Financial Advisers (Disclosure) Regulations 2010

Reprint as at 1 December 2014

Coat of Arms of New Zealand

Financial Advisers (Disclosure) Regulations 2010

(SR 2010/378)

Anand Satyanand, Governor-General

Order in Council

At Wellington this 26th day of October 2010

His Excellency the Governor-General in Council


Changes authorised by subpart 2 of Part 2 of the Legislation Act 2012 have been made in this official reprint.

Note 4 at the end of this reprint provides a list of the amendments incorporated.

These regulations are administered by the Ministry of Business, Innovation, and Employment.

Pursuant to sections 23 to 25 and 154 of the Financial Advisers Act 2008, His Excellency the Governor-General, acting on the advice and with the consent of the Executive Council, and on the recommendation of the Minister of Commerce made after consulting the Securities Commission, makes the following regulations.