New Zealand Legislation: Regulations
Regulations are laws made under Acts
Reprint as at 9 October 2008
(SR 2003/382)
Dame Sian Elias, Administrator of the Government
At Wellington this 15th day of December 2003
Present:
Her Excellency the Administrator of the Government in Council
Changes authorised by section 17C of the Acts and Regulations Publication Act 1989 have been made in this reprint.
A general outline of these changes is set out in the notes at the end of this reprint, together with other explanatory material about this reprint.
These regulations are administered by the Ministry of Economic Development.
Pursuant to section 49 of the Securities Markets Act 1988, Her Excellency the Administrator of the Government, acting on the advice and with the consent of the Executive Council and on the recommendation of the Minister of Commerce (made after consulting with the Securities Commission), makes the following regulations.
Definition of officer for disclosure purposes
4 Persons who are not officers
Form and method of disclosure of relevant interests
5 Directors and officers must complete disclosure notice
6 Information required to be given in disclosure notice [Revoked]
Initial disclosure under section 19T(1) of Act
6A Nature of relevant interests and name in which security is registered
6B Number, class, and type of securities
6C Date of disclosure obligation in relation to relevant interest
Ongoing disclosure under section 19T(2) of Act
7 Nature of relevant interests and name in which security is registered
8 Number, class, and type of securities
9 Date of acquisition or disposal of relevant interest
10 Consideration for relevant interest
11 Description of acquisition or disposal of relevant interest
12 Aggregation of multiple transactions in disclosure notice
13 Date of last disclosure of relevant interest
14 Disclosure notice must be signed
15 Persons to whom disclosure notice must be given
16 Method by which disclosure notice must be given
17 Deviations from, and electronic form of, disclosure notice
Exemptions to directors’ and officers’ disclosure regime
18 Exemption from 5 trading day requirement for ongoing offers
19 Exemption for relevant interests that are merely technical interests [Revoked]
20 Exemption from 5 trading day requirement for employee share schemes
21 Exemption for directors or officers who disclose substantial holdings
22 Exemption for directors or officers of overseas listed public issuers
23 Temporary exemption for directors or officers of dual primary listed public issuers [Revoked]
