Supplementary Order Paper No 253 (released 23 September 2008)

Supplementary Order Paper by clause reference

Clause 100

To omit this clause (lines 24 to 30 on page 109) and substitute the following clause:

100 Functions of disciplinary committee
  • The functions of the disciplinary committee are to—

    • (a) conduct disciplinary proceedings arising out of complaints regarding authorised financial advisers referred to it by the Commission; and

    • (b) take any of the actions referred to in section 97(3) as a result of disciplinary proceedings.