Securities Regulations 1983 (SR 1983/121) (as at 01 July 2010)

  • revoked
  • Securities Regulations 1983: revoked, on 1 July 2010, by regulation 48(1) of the Securities Regulations 2009 (SR 2009/230).

Regulation by clause

3 Matters to be contained in full registered prospectus
  • (1) Subject to regulation 4 of these regulations, every registered prospectus that relates to an offer of equity securities shall contain all of the information, statements, certificates, and other matters specified in Schedule 1 to these regulations that are applicable.

    (2) Subject to regulation 4 of these regulations, every registered prospectus that relates to an offer of debt securities shall contain all of the information, statements, certificates, and other matters specified in Schedule 2 to these regulations that are applicable.

    (3) Every registered prospectus that relates to an offer of participatory securities shall contain all of the information, statements, certificates, and other matters specified in Schedule 3 to these regulations that are applicable.

    (4) Every registered prospectus that relates to an offer of units in a unit trust must contain all of the information, statements, certificates, and other matters specified in Schedule 3A that are applicable.

    (5) Every registered prospectus that relates to an offer of life insurance policies must contain all of the information, statements, certificates, and other matters specified in Schedule 3B that are applicable.

    (6) Every registered prospectus that relates to an offer of interests in a superannuation scheme must contain all of the information, statements, certificates, and other matters specified in Schedule 3C that are applicable.

    Subclauses (4) to (6) were inserted, as from 1 October 1997, by regulation 4 Securities Amendment Regulations 1997 (SR 1997/151). See regulation 99 of those Regulations for the transitional provisions.