Financial Advisers Bill

  • enacted
32 Restrictions on use of client’s money or property
  • (1) A person must not use or apply money or other property held on trust for a client by a financial adviser in any way except—

    • (a) as expressly directed by the client in writing; or

    • (b) as otherwise provided by this Part.

    (2) A person who knowingly contravenes subsection (1) commits an offence (see section 114).