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New Zealand Legislation: Regulations

Regulations are laws made under Acts

2008/153

Securities (Mutual Recognition of Securities Offerings—Australia) Regulations 2008

Anand Satyanand, Governor-General

Order in Council

At Wellington this 3rd day of June 2008

Present:
His Excellency the Governor-General in Council

Pursuant to sections 74 and 78 of the Securities Act 1978, His Excellency the Governor-General, acting on the advice and with the consent of the Executive Council and on the recommendation of the Minister of Commerce, makes the following regulations.

Contents

3 Australia designated as country to which recognition scheme applies

4 Interpretation

Part 1
Recognition scheme when New Zealand is host country

5 When New Zealand is host country

6 Effect of recognition scheme in relation to offer by Australian issuer of securities in New Zealand

7 Class of securities to which this Part applies

8 Securities exempt if regulations 9 to 12 satisfied

9 Offer must be regulated offer in Australia

10 Australian issuer must be entitled under Australian securities legislation to offer securities

11 Australian issuer must give notice to Registrar

12 Documents that must accompany notice to Registrar

13 Ongoing requirements

Part 2
Application of New Zealand securities law to New Zealand securities offered in Australia

14 When Part 2 of Act and Regulations apply to securities offered in Australia by New Zealand issuer

15 Notice to Registrar of intention to make offer under Australian recognition scheme

16 Form of notice required by regulation 11 or 13

17 Additional information that must be contained in specific notices required by regulation 13(3)

18 Form of notice required by regulation 15

Explanatory note

Administrative information

Regulations