Financial Service Providers (Registration and Dispute Resolution) Act 2008

Part 2 Registration

9 Purpose of this Part

The purpose of this Part is to—

(a)

establish a compulsory public register of financial service providers to enable—

(i)

the public to access information about financial service providers; and

(ii)

the Registrar and other regulators to regulate financial service providers:

(b)

prohibit certain people from being involved in the management or direction of registered financial service providers:

(c)

conform with New Zealand’s obligations under the FATF Recommendations.