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Securities Act (Building Societies) Exemption Notice 2002

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Reprint as at 29 October 2010

Securities Act (Building Societies) Exemption Notice 2002

(SR 2002/319)

Note

Changes authorised by section 17C of the Acts and Regulations Publication Act 1989 have been made in this reprint.

A general outline of these changes is set out in the notes at the end of this reprint, together with other explanatory material about this reprint.

This notice is administered by the Securities Commission.

Pursuant to the Securities Act 1978, the Securities Commission gives the following notice.

Contents

4 Interpretation

5 Exemption for specified participatory securities defined in clause 4(2)(a)

6 Conditions of exemption under clause 5(2)

7 Exemptions for specified participatory securities defined in clause 4(2)(b)

8 Conditions of exemption under clause 7(2)

8A Conditions of exemption under clause 7(3)

9 Exemption relating to debt securities

10 Condition of exemption under clause 9

11 Exemption relating to receipt of investment statements

12 Conditions of exemption under clause 11

13 Exemption relating to register of securities

14 Condition of exemptions under clause 13

15 Exemption relating to certificates

16 Condition of exemption under clause 15

17 Notice ceases to apply to certain building societies on date of conversion to company

Schedule
Designated building societies

Gazette information

Notice