New Zealand Legislation: Regulations
Regulations are laws made under Acts
Reprint as at 1 July 2010
(SR 1983/121)
Securities Regulations 1983: revoked, on 1 July 2010, by regulation 48(1) of the Securities Regulations 2009 (SR 2009/230).
Changes authorised by section 17C of the Acts and Regulations Publication Act 1989 have been made in this eprint.
A general outline of these changes is set out in the notes at the end of this eprint, together with other explanatory material about this eprint.
These regulations are administered in the Ministry of Economic Development.
PURSUANT to section 70(1) of the Securities Act 1978, His Excellency the Administrator of the Government, acting by and with the advice and consent of the Executive Council, and in accordance with a recommendation of the Securities Commission, hereby makes the following regulations.
1A Application of these regulations
2A Exemption for term life insurance policies [Revoked]
2B Meaning of call building society share and call debt security [Revoked]
2C Meaning of small employer superannuation scheme [Revoked]
Content of registered prospectuses
3 Matters to be contained in full registered prospectus
5 Further provisions relating to content of registered prospectus
6 Restrictions imposed by Part 3 on content of registered prospectus
7 Documents to be attached to prospectus delivered for registration
7A Matters to be contained in investment statement
9 Advertisements to be consistent with prospectus or disclosure statement
10 Application forms [Revoked]
14 Unsecured and secured securities
15 Restrictions on distribution of certain advertisements
16 Restrictions imposed by Part 3 on content of advertisements
17 Restrictions on distribution of certain advertisements
Part 3
Restrictions on content of registered prospectuses
and advertisements
19 Authorised trustee investments [Revoked]
21 Interest rates and taxation of interest
23 Listing securities on registered exchange's securities market
23A Information to be disclosed by issuers on request [Revoked]
Part 4
Content of trust deeds and deeds of participation
24 Clauses deemed to be contained in trust deeds [Revoked]
25 Contents of deeds of participation [Revoked]
26 Clauses deemed to be contained in deeds of participation [Revoked]
Part 5
Miscellaneous provisions
27 Form of declaration of non-disclosure [Revoked]
27A Prescribed rate of interest [Revoked]
28 Transitional provisions [Revoked]
Schedule 1
Matters required in registered prospectus
for equity securities
Schedule 2
Matters required in registered prospectus
for debt securities
Schedule 3
Matters required in a registered prospectus
for participatory securities
Schedule 3A
Matters required in registered prospectus
for unit trusts
Schedule 3B
Matters required in registered prospectus
for life insurance policies
Schedule 3C
Matters required in registered prospectus
for superannuation schemes
Schedule 3D
Matters required in investment statements
Schedule 4
Certificate in respect of advertisements
Schedule 5
Clauses deemed to be contained in trust
deeds
[Revoked]
Schedule 6
Matters to be specified in deeds of participation
[Revoked]
Schedule 7
Clauses deemed to be contained in deeds
of participation
[Revoked]
Schedule 8
Declaration of non-disclosure
[Revoked]
Securities Amendment Regulations 2007
