New Zealand Legislation: Regulations

6A Nature of relevant interests and name in which security is registered

• Every disclosure notice in form 1 must contain the following information:

  • (a) the nature of the relevant interest the director or officer has in a security, including (without limitation) the details of any trust, agreement, arrangement, or understanding relating to the security (whether or not the director or officer is a party to it) under which, or by virtue of which, the director or officer may at any time have the power to exercise, or have the power to control the exercise of, any right to vote attached to the security; and

  • (b) the name of the registered holder of the security to which the relevant interest relates.

  Regulation 6A: inserted, on 3 May 2004, by regulation 3 of the Securities Markets (Disclosure of Relevant Interests by Directors and Officers) Amendment Regulations (No 2) 2004 (SR 2004/90).

  Regulation 6A: amended, on 9 October 2008, by regulation 8 of the Securities Markets (Disclosure of Relevant Interests by Directors and Officers) Amendment Regulations 2008 (SR 2008/300).