Supplementary Order Paper No 253 (released 23 September 2008)

Supplementary Order Paper by clause reference

Clause 17

To add the following subclause as subclause (2) (after line 21 on page 80):

  • (2) An individual (whether registered or not) who is an employee of a QFE may, in the course of the QFE's business,—

    • (a) give financial advice in relation to a category 1 product of which the QFE is the issuer; or

    • (b) make an investment transaction in relation to a category 1 product of which the QFE is the issuer.