of disclosure.