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Securities Act (Rights, Options, and Convertible Securities) Exemption Notice 2002 (SR 2002/318) (as at 21 December 2007)

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Reprint as at 21 December 2007

Securities Act (Rights, Options, and Convertible Securities) Exemption Notice 2002

(SR 2002/318)

Note

Changes authorised by section 17C of the Acts and Regulations Publication Act 1989 have been made in this eprint.

A general outline of these changes is set out in the notes at the end of this eprint, together with other explanatory material about this eprint.

This notice is administered in the Securities Commission.

Pursuant to the Securities Act 1978, the Securities Commission gives the following notice.

Contents

1 Title

2 Commencement

3 Expiry

4 Interpretation

5 Exemption from section 37 of Act for equity securities

6 Exemption from section 37 of Act for units

7 Exemption from section 37A of Act for equity securities

8 Requirements for issuers before exemptions apply

9 Conditions of exemptions in clauses 5, 6, and 7

10 Exemption relating to rights issue

11 Exemption from section 37A(1)(a) and (b) of Act for new securities

12 Conditions of exemption in clause 11 relating to section 37A(1)(a) of Act

13 Conditions of exemption in clause 11 relating to section 37A(1)(b) of Act where election to convert available

14 Conditions of exemption in clause 11 relating to section 37A(1)(b) of Act where no election to convert available

Explanatory note

Gazette information

Reprint notes

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