New Zealand Legislation: Acts

78 Outline of this Part

• (1) This Part is divided into 3 subparts.

  (2) Subpart 1 deals with—

  • (a) the appointment and role of the Commissioner for Financial Advisers; and

  • (b) the establishment of a code of professional conduct for authorised financial advisers; and

  • (c) the establishment and functions of a code committee.

  (3) Subpart 2 deals with—

  • (a) the procedure for dealing with complaints in relation to an authorised financial adviser; and

  • (b) the establishment of a disciplinary committee.

  (4) Subpart 3 deals with offences under this Act.