Acts are laws made by Parliament
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1 Title
2 Commencement
3 Principal Act amended
4 Meaning of financial advice clarified
5 Individual who is QFE employee or agent
6 Employer or principal of financial adviser must be registered
7 Disclosure by qualifying financial entity
8 New section 75 substituted
75 Exemption from liability for employee or agent of QFE
9 Commissioner's approval of draft code
10 Investigation by Commission
11 Content of disciplinary committee's notice of complaint
12 Offence of performing financial adviser service without being registered
13 Right of appeal
14 Territorial scope
15 New section 161A inserted
161A Financial Service Providers (Registration and Dispute Resolution) Act 2008 amended
16 Securities Markets Act 1988 amended
Legislative history
The Parliament of New Zealand enacts as follows:
