1 | Approved service delivery organisation operation | | |
(1) | A requirement relating to all operations of the organisation (other than a requirement to comply with a written notice from the Minister) | 10 | 20 |
(2) | A requirement to comply with a written notice from the Minister | 750 | 1 000 |
2 | Performance reporting | | |
(1) | Recordkeeping requirements | 100 | 250 |
(2) | Reporting requirements | 100 | 250 |
(3) | Monitoring requirements | 100 | 250 |
(4) | Auditing requirements | 100 | 250 |
3 | Relationship between approved service delivery organisation and Minister | | |
(1) | A requirement about the relationship between the organisation and the Minister | 10 | 20 |
(2) | Dispute resolution requirements | 10 | 20 |
4 | Approved forms | | |
(1) | A requirement about Crown intervention | 10 | 20 |
(2) | A requirement about instructional materials | 35 | 100 |
(3) | A requirement about production and holding of return books | 10 | 20 |
5 | System requirements and information management | | |
(1) | A requirement about technical operating standards | 35 | 100 |
(2) | Collection requirements | 20 | 35 |
(3) | Information integrity requirements | 100 | 250 |
(4) | Change control requirements | 35 | 100 |
(5) | A requirement about portability of electronic information | 35 | 100 |
(6) | Access requirements | 20 | 35 |
(7) | Security requirements | 35 | 100 |
(8) | A requirement about retention and disposal standards | 20 | 35 |
(9) | A requirement about business continuity standards | 35 | 100 |
(10) | A requirement about evidential standards | 35 | 100 |
(11) | A requirement about the manner and form of information transfer | 35 | 100 |
(12) | A requirement about information transfer between an organisation and a service delivery agency | 10 | 20 |
6 | Official information | | |
| A requirement about the general release of information | 10 | 20 |
7 | Use of section 305A of the Act | | |
| A requirement about the use of section 305A of the Act | 10 | 20 |
8 | Monitoring | | |
(1) | A requirement about the preparation of monitoring reports | 250 | 750 |
(2) | A requirement about notification of suspected offending | 250 | 750 |
9 | Client registration | | |
(1) | A requirement about managing client registration | 10 | 20 |
(2) | A requirement about issuing client numbers | 10 | 20 |
(3) | A requirement about updating client details | 10 | 20 |
(4) | A requirement about cancelling client registration | 10 | 20 |
(5) | Reporting requirements | 10 | 20 |
(6) | A requirement about electronic data transfer | 10 | 20 |
10 | Foreign ownership aggregation and forfeiture | | |
(1) | Ensuring overseas persons do not purchase or own provisional catch history, quota, or annual catch entitlement | 20 | 35 |
(2) | Consequences if foreign ownership provisions are breached | 20 | 35 |
(3) | A requirement about the consequences when aggregation provisions are breached | 20 | 35 |
(4) | A requirement about forfeit property as a consequence of a civil penalty | 100 | 250 |
(4A) | A requirement about forfeit property as a consequence of a criminal conviction | 100 | 250 |
(5) | A requirement about reporting to the Ministry of Fisheries | 10 | 20 |
11 | Registers | | |
(1) | A requirement about public access to register-related information | 100 | 250 |
(2) | A requirement about Crown quota and annual catch entitlement on registers | 750 | 1 000 |
(3) | A requirement about closure of registers | 100 | 250 |
(4) | A requirement about updating registers | 100 | 250 |
(5) | A requirement about settlement quota interests on registers | 100 | 250 |
12 | Quota allocation | | |
| A requirement about updating registers for allocation | 10 | 20 |
13 | Quota and annual catch entitlement: general | | |
(1) | A general requirement about the management of trading/transfers of quota/annual catch entitlement | 100 | 250 |
(2) | A requirement about defining types of annual catch entitlement and carry-forward calculations | 10 | 20 |
(3) | A requirement about processing BNS3 annual catch entitlement trades for Chatham Islands fishers | 10 | 20 |
(4) | A requirement about transfers of quota shares subject to settlement quota interests | 100 | 250 |
14 | Caveats and mortgages | | |
(1) | A requirement about applications for a caveat or mortgage (other than a requirement to register or vary a Crown caveat) | 35 | 100 |
