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Financial Advisers (Custodian Assurance Engagement Relief—COVID-19) Exemption Notice 2020

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2020/70

Coat of Arms of New Zealand

Financial Advisers (Custodian Assurance Engagement Relief—COVID-19) Exemption Notice 2020

Pursuant to sections 148 and 148A of the Financial Advisers Act 2008, the Financial Markets Authority, being satisfied of the matters set out in section 148(2)(a) of that Act, gives the following notice.

Contents

1Title
2Commencement
3Revocation
4Interpretation
5Exemption for custodians from time frame requirements for assurance engagements
6Conditions of exemption in clause 5
7Financial Advisers (Overseas Custodians—Assurance Engagement) Exemption Notice 2018 amended
8Time frame extended because of outbreak of COVID-19
8Financial Advisers (Non-NZX Brokers—Client Money) Exemption Notice 2017 amended
8Time frame extended because of outbreak of COVID-19
Statement of reasons
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