Hon Simon Power
Government Bill
13—3B
As reported from the committee of the whole House
Bill note
Key
1 Title
2 Commencement
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16 Principal Act amended
16A Meaning of financial advice clarified
16B Individual who is QFE employee or agent
16C Employer or principal of financial adviser must be registered
16D Disclosure by qualifying financial entity
16E New section 75 substituted
75 Exemption from liability for employee or agent of QFE
17 Commissioner's approval of draft code
17AA Investigation by Commission
17AAB Content of disciplinary committee's notice of complaint
17A Offence of performing financial adviser service without being registered
18 Right of appeal
19 Territorial scope
19A New section 161A inserted
161A Financial Service Providers (Registration and Dispute Resolution) Act 2008 amended
20 Securities Markets Act 1988 amended
Legislative history
The Parliament of New Zealand enacts as follows: