Securities Regulations 1983 (SR 1983/121) (as at 10 April 2008)

  • not the latest version

Regulation by clause

Schedule 4
Certificate in respect of advertisements

reg 17(2)

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I (or We) hereby certify that- (a) I (or We) have- *(i) Read: *(ii) Seen: *(iii) Listened to, the advertisement described in the Schedule to this certificate. (b) The advertisement complies with the Securities Act 1978 and the Securities Regulations 1983: (c) The advertisement does not contain any matter that- (i) Is likely to deceive, mislead, or confuse with regard to any particular that is material to the offer of securities; or (ii) Is inconsistent with the registered prospectus*/disclosure statement*/registered prospectus and disclosure statement* referred to in the advertisement. Signature of Director (or Authorised Signatory):....................... Date of signing: ...................... Signature of Director (or Authorised Signatory):........................ Date of signing: ...................... SCHEDULE DESCRIPTION OF ADVERTISEMENT (The description must be sufficient to enable the advertisement to be identified.) *Delete if inapplicable

  • Schedule 4 paragraph (c)(ii) was substituted, as from 1 January 1996, by regulation 9 Securities Regulations 1983, Amendment No 2 (SR 1995/285).