New Zealand Legislation: Regulations

12 Documents that must accompany notice to Registrar

• (1) The following documents must accompany the notice to the Registrar under regulation 11:

  • (a) the offer documents filed with the Australian regulator or, if the offer can be made without filing with the Australian regulator, the offer documents; and

  • (b) a copy of any exemption or declaration relevant to the offer granted or made by the Australian regulator that is specific to the offer or the Australian issuer; and

  • (c) particulars of any general exemptions or declarations relevant to the offer granted or made by the Australian regulator; and

  • (d) to the extent that it is not included as part of the offer documents referred to in paragraph (a),—

    • (i) the constitution (if any) of the Australian issuer, unless subparagraph (ii) applies; or

    • (ii) if the securities to be offered are interests in a collective investment scheme, rights or interests in those interests, or options to acquire those interests by way of issue, the constituent document of the scheme; and

  • (e) a copy of the warning statements referred to in regulation 13(1)(d) to (g).

  (2) In subclause (1)(b) and (c), exemption or declaration means an exemption granted, or a declaration made, by the Australian regulator under the Corporations Act 2001 (Aust).