(1) In this notice, unless the context otherwise requires,—
audiovisual advertisement means an advertisement that—
broker means any NZX Firm (as defined in Rule 1.1 of the New Zealand Exchange Limited Participant Rules)
covered equity warrant means—
equity warrant means a security offered to the public for subscription that—
(a) confers on the warrant holder the right to acquire, and obliges the warrant issuer to deliver at the option of the warrant holder, equity securities that, at the time of the offer, belong to a class of securities that is quoted on a recognised stock exchange; and
(c) either is quoted on a recognised stock exchange or in respect of which an application has been made for quotation on a recognised stock exchange and, at the time of the offer, the issuer has complied with all the requirements of the recognised stock exchange relating to the application with which it is required to comply at that time
NZX means New Zealand Exchange Limited
overseas offer document has the meaning set out in clause 5
recognised stock exchange means a stock exchange specified in Schedule 1
related company has the same meaning as in section 2(3) of the Companies Act 1993
specified overseas jurisdiction means a jurisdiction specified in Schedule 2
underlying equity securities, in relation to an equity warrant offered to the public for subscription, means equity securities that, at the time of the offer, belong to a class of securities that is quoted on a recognised stock exchange and in respect of which the warrant holder has or will acquire a right or interest on exercise of the equity warrant
warrant holder means the holder of an equity warrant
warrant issuer means the issuer of an equity warrant; and includes the person who is required to deliver the underlying equity securities to the warrant holder on the exercise of the equity warrant.
(2) Any term or expression that is defined in the Act or the Regulations and used, but not defined, in this notice has the same meaning as in the Act or the Regulations.