Financial Advisers (Personalised DIMS) Regulations 2014


Financial Advisers (Personalised DIMS) Regulations 2014

Jerry Mateparae, Governor-General

Order in Council

At Wellington this 3rd day of November 2014

His Excellency the Governor-General in Council

Pursuant to sections 29A, 42, 54(a)(iiia), and 154(1)(a), (ga), (gb), (gd), and (3) of the Financial Advisers Act 2008, His Excellency the Governor-General makes the following regulations, acting—

  • (a) on the advice and with the consent of the Executive Council; and

  • (b) on the recommendation of the Minister of Commerce and Consumer Affairs made in accordance with section 154(4) and (5) of that Act.