New Zealand Legislation: Acts

13 Qualifications for registration as financial service provider

• A person is qualified to be registered as a financial service provider if—

  • (a) the person is not disqualified under section 14; and

  • (b) the person is a member of an approved dispute resolution scheme, or the reserve scheme, if required by section 48; and

  • (c) in the case of a person who provides or offers to provide a licensed service, the person is a licensed provider.