New Zealand Legislation: Acts

13 Qualifications for registration as financial service provider

• A person is qualified to be registered as a financial service provider if—

  • (a) the person is not disqualified under section 14; and

  • (b) the person is a member of an approved dispute resolution scheme, or the reserve scheme, if required by section 48; and

  • (c) if a licensing enactment requires the person to be a licensed provider, the person is, or will be (on and from commencing to be in the relevant business), a licensed provider.

  Section 13(c): substituted, on 1 July 2010, by section 13 of the Financial Service Providers (Registration and Dispute Resolution) Amendment Act 2010 (2010 No 41).