Financial Advisers (Non-NZX Brokers—Client Money) Exemption Notice 2017

Reprint as at 29 April 2020

Coat of Arms of New Zealand

Financial Advisers (Non-NZX Brokers—Client Money) Exemption Notice 2017

(LI 2017/169)

Note

Changes authorised by subpart 2 of Part 2 of the Legislation Act 2012 have been made in this official reprint.

Note 4 at the end of this reprint provides a list of the amendments incorporated.

This notice is administered by the Financial Markets Authority.

Pursuant to section 148 of the Financial Advisers Act 2008, the Financial Markets Authority, being satisfied of the matters set out in section 148(2) of that Act, gives the following notice.