New Zealand Legislation: Acts

15 Application to be registered as financial service provider

• (1) An application to be registered as a financial service provider must be made to the Registrar and—

  • (a) state the following (as relevant to the applicant):

    • (i) the name and business address of the applicant:

    • (ii) the name and business address of the approved dispute resolution scheme or the reserve scheme of which the applicant is a member:

    • (iii) whether the application relates to a licensed service, and if so, which particular licensed service; and

  • (b) be in the form (if any) required by the Registrar; and

  • (c) confirm that the applicant is not disqualified under section 14; and

  • (d) contain, or be accompanied by, any other prescribed information or documents; and

  • (e) be accompanied by the prescribed fee or levy (if any).

  (2) If the application relates to a licensed service, it must be accompanied by any information required, by or under the licensing enactment, to become a licensed provider.

  Section 15(1)(e): amended, on 1 July 2010, by section 14(1) of the Financial Service Providers (Registration and Dispute Resolution) Amendment Act 2010 (2010 No 41).

  Section 15(2): amended, on 1 July 2010, by section 14(2) of the Financial Service Providers (Registration and Dispute Resolution) Amendment Act 2010 (2010 No 41).