New Zealand Legislation: Regulations

5 Application of notice

• This notice applies to an advertisement that—

  • (a) is distributed to any person by means of radio, television, or film; and

  • (b) contains or refers to an offer of debt securities to the public for subscription; and

  • (c) specifies an address, telephone number, or website for the purpose of obtaining an investment statement relating to those debt securities; and

  • (d) complies with, or would but for this notice or the Securities Act (New Zealand Deposit Guarantee Scheme) Exemption Notice 2008 or the Securities Act (Crown Retail Deposit Guarantee Schemes) Exemption Notice 2010 comply with, all applicable provisions of the Act and the Regulations.

  Clause 5(d): amended, on 21 May 2010, by clause 12(2) of the Securities Act (Crown Retail Deposit Guarantee Schemes) Exemption Notice 2010 (SR 2010/120).

  Clause 5(d): amended, on 20 October 2008, by clause 12(2) of the Securities Act (New Zealand Deposit Guarantee Scheme) Exemption Notice 2008 (SR 2008/388).