KiwiSaver Regulations 2006

9 What is required in annual return

(1)

The annual return must be,—

(a)

for a KiwiSaver scheme that is not a default KiwiSaver scheme, in form 1 of Schedule 1; and

(b)

for a default KiwiSaver scheme, in form 2 of Schedule 1.

(2)

The information contained in the annual return—

(a)

may be unaudited; and

(b)

if the scheme was registered as a KiwiSaver scheme for only part of the 12-month period to which the annual return relates, needs to be included only for that part; and

(c)

need not include information—

(i)

about an identifiable individual; or

(ii)

that is not in the possession or control of the supervisor, the manager, or the administration manager of the scheme; or

(iii)

that is not readily ascertainable from information that is in the possession or control of the supervisor, the manager, or the administration manager.

(3)

The annual return must have attached a certificate by the provider of the KiwiSaver scheme that the information contained in the annual return is correct to the best of the provider’s knowledge and belief (subject to subclause (2)).

Regulation 9(1): amended, on 1 December 2014, by regulation 10(1) of the KiwiSaver Amendment Regulations 2014 (LI 2014/338).

Regulation 9(2)(c)(ii): amended, on 1 December 2014, by regulation 10(2) of the KiwiSaver Amendment Regulations 2014 (LI 2014/338).

Regulation 9(2)(c)(ii): amended, on 1 May 2011, by section 56 of the KiwiSaver Amendment Act 2011 (2011 No 8).

Regulation 9(2)(c)(iii): amended, on 1 December 2014, by regulation 10(2) of the KiwiSaver Amendment Regulations 2014 (LI 2014/338).

Regulation 9(2)(c)(iii): amended, on 1 May 2011, by section 56 of the KiwiSaver Amendment Act 2011 (2011 No 8).

Regulation 9(3): amended, on 1 May 2011, by section 56 of the KiwiSaver Amendment Act 2011 (2011 No 8).