9 Simplified disclosure prospectus for offers of securities of same class as listed securities
  • Regulation 5 does not apply in respect of a registered prospectus if—

    • (a) the prospectus relates only to an offer of equity securities, debt securities, or units in a unit trust made by the issuer of the securities; and

    • (b) the prospectus instead contains all of the information, statements, and other matters specified in Schedule 10 that are applicable; and

    • (c) the securities are of the same class as securities that are listed at the time of the offer; and

    • (d) the prospectus contains a statement to the effect that the issuer will take steps to ensure that the securities are, immediately after allotment, listed; and

    • (e) the issuer of the securities—

      • (i) is a company; and

      • (ii) is a public issuer; and

      • (iii) is not prohibited from using a simplified disclosure prospectus by a prohibition order.