Section 4(1) dealing: inserted, on 1 December 2014, by section 63(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) dealings in securities: repealed, on 1 December 2014, by section 63(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) financial markets participant paragraph (a): amended, on 1 July 2012, by section 82 of the Auditor Regulation Act 2011 (2011 No 21).
Section 4(1) financial markets participant paragraph (b)(i): replaced, on 1 December 2014, by section 63(3) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) financial markets participant paragraph (b)(ii): replaced, on 1 December 2014, by section 63(3) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) financial markets participant paragraph (b)(iii): replaced, on 1 December 2014, by section 63(3) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) financial markets participant paragraph (b)(iiia): inserted, on 1 December 2014, by section 63(3) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) financial markets participant paragraph (b)(iiib): inserted, on 11 May 2021, by section 162 of the Financial Market Infrastructures Act 2021 (2021 No 13).
Section 4(1) financial markets participant paragraph (b)(iv): replaced, on 1 April 2014, by section 126 of the Financial Reporting (Amendments to Other Enactments) Act 2013 (2013 No 102).
Section 4(1) financial markets participant paragraph (c)(i): replaced, on 1 December 2014, by section 63(4) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) financial markets participant paragraph (d): amended, on 28 October 2021, by section 3 of the Secondary Legislation Act 2021 (2021 No 7).
Section 4(1) financial products: inserted, on 1 December 2014, by section 63(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) involved in a contravention: inserted, on 1 December 2014, by section 63(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) issuer: inserted, on 1 December 2014, by section 63(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) law enforcement or regulatory agency paragraph (i): inserted, on 1 July 2012, by section 82 of the Auditor Regulation Act 2011 (2011 No 21).
Section 4(1) offeror: inserted, on 1 December 2014, by section 63(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) product holder: inserted, on 1 December 2014, by section 63(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) regulated offer: inserted, on 1 December 2014, by section 63(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) regulated product: inserted, on 1 December 2014, by section 63(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) securities: repealed, on 1 December 2014, by section 63(5) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(2): inserted, on 28 October 2021, by section 3 of the Secondary Legislation Act 2021 (2021 No 7).