(2) | A requirement to register or vary a Crown caveat under section 214 of the Act | 500 | 750 |
(3) | A requirement about adjustment of a caveat or mortgage | 35 | 100 |
15 | Fishing permits | | |
| A requirement about maintaining the permit register | 35 | 100 |
16 | Registration of vessels | | |
(1) | A requirement about registration of vessels | 10 | 20 |
(2) | A requirement about the issue of certificates of registration and replacement certificates of registration for fishing vessels | 10 | 20 |
(3) | A requirement about the issue of vessel registration numbers | 10 | 20 |
(4) | A requirement about applications for authorisation to become a notified user | 10 | 20 |
(5) | A requirement about the registration of notified users | 10 | 20 |
(6) | A requirement about the cancellation of registration | 10 | 20 |
(7) | A requirement about the issue of replacement certificates of notification for notified users | 10 | 20 |
(8) | A requirement about the registration of fish carriers | 10 | 20 |
(9) | A requirement about the issue of replacement certificates of registration for fish carriers | 10 | 20 |
(10) | A requirement about geospatial position reporting devices | 10 | 20 |
(11) | A requirement about the supply of cargo plans | 10 | 20 |
(12) | A requirement about the maintenance of information | 10 | 20 |
(13) | A requirement about updating the fishing vessel register | 10 | 20 |
(14) | A requirement about reporting to the Ministry | 10 | 20 |
(15) | A requirement about the transfer of high seas-related information to the service delivery organisation | 10 | 20 |
(16) | A requirement about administering the change in vessel details in relation to high seas requirements | 10 | 20 |
17 | Licensed fish receivers: application and licensing | | |
| A requirement about applications or licensing for licensed fish receivers | 20 | 35 |
18 | Reporting | | |
(1) | A requirement about the maintenance of the database of persons required to file returns | 10 | 20 |
(2) | A requirement about issuing return books | 10 | 20 |
(3) | A requirement about the receipt of returns | 100 | 250 |
(4) | A requirement about amended returns | 10 | 20 |
(5) | A requirement about the input of data from returns | 100 | 250 |
(5A) | A requirement about data entry quality | 100 | 250 |
(6) | A requirement about processing returns when there are breaches of the Act and reporting regulation requirements | 100 | 250 |
(7) | Information requirements | 10 | 20 |
(8) | A requirement about receipt of quota management reports | 100 | 250 |
19 | Catch limit information | | |
(1) | A requirement about keeping a general database of catch limits | 35 | 100 |
(2) | General requirements for monitoring catch limits other than those for monthly/annual deemed value | 35 | 100 |
(3) | A requirement about advising fishers of catch balance against catch limits | 10 | 20 |
20 | Issuing of section 80 notifications | | |
| A requirement about issuing section 80 notifications | 100 | 250 |
21 | Amendments to catch balances | | |
(1) | A requirement about action to be taken for late or amended catch returns | 35 | 100 |
(2) | A requirement about the discretionary power to amend section 80 notifications | 10 | 20 |
(3) | A requirement about correction of the register | 35 | 100 |
(4) | A requirement about the effect of amendments/late returns or corrections to the register on permit prohibitions | 10 | 20 |
22 | Review of section 80 notifications | | |
| A requirement about processing applications for a review of a section 80 notification | 35 | 100 |
23 | Over-fishing thresholds and tolerance levels | | |
(1) | A requirement about identifying and actioning breaches of over-fishing thresholds | 100 | 250 |
(2) | A requirement about information transfer | 100 | 250 |
23A | Revenue | | |
| A requirement about payments received for service delivery agency or Ministry of Fisheries services | 50 | 10 |
24 | Other failures attracting demerit points | | |
(1) | A requirement to report a failure to comply with standards and specifications or with a direction given under section 296Q of the Act | 250 | 750 |
(2) | A requirement in standards and specifications that is not covered elsewhere in this column | 10 | 20 |
25 | Approved service delivery organisation debt recovery | | |
| A requirement about placing or lifting sanctions as a result of approved service delivery organisation debt recovery action | 35 | 100 |