Supplementary Order Paper No 253 (released 23 September 2008)

Supplementary Order Paper by clause reference

Clause 95

To omit this clause (lines 25 to 30 on page 107) and substitute the following clause:

95 Disciplinary committee must give notice of complaint to financial adviser concerned
  • If the Commission refers a complaint about an authorised financial adviser to the disciplinary committee, and the disciplinary committee considers that a hearing is necessary to deal with the complaint, the disciplinary committee must serve a written notice of the complaint on the financial adviser.