Securities (Fees) Regulations 1998

  • revoked
  • Securities (Fees) Regulations 1998: revoked, on 1 December 2014, by section 5(e) of the Financial Markets (Repeals and Amendments) Act 2013 (2013 No 70).
2 Fees and amounts payable for certain matters
  • The fees and amounts set out below are payable in respect of the following matters:

    • (a) for registration of a prospectus under section 42 of the Securities Act 1978, $320:

    • (b) for a copy under section 52(3) of the Securities Act 1978, at the request of any person, of a register kept under section 51(1)(a) to (d) of that Act, or any part of the register, a fee of 20 cents per page or such lesser amount as the issuer may prescribe:

    • (c) for a copy under section 52(4) of the Securities Act 1978, at the request of the holder of the securities, of that part of a register kept under section 51(1)(e) or (f) of that Act that relates to the securities of the holder, a fee of 20 cents per page or such lesser amount as the issuer may prescribe:

    • (d) for a copy under section 54B(1) of the Securities Act 1978, at the request of the holder of the securities, of the following documents:

      • (i) a deed of trust or deed of participation relating to the securities of the holder (incorporating or together with all amendments to that deed) referred to in regulation 23A(c) of the Securities Regulations 1983 or regulation 44(c) of the Securities Regulations 2009:

      • (ii) a guarantee of payment of money owing in respect of the securities of the holder referred to in regulation 23A(d) of the Securities Regulations 1983 or regulation 44(d) of the Securities Regulations 2009,—

      a fee of 20 cents per page or such lesser amount as the issuer may prescribe.

    Regulation 2(d)(i): amended, on 1 October 2009, by regulation 49 of the Securities Regulations 2009 (SR 2009/230).

    Regulation 2(d)(ii): amended, on 1 October 2009, by regulation 49 of the Securities Regulations 2009 (SR 2009/230).