Reprint as at 1 May 2011
(SR 2008/153)
Anand Satyanand, Governor-General
At Wellington this 3rd day of June 2008
Present:
His Excellency the Governor-General in Council
Changes authorised by section 17C of the Acts and Regulations Publication Act 1989 have been made in this reprint.
A general outline of these changes is set out in the notes at the end of this reprint, together with other explanatory material about this reprint.
These regulations are administered by the Ministry of Economic Development.
Pursuant to sections 74 and 78 of the Securities Act 1978, His Excellency the Governor-General, acting on the advice and with the consent of the Executive Council and on the recommendation of the Minister of Commerce, makes the following regulations.
3 Australia designated as country to which recognition scheme applies
Part 1
Recognition scheme when New Zealand is host country
5 When New Zealand is host country
6 Effect of recognition scheme in relation to offer by Australian issuer of securities in New Zealand
7 Class of securities to which this Part applies
8 Securities exempt if regulations 9 to 12 satisfied
9 Offer must be regulated offer in Australia
10 Australian issuer must be entitled under Australian securities legislation to offer securities
11 Australian issuer must give notice to Registrar
12 Documents that must accompany notice to Registrar
Part 2
Application of New Zealand securities law to New Zealand securities offered in Australia
14 When Part 2 of Act and Regulations apply to securities offered in Australia by New Zealand issuer
15 Notice to Registrar of intention to make offer under Australian recognition scheme
16 Form of notice required by regulation 11 or 13
17 Additional information that must be contained in specific notices required by regulation 13(3)