Financial Advisers (Personalised DIMS) Regulations 2014

  • revoked
  • Financial Advisers (Personalised DIMS) Regulations 2014: revoked, on 15 March 2021, by section 97(2)(e) of the Financial Services Legislation Amendment Act 2019 (2019 No 8).

Reprint as at 15 March 2021

Coat of Arms of New Zealand

Financial Advisers (Personalised DIMS) Regulations 2014

(LI 2014/333)

Financial Advisers (Personalised DIMS) Regulations 2014: revoked, on 15 March 2021, by section 97(2)(e) of the Financial Services Legislation Amendment Act 2019 (2019 No 8).

Jerry Mateparae, Governor-General

Order in Council

At Wellington this 3rd day of November 2014

Present:
His Excellency the Governor-General in Council

Note

Changes authorised by subpart 2 of Part 2 of the Legislation Act 2012 have been made in this official reprint.

Note 4 at the end of this reprint provides a list of the amendments incorporated.

These regulations are administered by the Ministry of Business, Innovation, and Employment.

Pursuant to sections 29A, 42, 54(a)(iiia), and 154(1)(a), (ga), (gb), (gd), and (3) of the Financial Advisers Act 2008, His Excellency the Governor-General makes the following regulations, acting—

(a)

on the advice and with the consent of the Executive Council; and

(b)

on the recommendation of the Minister of Commerce and Consumer Affairs made in accordance with section 154(4) and (5) of that Act.