Financial Markets Conduct Regulations 2014

Warning: Some amendments have not yet been incorporated
Section 200(a) corrected on 15 March 2021 under section 25(1)(j)(iv) of the Legislation Act 2012.

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Employee share purchase schemes exclusion

9 Application

Clauses 10 to 12 apply to a person (A) who offers financial products to another person (B) in reliance upon clause 8 of Schedule 1 of the Act.