Clause 5(1): amended, on 28 September 2012, by clause 3 of the Securities Act (Extension of Term, Amendment, and Transitional Provision) Exemption Notice 2012 (SR 2012/294).
Clause 5(2): added, on 6 November 2009, by clause 4 of the Securities Act (Authorised Futures Contracts) Exemption Amendment Notice 2009 (SR 2009/336).