(1) In this Act, unless the context otherwise requires,—
debt security has the same meaning as in section 8 of the Financial Markets Conduct Act 2013
deed of supervision has the meaning given in section 5 of the Retirement Villages Act 2003 and includes every instrument that amends the deed of supervision
deposit taker means an NBDT as defined in section 5 of the Non-bank Deposit Takers Act 2013
financial product has the same meaning as in section 7 of the Financial Markets Conduct Act 2013
FMA means the Financial Markets Authority established under Part 2 of the Financial Markets Authority Act 2011
governing document means, as the context requires,—
issuer obligation means an obligation imposed on the issuer of a financial product by or under any or all of the following:
licence means a licence issued under section 16, and includes a temporary licence
licensee obligation means an obligation imposed on a licensee by or under any or all of the following:
material change of circumstances, in relation to a licensee, means—
(a) a change that adversely affects the licensee's capacity effectively to perform the functions of a supervisor in respect of a debt security or registered scheme, or of a statutory supervisor in respect of a retirement village, covered by the licence; or
Minister means the Minister of the Crown who, under the authority of any warrant or with the authority of the Prime Minister, is for the time being responsible for the administration of this Act
operator has the meaning given in section 5 of the Retirement Villages Act 2003
operator obligation means an obligation imposed on the operator by or under any or all of the following:
prescribed means prescribed in regulations made under this Act
product holder has the same meaning as in section 6(1) of the Financial Markets Conduct Act 2013
registered scheme has the same meaning as in section 6(1) of the Financial Markets Conduct Act 2013
resident has the meaning given in section 5 of the Retirement Villages Act 2003
retirement village has the meaning given in section 6 of the Retirement Villages Act 2003
supervised interest means,—
supervised issuer, in relation to a supervisor of a debt security or registered scheme, means the issuer of the debt security or managed investment products in the scheme
supervisor or statutory supervisor means,—
temporary licence has the meaning given in section 54
vary, in relation to a licence, includes—
Section 4(1) debt security: inserted, on 1 December 2014, by section 113(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) deed of participation: repealed, on 1 December 2014, by section 113(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) deposit taker: replaced, on 1 May 2014, by section 92(2) of the Non-bank Deposit Takers Act 2013 (2013 No 104).
Section 4(1) financial product: inserted, on 1 December 2014, by section 113(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) governing document: replaced, on 1 December 2014, by section 113(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) issuer: replaced, on 1 December 2014, by section 113(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) issuer obligation: replaced, on 1 December 2014, by section 113(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) issuer obligation paragraph (g): replaced, on 1 May 2014, by section 102 of the Non-bank Deposit Takers Act 2013 (2013 No 104).
Section 4(1) KiwiSaver scheme: repealed, on 1 December 2014, by section 113(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) KiwiSaver trustee: repealed, on 1 December 2014, by section 113(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) licensee: replaced, on 1 December 2014, by section 113(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) licensee obligation: replaced, on 1 December 2014, by section 113(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) licensee obligation paragraph (g): replaced, on 1 May 2014, by section 102 of the Non-bank Deposit Takers Act 2013 (2013 No 104).
Section 4(1) material change of circumstances paragraph (a): amended, on 1 December 2014, by section 113(3) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) product holder: inserted, on 1 December 2014, by section 113(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) registered scheme: inserted, on 1 December 2014, by section 113(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) restricted scheme: repealed, on 1 December 2014, by section 113(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) security: repealed, on 1 December 2014, by section 113(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) statutory supervisor: repealed, on 1 December 2014, by section 113(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) supervised interest paragraph (a): replaced, on 1 December 2014, by section 113(4) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) supervised issuer: replaced, on 1 December 2014, by section 113(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) supervisor or statutory supervisor: inserted, on 1 December 2014, by section 113(2) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) trust deed: repealed, on 1 December 2014, by section 113(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) trustee: repealed, on 1 December 2014, by section 113(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(1) unit trustee: repealed, on 1 December 2014, by section 113(1) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
Section 4(2): amended, on 1 December 2014, by section 113(5) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).