Securities (Mutual Recognition of Securities Offerings—Australia) Regulations 2008 (SR 2008/153) (as at 01 October 2009)

  • latest version but not yet in force

Regulation by clause

18 Form of notice required by regulation 15
  • (1) A notice required by regulation 15 (Notice to Registrar of intention to make offer under Australian recognition scheme) must—

    • (a) state that the New Zealand issuer intends to make an offer of securities in Australia under the Australian recognition scheme; and

    • (b) be signed and dated by the New Zealand issuer or a person with authority to act on the New Zealand issuer's behalf; and

    • (c) contain the information set out in subclause (2).

    (2) Every notice required by regulation 15 must contain the following information:

    • (a) the name of the New Zealand issuer:

    • (b) the New Zealand issuer's registration number:

    • (c) particulars of the securities to be offered:

    • (d) the date on which the New Zealand issuer intends to make the offer:

    • (e) the name of the person signing the notice on the New Zealand issuer's behalf:

    • (f) the following details of the person completing the form:

      • (i) name:

      • (ii) contact address:

      • (iii) telephone number:

      • (iv) fax number (if any):

      • (v) email address (if any).