Financial Markets Conduct Regulations 2014

57 Information at start of fund update

Every fund update must, at the start of the fund update,—

(a)

include, in a prominent position, the words “Fund Update” (or, in the case of a specified multi-fund investment option or life cycle stage, the words “Investment update”); and

(b)

identify the fund, investment option, or stage to which the fund update relates; and

(c)

identify the registered scheme to which that fund, investment option, or stage relates; and

(d)

identify, in the case of—

(i)

regulation 56(1), the last day of the quarter as at which the fund update is prepared (being the most recently completed quarter):

(ii)

regulation 56(2), the last day of the disclosure year or the balance date of the scheme as at which the fund update is prepared (being the last day of the most recently completed disclosure year or the most recent balance date); and

(e)

state the date on which the fund update is first made publicly available.

Regulation 57(a): amended, on 17 December 2015, by regulation 19(1) of the Financial Markets Conduct Amendment Regulations 2015 (LI 2015/276).

Regulation 57(b): amended, on 17 December 2015, by regulation 19(2) of the Financial Markets Conduct Amendment Regulations 2015 (LI 2015/276).

Regulation 57(c): amended, on 17 December 2015, by regulation 19(3) of the Financial Markets Conduct Amendment Regulations 2015 (LI 2015/276).