Clause 3 heading: amended, on 28 September 2012, by clause 3 of the Securities Act (Extension of Term, Amendment, and Transitional Provision) Exemption Notice 2012 (SR 2012/294).
Clause 3(1): amended, on 28 September 2012, by clause 3 of the Securities Act (Extension of Term, Amendment, and Transitional Provision) Exemption Notice 2012 (SR 2012/294).
Clause 3(2)(a): substituted, on 7 September 2007, by clause 6 of the Securities Act (Contributory Mortgage Brokers) Exemption Amendment Notice 2007 (SR 2007/266).
Clause 3(2)(c): replaced, on 28 September 2012, by clause 3 of the Securities Act (Extension of Term, Amendment, and Transitional Provision) Exemption Notice 2012 (SR 2012/294).