New Zealand Legislation: Regulations
Regulations are laws made under Acts
In these regulations, unless the context otherwise requires,—
Act means the Securities Markets Act 1988
board of directors means directors numbering not less than the required quorum acting together as a board of directors of a public issuer, or any body or group occupying a position in a public issuer that is comparable with that of a board of directors, including (without limitation) the partners of a partnership
disclosure notice means a notice in either form 1 or form 2, and includes a notice in either form that complies with regulation 17
form 1 means the form of notice for initial disclosure that is set out in the Schedule
form 2 means the form of notice for ongoing disclosure that is set out in the Schedule
initial disclosure means the disclosure required under section 19T(1) of the Act
ongoing disclosure means the disclosure required under section 19T(2) of the Act
security means a security (as defined in section 2(1) of the Act) of a public issuer or a related body corporate.
Regulation 3 disclosure notice: substituted, on 9 October 2008, by regulation 4(1) of the Securities Markets (Disclosure of Relevant Interests by Directors and Officers) Amendment Regulations 2008 (SR 2008/300).
Regulation 3 form 1: inserted, on 9 October 2008, by regulation 4(2) of the Securities Markets (Disclosure of Relevant Interests by Directors and Officers) Amendment Regulations 2008 (SR 2008/300).
Regulation 3 form 2: inserted, on 9 October 2008, by regulation 4(2) of the Securities Markets (Disclosure of Relevant Interests by Directors and Officers) Amendment Regulations 2008 (SR 2008/300).
Regulation 3 initial disclosure: inserted, on 9 October 2008, by regulation 4(2) of the Securities Markets (Disclosure of Relevant Interests by Directors and Officers) Amendment Regulations 2008 (SR 2008/300).
Regulation 3 ongoing disclosure: inserted, on 9 October 2008, by regulation 4(2) of the Securities Markets (Disclosure of Relevant Interests by Directors and Officers) Amendment Regulations 2008 (SR 2008/300).