Section 5 acting through: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 acquire: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 advertisement: substituted, on 1 July 2010, by section 8(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 approved dispute resolution scheme: substituted, on 1 July 2010, by section 8(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 approved dispute resolution scheme: amended, on 1 July 2014, by section 47 of the Financial Service Providers (Registration and Dispute Resolution) Amendment Act 2014 (2014 No 34).
Section 5 approved rating agency: substituted, on 1 February 2011, by section 241(2) of the Insurance (Prudential Supervision) Act 2010 (2010 No 111).
Section 5 approved rating agency: amended, on 1 May 2014, by section 92(2) of the Non-bank Deposit Takers Act 2013 (2013 No 104).
Section 5 associated entity: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 authorised: amended, on 1 May 2011, by section 84(3) of the Financial Markets Authority Act 2011 (2011 No 5).
Section 5 authorised advertisement: repealed, on 1 July 2010, by section 8(3) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 bonus bond: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 broker: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 broker obligation: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 broking service: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 building society: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 call building society share: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 call building society share or call credit union share: repealed, on 1 December 2014, by section 12(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 call credit union share: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 call debt security: substituted, on 1 July 2010, by section 8(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 category 1 product: replaced, on 1 December 2014, by section 12(3) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 category 2 product: substituted, on 1 July 2010, by section 8(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 category 2 product paragraph (ja): inserted, on 1 December 2014, by section 12(4) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 chartered accountant: repealed, on 1 July 2015, by section 17 of the Financial Reporting Amendment Act 2014 (2014 No 64).
Section 5 class of financial products: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 class service: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 client: substituted, on 1 July 2010, by section 8(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 client money: replaced, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 client property: replaced, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 college of education: repealed, on 1 August 2020, by section 668 of the Education and Training Act 2020 (2020 No 38).
Section 5 Commission: repealed, on 1 May 2011, by section 82 of the Financial Markets Authority Act 2011 (2011 No 5).
Section 5 Commissioner for Financial Advisers or Commissioner: repealed, on 1 May 2011, by section 5 of the Financial Advisers Amendment Act 2011 (2011 No 9).
Section 5 conduct obligation: substituted, on 1 July 2010, by section 8(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 controlling owner: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 conveyancing practitioner: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 credit union: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 custodial service: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 DIMS facility: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 DIMS licensee: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 disclosure obligation: substituted, on 1 July 2010, by section 8(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 discretionary investment management service: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 entity: substituted, on 1 July 2010, by section 8(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 exempt provider: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 financial adviser service: substituted, on 1 July 2010, by section 8(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 financial markets legislation: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 financial planning service: repealed, on 1 July 2010, by section 8(3) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 financial service: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 FMA: inserted, on 1 May 2011, by section 82 of the Financial Markets Authority Act 2011 (2011 No 5).
Section 5 FMCA financial product: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 futures contract: repealed, on 1 December 2014, by section 12(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 general education system: repealed, on 1 August 2020, by section 668 of the Education and Training Act 2020 (2020 No 38).
Section 5 incorporated law firm: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 information: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 investment authority: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 investment-linked contract of insurance: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 investment planning service: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 investment statement: repealed, on 1 December 2014, by section 12(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 investment transaction: repealed, on 1 July 2010, by section 8(3) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 issuer: replaced, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 lecturer: replaced, on 25 September 2020, by clause 4(2) of the Education (Name Change for NZIST) Order 2020 (LI 2020/260).
Section 5 licensed market: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 life insurance policy: repealed, on 1 July 2010, by section 8(3) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 local authority: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 member of a QFE group: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 nominated representative: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 non-profit organisation: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 NZIST: repealed, on 25 September 2020, by clause 4(2) of the Education (Name Change for NZIST) Order 2020 (LI 2020/260).
Section 5 offeror: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 on behalf of the business of another person or on behalf of another person’s business: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 overseas regulator: amended, on 1 May 2011, by section 84(3) of the Financial Markets Authority Act 2011 (2011 No 5).
Section 5 partner entity: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 personalised DIMS: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 personalised service: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 polytechnic: repealed, on 1 April 2020, by section 78(1) of the Education (Vocational Education and Training Reform) Amendment Act 2020 (2020 No 1).
Section 5 product disclosure statement or PDS: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 product provider: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 product provider paragraph (a): replaced, on 1 December 2014, by section 12(5) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 product provider paragraph (ca): inserted, on 1 December 2014, by section 12(6) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 promoter: replaced, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 prospectus: repealed, on 1 December 2014, by section 12(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 QFE or qualifying financial entity: substituted, on 1 July 2010, by section 8(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 QFE adviser: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 QFE group: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 qualified statutory accountant: inserted, on 1 July 2015, by section 17 of the Financial Reporting Amendment Act 2014 (2014 No 64).
Section 5 registered: substituted, on 1 July 2010, by section 8(2) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 registered exchange: repealed, on 1 December 2014, by section 12(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 registered legal executive: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 regulated offer: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 related: inserted, on 1 December 2014, by section 12(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 related body corporate: repealed, on 1 December 2014, by section 12(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 related company: repealed, on 1 July 2010, by section 8(3) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 relevant service: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 retail client: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 security: repealed, on 1 December 2014, by section 12(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 5 standard conditions: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 standard conditions: amended, on 1 May 2011, by section 84(3) of the Financial Markets Authority Act 2011 (2011 No 5).
Section 5 State services: amended, on 7 August 2020, by section 135 of the Public Service Act 2020 (2020 No 40).
Section 5 statutory officer: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 tax agent: amended, on 18 March 2019, by section 367 of the Taxation (Annual Rates for 2018–19, Modernising Tax Administration, and Remedial Matters) Act 2019 (2019 No 5).
Section 5 teaching position: amended, on 1 August 2020, by section 668 of the Education and Training Act 2020 (2020 No 38).
Section 5 trust account: repealed, on 1 July 2010, by section 8(3) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 trustee corporation: inserted, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).
Section 5 university: amended, on 1 August 2020, by section 668 of the Education and Training Act 2020 (2020 No 38).
Section 5 wholesale client: added, on 1 July 2010, by section 8(1) of the Financial Advisers Amendment Act 2010 (2010 No 40).