Securities Regulations 1983 (SR 1983/121) (as at 01 October 2009)

Regulation by clause

7A Matters to be contained in investment statement
  • (1) In addition to the other requirements set out in the Act, every investment statement must contain, in a succinct manner, all of the information, statements, and other matters specified in Schedule 3D that are applicable to the securities to which the investment statement relates.

    (2) An investment statement may state that additional information about a matter specified in Schedule 3D is set out in a registered prospectus (or, in the case of a registered bank, disclosure statement).

    (3) If a matter specified in Schedule 3D is not applicable to the securities to which an investment statement relates, the investment statement is not required to refer to that matter and, in particular, is not required to state that the matter is not applicable.

    (4) All information, statements, and other matters specified under an italicised question set out in Schedule 3D that are required to be contained in an investment statement in respect of a security must be set out together in the investment statement under that question.

    (5) Nothing in this regulation limits the information, statements, or other matters that may be contained in an investment statement.

    Part 1A (comprising regulation 7A) was inserted, as from 1 October 1997, by regulation 8 Securities Amendment Regulations 1997 (SR 1997/151). See regulation 99 of those Regulations for the transitional provisions.