1 | Application under section 395 of the Act for a market services licence to cover*— | | |
| acting as a manager of a registered scheme
| | $3,565 plus fee charged on the hourly basis specified in Part 2 for hours exceeding 25 |
| acting as a provider of a discretionary investment management service
| | $2,139 plus fee charged on the hourly basis specified in Part 2 for hours exceeding 15 |
| acting as an independent trustee of a restricted scheme
| | $2,139 plus fee charged on the hourly basis specified in Part 2 for hours exceeding 15 |
| acting as a derivatives issuer in respect of a regulated offer of derivatives that is made by the derivatives issuer
| | $10,695 plus fee charged on the hourly basis specified in Part 2 for hours exceeding 70 |
| acting as a provider of a crowd funding service
| | $6,238.75 plus fee charged on the hourly basis specified in Part 2 for hours exceeding 40 |
| acting as a provider of a peer-to-peer lending service
| | $6,238.75 plus fee charged on the hourly basis specified in Part 2 for hours exceeding 40 |
| acting as a provider of a financial advice service within category 1†
| | $703.80 plus— fee charged on the hourly basis specified in Part 2 for hours exceeding 2; and fee of $178.25 for each entity that is proposed in the application to be an authorised body under section 400 of the Act
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| acting as a provider of a financial advice service within category 2‡
| | $882.05 plus— fee charged on the hourly basis specified in Part 2 for hours exceeding 3; and fee of $178.25 for each entity that is proposed in the application to be an authorised body under section 400 of the Act
|
| acting as a provider of a financial advice service in any other circumstances
| | $1,060.30 plus— fee charged on the hourly basis specified in Part 2 for hours exceeding 4; and fee of $178.25 for each entity that is proposed in the application to be an authorised body under section 400 of the Act
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