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Financial Markets Conduct (Small Co-operatives) Exemption Notice 2016

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2016/310

Coat of Arms of New Zealand

Financial Markets Conduct (Small Co-operatives) Exemption Notice 2016

Pursuant to section 556 of the Financial Markets Conduct Act 2013, the Financial Markets Authority, being satisfied of the matters set out in section 557 of that Act, gives the following notice.

Contents

1Title
2Commencement
3Revocation
4Application
5Interpretation
6Exemption for co-operative shares from Part 3 of Act
7Conditions of exemption in clause 6
8Exemptions for co-operative shares from Part 4 of Act
9Exemptions for co-operative shares offered under Securities Act 1978
10Condition of exemptions in clause 9
11Exemption from financial reporting if individual investor investment does not exceed $5,000
12Exemption from financial reporting if revenue does not exceed $2 million
13Condition of exemption in clause 12
14Effect of exemptions from Part 4 of Act
Schedule 1
Contents of disclosure document
Schedule 2
Warning statements
Statement of reasons
Administrative Information
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