Financial Markets Conduct Regulations 2014

Schedule 4 Managed investment products in managed fund

rr 24(1), 40(1), 51, 58, 63(a)

Contents

Interpretation
1Interpretation
2Interpretation and other matters relating to fees
Compliance with valuation policies and methodologies and applicable framework or methodology
3Compliance with valuation policies and methodologies and applicable framework or methodology
Risk indicator
4Application
5Risk indicator diagram
6How risk indicator is calculated and filled in
7Risk indicator based on market index returns
8Risk indicator that would deceive or mislead because of nature of fund
PDS supplemented by fund updates
8APDS supplemented by fund updates
Multiple-participant schemes
8BMultiple-participant schemes
Multi-fund investment option and life cycle stage
8CMulti-fund investment option and life cycle stage
Part 1
PDS for managed funds
PDS sections
9PDS sections
Key information summary
10Key information summary
11What is this?
12What will your money be invested in?
13Multi-fund and life cycle investment options
14Who manages [name of scheme or funds]?
15What are the returns?
16How can you get your money out?
17How will your investment be taxed?
18Where can you find more key information?
19Table of contents
How does this investment work?
20Application
21How does this investment work?
Description of your investment option(s)
22Application
23Table showing investment options
24Multi-fund and life cycle investment options
What are the risks of investing?
25Application
26Risk indicator
27General investment risks
28Other specific risks
29Risks otherwise disclosed in PDS or register entry
What are the fees?
30Application
31Statement about fees
32Annual fund charges
33Performance-based fees
34Other charges
35Fees for multi-fund and life cycle investment options
36Miscellaneous requirements relating to clauses 32 to 34
37Various individual action fees
38Example of how fees apply to investors
39Whether fees can be changed
What taxes will you pay?
40Application
41What taxes will you pay?
Who is involved?
42Application
43About [name of manager]
44Who else is involved?
How to complain
45Application
46How to complain
Where you can find more information
47Application
48Where you can find more information
How to apply
49Application
50How to apply
Part 2
Register entry for managed funds when PDS is lodged
51General register entry information
52Information about material contracts, market index, and conflicts of interest, etc
53Fund information
53AALimited fund information for certain defined benefit schemes
53AInformation for specified multi-fund investment option or specified life cycle stage
Part 3
Updating register entry
54Information to be lodged with Registrar for updating register
Part 4
Fund update
55Sections of fund update
What is the purpose of this update?
56What is the purpose of this update?
Description of this fund
57Description of this fund
What are the risks of investing?
58What are the risks of investing?
How has the fund performed?
59How has the fund performed?
60Meaning of return in relation to specified fund
61Market index returns
62Bar graph
What fees are investors charged?
63What fees are investors charged?
64Other charges
65Fees table
Example of how this applies to an investor
66Example of how this applies to an investor
What does the fund invest in?
67What does the fund invest in?
68Actual investment mix
Target investment mix
[Revoked]
69Target investment mix
Top 10 investments
[Revoked]
70Top 10 investments
71Miscellaneous matters
Key personnel
72Information about key personnel
Further information
73Further information
Notes
74Notes
Part 5
Annual report
75Interpretation
76Annual report
77Details of scheme
78Information on contributions and scheme participants
79Changes relating to the scheme
80Other information for particular types of managed funds
81Changes to persons involved in the scheme
82How to find further information
83Contact details and complaints
Part 6
Modifications for funds passport recognition regime
84Interpretation
85General modifications
86Modification relating to GAAP
PDS
87Application
88Multiple-participant schemes provisions do not apply
89Modification relating to SIPO
90Modifications relating to supervisor
91Modifications relating to scheme register
Register entry
92Modifications to register entry
Annual report
93Modifications to annual report