Financial Advisers (Disclosure) Regulations 2010

Reprint as at 1 May 2011

Financial Advisers (Disclosure) Regulations 2010

(SR 2010/378)

Anand Satyanand, Governor-General

Order in Council

At Wellington this 26th day of October 2010

His Excellency the Governor-General in Council


Changes authorised by section 17C of the Acts and Regulations Publication Act 1989 have been made in this reprint.

A general outline of these changes is set out in the notes at the end of this reprint, together with other explanatory material about this reprint.

These regulations are administered by the Ministry of Business, Innovation, and Employment.

Pursuant to sections 23 to 25 and 154 of the Financial Advisers Act 2008, His Excellency the Governor-General, acting on the advice and with the consent of the Executive Council, and on the recommendation of the Minister of Commerce made after consulting the Securities Commission, makes the following regulations.