New Zealand Legislation: Regulations

17 Additional information that must be contained in specific notices required by regulation 13(3)

• (1) A notice required by regulation 13(3)(a) (Notice of change to offer document) must—

  • (a) state the date on which the Australian issuer notified (or should have notified) the Australian regulator of the change; and

  • (b) be accompanied by a copy of the document as changed and with the changes marked.

  (2) A notice required by regulation 13(3)(b) (Notice of change of address for service) must state—

  • (a) the Australian issuer's new address for service; and

  • (b) the date on which the change in the Australian issuer's address for service takes effect.

  (3) A notice required by regulation 13(3)(c) (Notice of supplementary or replacement offer document) must—

  • (a) state the date on which the Australian issuer filed (or should have filed) the supplementary or replacement offer document with the Australian regulator; and

  • (b) be accompanied by a copy of the supplementary or replacement offer document.

  (4) A notice required by regulation 13(3)(d) (Notice of change to constitutional document) must—

  • (a) state the date on which the Australian issuer notified (or should have notified) the Australian regulator of the change; and

  • (b) be accompanied by a copy of the document as changed with the changes marked.

  (5) A notice required by regulation 13(3)(e) (Notice of grant of, amendment to, or revocation of, general exemption) must—

  • (a) specify the general exemption; and

  • (b) state whether it has been granted, amended, or revoked; and

  • (c) state the date on which it was granted, amended, or revoked.

  (6) A notice required by regulation 13(3)(f) (Notice of grant of, amendment to, or revocation of, specific exemption) must—

  • (a) specify the exemption; and

  • (b) in the case of the grant of, or amendment to, the exemption, be accompanied by a copy of the exemption or amended exemption (with the changes marked); and

  • (c) state the date on which the exemption was granted, amended, or revoked.

  (7) A notice required by regulation 13(3)(g) (Notice of enforcement action or exercise of power by Australian regulator) must—

  • (a) state the date on which the enforcement action began or the power was exercised; and

  • (b) give details of the nature of the enforcement action or the exercise of the power.